PSTR vs. AUSF ETF Comparison

Comparison of PeakShares Sector Rotation ETF (PSTR) to Global X Adaptive U.S. Factor ETF (AUSF)

PSTR

PeakShares Sector Rotation ETF

PSTR Description

The fund will normally invest at least 80% of its net assets, including any borrowings for investment purposes, in a diversified portfolio of equity securities that include common stocks of U.S. companies and equity ETFs providing exposure to such companies, or derivatives that have economic characteristics similar to such securities.

Grade (RS Rating)

Last Trade

$28.48

Average Daily Volume

4,686

Number of Holdings ^*

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	PSTR	AUSF
30 Days	3.07%	4.22%
60 Days	4.72%	5.67%
90 Days	5.77%	7.18%
12 Months		33.52%

18 Overlapping Holdings

Symbol	Grade	Weight in PSTR	Weight in AUSF	Overlap
AAPL	C	0.62%	0.1%	0.1%
ABBV	D	0.23%	0.14%	0.14%
C	A	0.68%	0.53%	0.53%
CB	C	0.5%	0.08%	0.08%
CVX	A	0.35%	0.09%	0.09%
EA	A	0.27%	1.43%	0.27%
GM	B	0.49%	0.52%	0.49%
INTC	D	0.79%	0.54%	0.54%
KHC	F	0.38%	0.43%	0.38%
KO	D	0.22%	1.03%	0.22%
LMT	D	0.19%	1.4%	0.19%
MCD	D	0.45%	0.7%	0.45%
MRK	F	0.25%	1.0%	0.25%
PFE	D	0.3%	0.43%	0.3%
RTX	C	0.24%	1.4%	0.24%
T	A	0.29%	1.9%	0.29%
UNH	C	0.89%	0.08%	0.08%
VZ	C	0.24%	1.83%	0.24%

PSTR Overweight 23 Positions Relative to AUSF

Symbol	Grade	Weight
XLC	A	8.42%
XLRE	C	2.2%
UPS	C	0.7%
BAC	A	0.65%
CRM	B	0.58%
DAL	C	0.58%
GEN	B	0.56%
USB	A	0.54%
MSFT	F	0.54%
OXY	D	0.51%
SLB	C	0.51%
BABA	D	0.5%
GOOG	C	0.47%
ADBE	C	0.45%
UAL	A	0.42%
ULTA	F	0.41%
STZ	D	0.33%
ONON	A	0.3%
ABT	B	0.25%
ZTS	D	0.23%
TGT	F	0.17%
BIIB	F	0.17%
NVDA	C	0.12%

