SIXS vs. FYC ETF Comparison

Comparison of 6 Meridian Small Cap Equity ETF (SIXS) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

SIXS

6 Meridian Small Cap Equity ETF

SIXS Description

The investment seeks to provide capital appreciation. Under normal circumstances, the fund invests at least 80% of its net assets (plus the amount of any borrowings for investment purposes) in small-capitalization equity securities. The Sub-Adviser considers small-capitalization companies to be the smallest 75% of stocks included in the Russell 3000 Index by market capitalization. Although it invests primarily in small-capitalization securities, the fund may invest in equity securities of companies of any capitalization. The equity securities in which it invests are mainly common stocks.

Grade (RS Rating)

Last Trade

$47.64

Average Daily Volume

2,127

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$75.01

Average Daily Volume

14,423

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

Performance

Period	SIXS	FYC
30 Days	-1.27%	2.68%
60 Days	-3.48%	3.79%
90 Days	-1.23%	11.46%
12 Months	12.98%	39.83%

18 Overlapping Holdings

Symbol	Grade	Weight in SIXS	Weight in FYC	Overlap
ATGE	A	1.13%	0.61%	0.61%
AWR	C	1.15%	0.12%	0.12%
BRC	D	1.14%	0.36%	0.36%
CALM	B	2.95%	0.61%	0.61%
CEIX	A	1.28%	0.26%	0.26%
COLL	F	2.05%	0.45%	0.45%
ENVA	A	1.22%	0.67%	0.67%
GTY	C	1.15%	0.26%	0.26%
JJSF	C	1.11%	0.25%	0.25%
LPG	F	0.95%	0.11%	0.11%
LRN	A	1.27%	0.69%	0.69%
LTC	A	1.09%	0.12%	0.12%
MCY	B	1.2%	0.69%	0.69%
MGEE	C	1.18%	0.26%	0.26%
PMT	D	1.11%	0.36%	0.36%
PRGS	B	1.26%	0.49%	0.49%
SMPL	C	1.11%	0.12%	0.12%
TR	F	1.08%	0.12%	0.12%

SIXS Overweight 63 Positions Relative to FYC

Symbol	Grade	Weight
HCI	B	2.73%
AGO	B	2.43%
INVA	C	2.29%
PRDO	B	2.2%
AMSF	A	1.28%
WKC	D	1.25%
HCC	A	1.25%
HP	C	1.24%
AMBC	D	1.2%
PFBC	B	1.19%
REX	F	1.19%
MSGS	A	1.19%
ATEN	A	1.19%
CVI	F	1.18%
VRTS	B	1.18%
HSII	A	1.18%
HMN	A	1.18%
MHO	D	1.15%
PUMP	F	1.15%
SM	F	1.15%
RES	F	1.14%
FIZZ	B	1.14%
BKE	C	1.14%
EIG	C	1.13%
AX	B	1.13%
PLAB	F	1.13%
AMR	F	1.12%
WRLD	D	1.12%
GIII	C	1.12%
NABL	F	1.11%
DVAX	A	1.11%
NPK	F	1.11%
JBSS	F	1.1%
ENSG	A	1.1%
VIRT	A	1.1%
BOX	D	1.1%
RGR	F	1.1%
MMSI	B	1.1%
PBH	A	1.09%
PINC	A	1.09%
FDP	A	1.09%
RDN	F	1.09%
ZEUS	F	1.09%
DNOW	F	1.09%
EZPW	B	1.08%
SPTN	D	1.08%
HSTM	A	1.08%
SAFT	D	1.07%
MOV	F	1.07%
DXC	D	1.06%
SCSC	F	1.06%
ANDE	F	1.06%
GDEN	F	1.05%
SPNT	D	1.05%
RAMP	D	1.04%
CUBI	D	1.04%
LBRT	F	1.03%
MTUS	F	1.03%
CLW	F	1.02%
WNC	F	1.0%
THS	F	1.0%
BFH	C	0.99%
OGN	D	0.9%

