RFV vs. AUSF ETF Comparison

Comparison of Guggenheim S&P Midcap 400 Pure Value ETF (RFV) to Global X Adaptive U.S. Factor ETF (AUSF)

RFV

Guggenheim S&P Midcap 400 Pure Value ETF

RFV Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Value Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P MidCap 400 companies with strong value characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$110.15

Average Daily Volume

19,707

Number of Holdings ^*

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$38.91

Average Daily Volume

28,065

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

Performance

Period	RFV	AUSF
30 Days	-6.94%	-4.14%
60 Days	-1.91%	-0.64%
90 Days	-1.46%	2.70%
12 Months	21.57%	31.29%

25 Overlapping Holdings

Symbol	Grade	Weight in RFV	Weight in AUSF	Overlap
ALLY	B	1.47%	0.53%	0.53%
ARW	B	2.2%	0.55%	0.55%
AVT	A	2.5%	0.51%	0.51%
CHK	B	0.78%	0.59%	0.59%
CMC	D	1.15%	0.51%	0.51%
FHN	A	0.82%	0.48%	0.48%
FNB	B	0.97%	0.5%	0.5%
FYBR	C	0.83%	0.47%	0.47%
HOG	F	1.01%	0.51%	0.51%
KRC	F	0.91%	0.42%	0.42%
LAD	F	2.01%	0.44%	0.44%
LEG	F	0.35%	0.38%	0.35%
M	D	2.7%	0.5%	0.5%
NVST	F	0.58%	0.42%	0.42%
NYCB	F	0.39%	0.14%	0.14%
ONB	A	0.72%	0.48%	0.48%
ORI	A	0.54%	0.09%	0.09%
PB	A	0.67%	0.48%	0.48%
PRGO	A	1.01%	0.47%	0.47%
SNX	A	2.56%	0.54%	0.54%
TMHC	C	1.47%	0.56%	0.56%
UNM	A	1.56%	0.53%	0.53%
VAC	B	0.92%	0.58%	0.58%
VLY	F	0.82%	0.33%	0.33%
X	F	2.28%	0.38%	0.38%

RFV Overweight 63 Positions Relative to AUSF

Symbol	Grade	Weight
PBF	B	3.52%
DINO	D	2.24%
GT	D	1.96%
MAN	B	1.83%
CLF	F	1.81%
AN	A	1.79%
JWN	B	1.75%
MTZ	A	1.71%
USFD	C	1.71%
AA	B	1.7%
ADNT	D	1.7%
JLL	C	1.67%
PFGC	D	1.62%
HTZ	F	1.58%
GHC	C	1.53%
PPC	A	1.51%
WCC	F	1.42%
THC	A	1.41%
LEA	F	1.35%
ARMK	B	1.33%
MDU	A	1.31%
R	A	1.23%
ASB	A	1.2%
KMPR	B	1.19%
PVH	D	1.17%
WHR	F	1.15%
PAG	D	1.14%
RGA	A	1.12%
JEF	B	1.09%
KD	C	1.08%
THO	F	1.01%
CUZ	B	0.96%
FLR	A	0.95%
ZION	A	0.88%
POST	A	0.85%
UGI	A	0.84%
ENOV	D	0.82%
AR	A	0.76%
PENN	F	0.74%
TGNA	D	0.69%
JHG	C	0.68%
GPS	D	0.68%
OSK	B	0.67%
GEF	D	0.67%
SWX	A	0.67%
TCBI	D	0.65%
AGCO	D	0.63%
COHR	C	0.63%
IRT	A	0.62%
BJ	A	0.58%
WBS	D	0.57%
BKH	A	0.55%
CNO	B	0.54%
NOV	D	0.52%
VSH	C	0.5%
FAF	D	0.49%
WERN	D	0.48%
SR	A	0.47%
BERY	D	0.45%
KNX	F	0.44%
CNXC	F	0.34%
UAA	F	0.32%
UA	F	0.32%