PSTR Underweight 172 Positions Relative to AUSF

Symbol	Grade	Weight
TMUS	B	-1.59%
RSG	A	-1.56%
WMT	A	-1.56%
BSX	B	-1.54%
COR	B	-1.51%
V	A	-1.51%
BRK.A	B	-1.5%
ADP	B	-1.43%
MMC	B	-1.42%
CSCO	B	-1.41%
ICE	C	-1.41%
CME	A	-1.39%
WM	A	-1.38%
IBM	C	-1.37%
JNPR	F	-1.36%
LIN	D	-1.35%
JNJ	D	-1.34%
GD	F	-1.33%
EDR	A	-1.32%
ACI	C	-1.29%
DOX	D	-1.25%
CBOE	B	-0.94%
BR	A	-0.84%
PG	A	-0.83%
DTM	B	-0.7%
PEP	F	-0.66%
KMI	A	-0.66%
MO	A	-0.65%
UNM	A	-0.65%
TPR	B	-0.63%
MARA	C	-0.62%
IP	B	-0.59%
OKE	A	-0.58%
SYF	B	-0.58%
FHN	A	-0.57%
WBS	A	-0.57%
UMBF	B	-0.56%
ZION	B	-0.56%
FNB	A	-0.56%
VTRS	A	-0.56%
CMA	A	-0.55%
WHR	B	-0.55%
ONB	B	-0.55%
ABG	B	-0.55%
RF	A	-0.55%
AL	B	-0.55%
CFG	B	-0.55%
PB	A	-0.55%
COLB	A	-0.55%
UBSI	B	-0.55%
HBAN	A	-0.55%
LAD	A	-0.55%
LBRDK	C	-0.54%
OZK	B	-0.54%
HPE	B	-0.54%
CADE	B	-0.54%
PVH	C	-0.53%
TAP	C	-0.53%
BEN	C	-0.53%
ALLY	C	-0.52%
LNC	B	-0.52%
HPQ	B	-0.52%
PCAR	B	-0.52%
AM	A	-0.52%
NOV	C	-0.52%
BCC	B	-0.51%
CIVI	D	-0.51%
SLG	B	-0.51%
CNH	C	-0.51%
CMCSA	B	-0.51%
CNC	D	-0.5%
CHRD	D	-0.5%
CHE	D	-0.5%
JXN	C	-0.5%
DINO	D	-0.49%
NXST	C	-0.49%
BG	F	-0.49%
AGNC	D	-0.49%
STWD	C	-0.49%
QGEN	D	-0.49%
CVS	D	-0.49%
HST	C	-0.49%
MOS	F	-0.48%
SNX	C	-0.48%
X	C	-0.48%
CRBG	B	-0.48%
BWA	D	-0.48%
UGI	A	-0.48%
VICI	C	-0.48%
RDN	C	-0.48%
AVT	C	-0.48%
KRC	C	-0.47%
EMN	D	-0.47%
SON	D	-0.47%
HOG	D	-0.47%
SOLV	C	-0.47%
ADM	D	-0.47%
TDG	D	-0.47%
M	D	-0.47%
RPRX	D	-0.47%
GAP	C	-0.47%
RNR	C	-0.47%
WU	D	-0.46%
BBY	D	-0.46%
LYB	F	-0.46%
MDT	D	-0.45%
CAG	D	-0.45%
FMC	D	-0.45%
LEA	D	-0.44%
SWKS	F	-0.43%
ARW	D	-0.43%
WBA	F	-0.43%
DOW	F	-0.42%
HII	D	-0.42%
OGN	D	-0.42%
CE	F	-0.29%
YUM	B	-0.26%
CACI	D	-0.18%
PGR	A	-0.18%
TW	A	-0.14%
GRMN	B	-0.13%
TRV	B	-0.12%
KR	B	-0.12%
COST	B	-0.12%
SO	D	-0.12%
CHD	B	-0.12%
VRSK	A	-0.1%
DUK	C	-0.1%
ORI	A	-0.1%
SNA	A	-0.1%
GDDY	A	-0.1%
WMB	A	-0.1%
LDOS	C	-0.1%
AFL	B	-0.1%
ATR	B	-0.09%
PNW	B	-0.09%
MCK	B	-0.09%
AME	A	-0.09%
MSI	B	-0.09%
PKG	A	-0.09%
WRB	A	-0.09%
INGR	B	-0.08%
TJX	A	-0.08%
CI	F	-0.08%
CAH	B	-0.08%
FI	A	-0.08%
HOLX	D	-0.08%
BDX	F	-0.08%
HIG	B	-0.08%
XOM	B	-0.08%
MA	C	-0.08%
NOC	D	-0.08%
ED	D	-0.08%
VRSN	F	-0.08%
MDLZ	F	-0.07%
FE	C	-0.07%
VRTX	F	-0.07%
CTLT	B	-0.07%
KMB	D	-0.07%
K	A	-0.07%
ECL	D	-0.07%
HON	B	-0.07%
AJG	B	-0.07%
AMGN	D	-0.07%
ATO	A	-0.07%
DGX	A	-0.07%
ROP	B	-0.07%
CL	D	-0.07%
WELL	A	-0.07%
L	A	-0.07%
AKAM	D	-0.06%
REGN	F	-0.05%