QUVU vs. FTA ETF Comparison

Comparison of Hartford Quality Value ETF (QUVU) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

QUVU

Hartford Quality Value ETF

QUVU Description

Under normal circumstances, the fund seeks to achieve its investment objective by investing primarily in common stocks of issuers located in the United States. The fund may invest in a broad range of market capitalizations, but tends to focus on large capitalization companies with market capitalizations similar to those of companies in the Russell 1000 Value Index.

Grade (RS Rating)

Last Trade

$26.85

Average Daily Volume

5,461

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	QUVU	FTA
30 Days	1.94%	4.88%
60 Days	3.58%	5.23%
90 Days	4.59%	6.80%
12 Months	23.79%	26.69%

29 Overlapping Holdings

Symbol	Grade	Weight in QUVU	Weight in FTA	Overlap
ACN	C	1.55%	0.18%	0.18%
AEP	D	1.73%	0.47%	0.47%
AIG	B	1.22%	0.91%	0.91%
ATO	A	1.83%	0.73%	0.73%
BAC	A	2.19%	0.59%	0.59%
CB	C	1.25%	0.7%	0.7%
CE	F	0.4%	0.48%	0.4%
CMCSA	B	1.3%	0.91%	0.91%
CSCO	B	2.04%	0.38%	0.38%
CTRA	B	0.96%	0.93%	0.93%
CTSH	B	1.81%	0.73%	0.73%
CVX	A	1.8%	0.96%	0.96%
DAL	C	1.08%	1.12%	1.08%
DIS	B	1.44%	0.4%	0.4%
DUK	C	1.66%	0.49%	0.49%
ELV	F	1.42%	0.27%	0.27%
EOG	A	2.27%	0.97%	0.97%
KDP	D	1.21%	0.31%	0.31%
LMT	D	1.63%	0.16%	0.16%
LOW	D	0.57%	0.17%	0.17%
MDLZ	F	0.8%	0.15%	0.15%
MDT	D	1.91%	0.16%	0.16%
MS	A	2.98%	0.65%	0.65%
OMC	C	1.98%	0.17%	0.17%
PFG	D	1.58%	0.17%	0.17%
SRE	A	1.63%	0.76%	0.76%
SYY	B	0.89%	0.49%	0.49%
TSN	B	1.05%	0.38%	0.38%
WFC	A	3.48%	0.9%	0.9%

QUVU Overweight 35 Positions Relative to FTA

Symbol	Grade	Weight
JPM	A	3.89%
UNH	C	3.46%
PM	B	2.86%
AXP	A	2.69%
WMB	A	2.32%
KNX	B	2.11%
HON	B	1.82%
UL	D	1.81%
PFE	D	1.71%
MMC	B	1.63%
TTE	F	1.58%
AZN	D	1.55%
QCOM	F	1.42%
AMT	D	1.36%
TXN	C	1.33%
NVS	D	1.3%
FMC	D	1.3%
BDX	F	1.28%
WAB	B	1.27%
LKQ	D	1.25%
ARMK	B	1.21%
NXPI	D	1.17%
SPG	B	1.16%
MRK	F	1.12%
OTIS	C	0.98%
GOOGL	C	0.98%
AMCR	D	0.97%
PSA	D	0.92%
TJX	A	0.9%
BHP	F	0.88%
HST	C	0.83%
ROP	B	0.74%
MET	A	0.67%
KVUE	A	0.66%
GILD	C	0.29%