RFV Underweight 164 Positions Relative to AUSF

Symbol	Grade	Weight
T	B	-1.99%
IBM	D	-1.9%
VZ	C	-1.9%
WM	B	-1.7%
RSG	B	-1.68%
WMT	C	-1.66%
MRK	A	-1.63%
BRK.A	C	-1.57%
TMUS	A	-1.5%
PNM	C	-1.49%
LMT	A	-1.46%
MMC	C	-1.44%
ROP	D	-1.42%
AJG	C	-1.39%
CME	C	-1.39%
ACI	D	-1.37%
JNJ	D	-1.36%
MCD	D	-1.35%
DOX	D	-1.35%
CSCO	D	-1.28%
EA	D	-1.19%
VRSN	F	-1.17%
BMY	F	-1.11%
V	C	-1.1%
KO	A	-1.08%
NSIT	D	-1.02%
PEP	A	-1.01%
PG	A	-0.89%
CBOE	C	-0.88%
BR	C	-0.79%
DLB	F	-0.66%
GRMN	A	-0.65%
GM	A	-0.65%
RTX	A	-0.65%
UAL	B	-0.64%
AL	A	-0.62%
MO	A	-0.61%
CHRD	B	-0.59%
OKE	B	-0.58%
C	A	-0.58%
SYF	A	-0.58%
DTM	A	-0.58%
BG	B	-0.57%
WMB	A	-0.57%
CHE	D	-0.57%
F	D	-0.57%
ADM	D	-0.57%
AAP	C	-0.57%
AM	A	-0.57%
EMN	B	-0.56%
HP	D	-0.56%
DD	A	-0.56%
AIRC	A	-0.56%
CIVI	D	-0.55%
OGN	A	-0.55%
LYB	C	-0.54%
ABG	D	-0.54%
KMI	A	-0.54%
CE	D	-0.53%
GILD	F	-0.53%
DOW	B	-0.53%
HPE	D	-0.53%
WU	C	-0.53%
OMF	A	-0.53%
CAG	A	-0.52%
FITB	A	-0.52%
TPR	D	-0.52%
PTEN	F	-0.52%
GLW	B	-0.51%
MTG	B	-0.51%
HBAN	A	-0.51%
AXS	C	-0.51%
KHC	B	-0.51%
RDN	C	-0.51%
PNC	A	-0.51%
CF	D	-0.51%
KEY	C	-0.5%
RF	B	-0.5%
BBY	D	-0.5%
TAP	F	-0.5%
MTB	A	-0.5%
FOXA	B	-0.49%
HUN	D	-0.49%
LNC	D	-0.49%
VTRS	C	-0.48%
STWD	D	-0.47%
SNV	C	-0.47%
AGNC	B	-0.47%
ALB	D	-0.47%
USB	C	-0.47%
JNPR	C	-0.46%
IP	C	-0.46%
MDT	C	-0.46%
MOS	F	-0.46%
OZK	A	-0.46%
HPQ	D	-0.46%
CMA	B	-0.46%
PARA	B	-0.44%
UBSI	D	-0.44%
CVS	F	-0.44%
CMCSA	F	-0.43%
QGEN	B	-0.42%
WBA	F	-0.39%
YUM	B	-0.31%
PSX	D	-0.28%
AMGN	B	-0.28%
DGX	A	-0.23%
MCK	A	-0.21%
LLY	B	-0.18%
EME	A	-0.17%
CACI	A	-0.17%
PGR	A	-0.16%
ABBV	D	-0.15%
CHD	A	-0.13%
GD	A	-0.13%
SNA	D	-0.13%
TW	B	-0.12%
KR	A	-0.12%
SAIC	C	-0.11%
COST	C	-0.11%
HSY	C	-0.1%
CASY	A	-0.1%
SO	A	-0.1%
AFL	A	-0.1%
TRV	C	-0.1%
NVR	D	-0.1%
WRB	D	-0.09%
CAH	D	-0.09%
XOM	B	-0.09%
ADP	B	-0.09%
LDOS	A	-0.09%
HII	C	-0.09%
FCN	A	-0.09%
DUK	A	-0.09%
ED	A	-0.09%
BDX	F	-0.08%
UNH	B	-0.08%
ORCL	D	-0.08%
MSI	B	-0.08%
PNW	A	-0.08%
REGN	C	-0.08%
ATR	A	-0.08%
ADC	B	-0.08%
MA	D	-0.08%
ORLY	D	-0.08%
FDS	D	-0.08%
HON	C	-0.08%
KMB	A	-0.08%
AKAM	F	-0.08%
CVX	A	-0.08%
LIN	C	-0.08%
MDLZ	A	-0.08%
NOC	A	-0.08%
VRSK	C	-0.07%
APD	C	-0.07%
AON	D	-0.07%
VRTX	C	-0.07%
DRI	D	-0.07%
AAPL	F	-0.07%
SON	C	-0.07%
NNN	B	-0.07%
TJX	C	-0.07%
ICE	C	-0.07%
SJM	F	-0.06%