SIXS Underweight 222 Positions Relative to FYC

Symbol	Grade	Weight
TRUP	A	-0.8%
EAT	A	-0.78%
RKLB	A	-0.73%
ROAD	B	-0.72%
PAYO	B	-0.71%
POWL	A	-0.71%
YOU	A	-0.69%
STEP	B	-0.69%
PJT	B	-0.68%
IESC	A	-0.67%
QCRH	B	-0.67%
PRIM	A	-0.67%
STRL	B	-0.67%
WULF	B	-0.67%
SGBX	F	-0.66%
CDE	C	-0.66%
ACLX	B	-0.66%
IDCC	A	-0.66%
PTGX	B	-0.66%
GVA	A	-0.66%
FTDR	B	-0.66%
PBI	A	-0.65%
TRN	C	-0.65%
TBBK	D	-0.65%
KYMR	C	-0.65%
SATS	B	-0.64%
SLVM	B	-0.64%
CNK	A	-0.64%
DSGR	C	-0.64%
PRM	A	-0.63%
TGTX	A	-0.63%
AMRX	B	-0.63%
GSHD	A	-0.62%
HNI	D	-0.62%
ASTH	C	-0.61%
VCYT	A	-0.61%
ALKT	B	-0.61%
JANX	A	-0.6%
CHEF	D	-0.6%
SKWD	B	-0.6%
REVG	D	-0.6%
NHC	C	-0.6%
RYTM	D	-0.6%
DOCS	A	-0.6%
HWKN	D	-0.59%
PTCT	B	-0.57%
WWW	C	-0.57%
ALHC	A	-0.57%
SYBT	B	-0.55%
BCRX	A	-0.55%
CRAI	B	-0.55%
CPRX	A	-0.55%
NBHC	A	-0.55%
CCOI	B	-0.55%
SKYW	A	-0.55%
VCTR	A	-0.54%
CWAN	B	-0.53%
PRCT	A	-0.53%
INTA	B	-0.53%
OSW	A	-0.53%
USLM	A	-0.53%
OSCR	C	-0.52%
AGIO	B	-0.52%
TGLS	B	-0.52%
PRK	A	-0.52%
MNKD	A	-0.52%
ADMA	B	-0.51%
PLMR	D	-0.51%
AORT	A	-0.51%
LFST	C	-0.51%
SABR	C	-0.51%
MWA	B	-0.51%
DORM	A	-0.51%
MIRM	B	-0.51%
OUT	C	-0.51%
MBIN	F	-0.5%
VITL	C	-0.5%
NMIH	D	-0.49%
NPAB	D	-0.49%
PTON	A	-0.49%
SMTC	B	-0.49%
CHWY	D	-0.47%
LMAT	B	-0.47%
FBP	D	-0.46%
ASPN	F	-0.45%
UFPT	D	-0.45%
GERN	C	-0.45%
BLBD	F	-0.44%
LMND	A	-0.43%
HRMY	D	-0.43%
NRIX	B	-0.42%
IOVA	B	-0.42%
VERX	B	-0.41%
CENX	B	-0.41%
EVH	D	-0.41%
SEMR	D	-0.41%
SITM	B	-0.4%
SHAK	A	-0.4%
APOG	A	-0.4%
CARG	B	-0.4%
RNG	A	-0.4%
GABC	A	-0.39%
UE	B	-0.39%
BANF	B	-0.39%
AAT	C	-0.39%
WT	B	-0.39%
HLIT	F	-0.38%
BGC	A	-0.38%
LITE	A	-0.38%
DOCN	B	-0.38%
AMPH	A	-0.38%
CAKE	A	-0.38%
KTOS	C	-0.38%
ESRT	C	-0.37%
CIFR	B	-0.37%
OII	D	-0.37%
IIPR	C	-0.37%
CHCO	A	-0.37%
ESE	A	-0.37%
ICFI	B	-0.37%
KN	C	-0.36%
HURN	A	-0.36%
CWT	D	-0.36%
WTTR	D	-0.36%
ADUS	D	-0.36%
NSA	D	-0.34%
NHI	C	-0.34%
OSIS	F	-0.34%
GFF	F	-0.34%
FLNC	B	-0.34%
BKD	D	-0.34%
AZZ	D	-0.34%
MGNI	D	-0.33%
TWST	F	-0.33%
OCUL	B	-0.32%
BLFS	B	-0.32%
MYGN	F	-0.3%
KNTK	B	-0.29%
HEES	B	-0.29%
NVAX	F	-0.29%
TNDM	F	-0.28%
LGND	A	-0.28%
EPAC	A	-0.27%
BANC	B	-0.27%
WRBY	A	-0.27%
CDP	B	-0.27%
HUMA	D	-0.27%
MAC	B	-0.26%
KW	C	-0.26%
DRVN	A	-0.26%
AGYS	D	-0.26%
TNL	A	-0.26%
SKT	B	-0.26%
WDFC	A	-0.26%
SXT	C	-0.25%
CPK	C	-0.25%
UMH	D	-0.25%
SXI	A	-0.25%
CDRE	D	-0.25%
IAS	A	-0.25%
AGM	D	-0.25%
ELME	D	-0.25%
FCPT	D	-0.25%
AROC	D	-0.25%
ANIP	F	-0.25%
NXRT	D	-0.25%
LKFN	B	-0.25%
RXST	D	-0.25%
CMPR	F	-0.24%
SCS	F	-0.24%
ALX	D	-0.24%
AIV	D	-0.24%
EPR	D	-0.24%
SWI	B	-0.24%
AESI	F	-0.23%
GTX	F	-0.23%
ARQT	D	-0.23%
DNLI	C	-0.23%
ARDX	D	-0.22%
ACVA	F	-0.22%
NEO	D	-0.22%
HLX	F	-0.21%
PHR	F	-0.2%
MIR	A	-0.16%
ENVX	D	-0.15%
FOLD	B	-0.14%
WEN	A	-0.14%
TGI	C	-0.14%
SOUN	B	-0.14%
PAR	A	-0.14%
FBRT	B	-0.13%
APAM	A	-0.13%
MLNK	B	-0.13%
CLB	A	-0.13%
BL	B	-0.13%
WABC	B	-0.13%
PLAY	C	-0.13%
STRA	F	-0.12%
APPN	A	-0.12%
TNC	F	-0.12%
RRR	F	-0.12%
CARS	D	-0.12%
ACAD	F	-0.12%
PZZA	A	-0.12%
IRDM	B	-0.12%
GNL	D	-0.12%
AMC	D	-0.12%
NSSC	F	-0.12%
YELP	F	-0.12%
JAMF	D	-0.12%
CTS	A	-0.12%
CBZ	B	-0.12%
BXMT	C	-0.12%
AZTA	F	-0.11%
RLAY	F	-0.11%
VECO	F	-0.11%
ARLO	F	-0.11%
BEAM	F	-0.11%
THR	F	-0.11%
JOE	F	-0.11%
XPRO	F	-0.1%
CLDX	F	-0.1%