QUVU Underweight 157 Positions Relative to FTA

Symbol	Grade	Weight
UAL	A	-1.4%
SYF	B	-1.14%
GM	B	-1.13%
PCAR	B	-1.02%
FOXA	B	-0.98%
TROW	B	-0.97%
STLD	B	-0.96%
CINF	A	-0.96%
RS	B	-0.94%
COP	C	-0.94%
HPE	B	-0.92%
F	C	-0.92%
HAL	C	-0.91%
VLO	C	-0.91%
XOM	B	-0.9%
T	A	-0.89%
DVN	F	-0.88%
PSX	C	-0.87%
TOL	B	-0.87%
COF	B	-0.86%
OXY	D	-0.86%
KMI	A	-0.85%
MPC	D	-0.85%
NUE	C	-0.85%
HBAN	A	-0.84%
EG	C	-0.82%
EQT	B	-0.82%
LNG	B	-0.82%
CFG	B	-0.8%
BG	F	-0.8%
PHM	D	-0.79%
LEN	D	-0.79%
OC	A	-0.78%
ETR	B	-0.78%
CVS	D	-0.77%
ADM	D	-0.77%
LYB	F	-0.76%
VTRS	A	-0.76%
C	A	-0.76%
INTC	D	-0.75%
FDX	B	-0.75%
CRBG	B	-0.74%
L	A	-0.74%
XEL	A	-0.74%
FANG	D	-0.74%
SLB	C	-0.73%
CNP	B	-0.72%
AEE	A	-0.72%
KR	B	-0.72%
ZBH	C	-0.71%
ALLY	C	-0.71%
CF	B	-0.7%
HIG	B	-0.69%
APTV	D	-0.66%
EXC	C	-0.66%
ON	D	-0.65%
VZ	C	-0.64%
DG	F	-0.64%
ED	D	-0.64%
SNA	A	-0.63%
CHTR	C	-0.62%
BKR	B	-0.61%
MTB	A	-0.61%
SWKS	F	-0.6%
IP	B	-0.6%
DHI	D	-0.6%
RF	A	-0.58%
FITB	A	-0.57%
TDY	B	-0.56%
LUV	C	-0.56%
TRV	B	-0.56%
USB	A	-0.56%
STT	A	-0.55%
CNC	D	-0.55%
NI	A	-0.53%
DGX	A	-0.52%
PPL	B	-0.51%
TXT	D	-0.5%
D	C	-0.5%
LNT	A	-0.5%
AFL	B	-0.5%
EQR	B	-0.5%
ULTA	F	-0.5%
TGT	F	-0.5%
EBAY	D	-0.49%
HRL	D	-0.49%
DTE	C	-0.48%
BLDR	D	-0.48%
DE	A	-0.48%
STX	D	-0.46%
RJF	A	-0.46%
KHC	F	-0.46%
AKAM	D	-0.45%
BBY	D	-0.45%
BIIB	F	-0.44%
OKE	A	-0.42%
ZM	B	-0.42%
DOW	F	-0.42%
KEY	B	-0.4%
PNC	B	-0.39%
JBHT	C	-0.38%
NWSA	B	-0.38%
PKG	A	-0.38%
RGA	A	-0.37%
KIM	A	-0.37%
HPQ	B	-0.36%
DRI	B	-0.36%
CSX	B	-0.36%
PRU	A	-0.36%
WEC	A	-0.35%
SSNC	B	-0.35%
CMS	C	-0.34%
FNF	B	-0.34%
NVR	D	-0.33%
DOC	D	-0.33%
CARR	D	-0.33%
PPG	F	-0.33%
HSY	F	-0.33%
JNJ	D	-0.33%
EIX	B	-0.33%
ARE	D	-0.32%
FE	C	-0.32%
GIS	D	-0.31%
GPC	D	-0.31%
MOH	F	-0.31%
HUM	C	-0.31%
WLK	D	-0.3%
PYPL	B	-0.19%
CMI	A	-0.19%
ODFL	B	-0.19%
LHX	C	-0.18%
WRB	A	-0.18%
APD	A	-0.18%
LH	C	-0.18%
IEX	B	-0.18%
J	F	-0.18%
KEYS	A	-0.17%
GD	F	-0.17%
PEP	F	-0.17%
UPS	C	-0.17%
NDSN	B	-0.17%
CTVA	C	-0.17%
MAA	B	-0.17%
HD	A	-0.17%
CLX	B	-0.17%
SBUX	A	-0.17%
CPB	D	-0.16%
WY	D	-0.16%
EXPD	D	-0.16%
DD	D	-0.16%
CI	F	-0.16%
MAS	D	-0.16%
HOLX	D	-0.16%
FTV	C	-0.16%
NKE	D	-0.15%
AWK	D	-0.15%
CAG	D	-0.14%