CVY vs. HSMV ETF Comparison

Comparison of Guggenheim Multi-Asset Income ETF (CVY) to First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

CVY

Guggenheim Multi-Asset Income ETF

CVY Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an equity index called the Zacks Multi-Asset Income Index. The fund invests at least 90% of its total assets in securities that comprise the index and depositary receipts representing securities that comprise the index. The Zacks Multi-Asset Income Index is comprised of approximately 149 securities selected, based on investment and other criteria, from a universe of domestic and international companies. The securities comprising the index include stocks of small and medium-sized companies.

Grade (RS Rating)

Last Trade

$25.83

Average Daily Volume

9,893

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$34.04

Average Daily Volume

1,235

Number of Holdings ^*

196

* may have additional holdings in another (foreign) market

Performance

Period	CVY	HSMV
30 Days	3.02%	4.82%
60 Days	3.92%	3.64%
90 Days	10.04%	6.58%
12 Months	29.29%	14.47%

14 Overlapping Holdings

Symbol	Grade	Weight in CVY	Weight in HSMV	Overlap
AVT	A	0.36%	0.52%	0.36%
CNO	B	0.33%	0.51%	0.33%
EPR	B	0.41%	0.5%	0.41%
KFY	B	0.34%	0.52%	0.34%
LAMR	A	0.8%	0.46%	0.46%
MTG	B	0.69%	0.51%	0.51%
NSA	C	0.51%	0.34%	0.34%
ONB	A	0.68%	0.31%	0.31%
R	A	0.35%	0.44%	0.35%
RDN	B	0.72%	0.51%	0.51%
RGA	A	0.77%	0.55%	0.55%
SBRA	B	0.52%	0.52%	0.52%
STAG	D	0.75%	0.51%	0.51%
VOYA	B	0.7%	0.53%	0.53%

CVY Overweight 114 Positions Relative to HSMV

Symbol	Grade	Weight
ARLP	B	1.67%
BSM	D	1.3%
CRBG	B	1.19%
EQH	B	1.1%
EOG	C	1.1%
SYF	C	1.09%
WFC	A	1.08%
BG	C	1.08%
DKS	D	1.07%
AIG	B	1.07%
BAC	A	1.07%
PDO	A	1.07%
STNG	A	1.06%
JPC	A	1.05%
OVV	D	1.05%
EWBC	B	1.04%
CTRA	B	1.04%
WAL	B	1.04%
VLO	D	1.03%
SLG	B	1.03%
MPC	D	1.0%
IRM	B	0.99%
PBF	F	0.99%
CIG	C	0.99%
HIG	B	0.99%
UAN	B	0.98%
CIB	B	0.98%
SPG	C	0.94%
PSX	D	0.94%
DINO	D	0.93%
PBR	C	0.91%
ET	B	0.91%
PK	D	0.9%
JXN	B	0.89%
MOS	F	0.89%
DSL	A	0.89%
MPLX	C	0.88%
CF	D	0.87%
ABEV	F	0.87%
PAA	C	0.82%
VALE	C	0.77%
EPD	B	0.75%
MGY	B	0.75%
WES	A	0.75%
OGN	B	0.74%
NOG	C	0.74%
T	B	0.73%
AXS	B	0.72%
RHP	D	0.71%
SLM	C	0.71%
TEF	C	0.71%
MUR	D	0.71%
BPOP	A	0.69%
TGNA	B	0.68%
UNM	B	0.68%
CVS	F	0.68%
NXST	B	0.67%
SNV	A	0.67%
EVV	B	0.67%
UMC	B	0.66%
PAC	B	0.66%
TX	A	0.65%
CPA	B	0.65%
HP	D	0.64%
DLY	A	0.63%
HSBC	A	0.63%
SPH	D	0.61%
WOR	D	0.6%
GEL	B	0.59%
CRC	F	0.59%
PII	F	0.59%
PTEN	F	0.59%
RPRX	F	0.57%
GLP	D	0.56%
MAC	C	0.54%
E	C	0.52%
IIPR	B	0.5%
VVR	A	0.48%
SUN	D	0.48%
TTE	B	0.46%
ACP	A	0.42%
SKT	C	0.41%
ASC	A	0.4%
AL	C	0.39%
BGB	A	0.38%
HFRO	D	0.38%
FFC	B	0.37%
SLVM	A	0.37%
ADM	C	0.37%
DAC	A	0.36%
HWC	B	0.36%
BOKF	A	0.36%
SAH	B	0.36%
FBP	A	0.35%
OXM	C	0.34%
OTTR	B	0.34%
WAFD	C	0.34%
BBVA	D	0.33%
KOF	B	0.33%
WIW	A	0.33%
EMD	B	0.32%
PAG	B	0.32%
NAVI	F	0.31%
UE	B	0.31%
DK	D	0.31%
RES	F	0.3%
LZB	C	0.3%
CATY	C	0.3%
RLJ	F	0.27%
ARDC	A	0.25%
ISD	B	0.24%
EAD	B	0.2%
HIO	D	0.2%
NBB	D	0.13%

CVY Underweight 182 Positions Relative to HSMV

Symbol	Grade	Weight
CPK	C	-0.65%
LXP	D	-0.65%
CUBE	D	-0.64%
EXP	B	-0.64%
NBIX	C	-0.62%
SWX	C	-0.61%
LFUS	C	-0.61%
JJSF	B	-0.6%
GMED	B	-0.6%
MTN	D	-0.6%
PLXS	B	-0.59%
EME	B	-0.59%
IDCC	C	-0.59%
WU	D	-0.58%
EVR	B	-0.58%
LANC	D	-0.58%
CSL	A	-0.58%
LOPE	B	-0.56%
BJ	B	-0.56%
AGCO	D	-0.56%
FAF	D	-0.56%
MAT	D	-0.56%
NYT	B	-0.55%
AIN	C	-0.55%
VRRM	A	-0.55%
CVLT	B	-0.55%
NVT	B	-0.55%
TTEK	B	-0.55%
BCPC	B	-0.55%
NMIH	B	-0.54%
CLH	A	-0.54%
AWR	C	-0.54%
NSIT	A	-0.54%
UTHR	A	-0.54%
ALE	B	-0.53%
WTS	B	-0.53%
HXL	B	-0.53%
MIDD	F	-0.53%
WERN	D	-0.53%
WTRG	B	-0.53%
CW	B	-0.53%
CWT	B	-0.53%
ITT	B	-0.52%
ELS	F	-0.52%
PNM	C	-0.52%
SEIC	D	-0.52%
RLI	B	-0.52%
TXRH	B	-0.52%
EPC	B	-0.52%
DLB	B	-0.52%
SF	A	-0.52%
G	C	-0.52%
INGR	B	-0.52%
PCH	D	-0.52%
JHG	A	-0.52%
FLS	A	-0.52%
ESNT	B	-0.52%
THG	B	-0.52%
MMS	B	-0.52%
CACI	B	-0.52%
COOP	B	-0.52%
GATX	A	-0.52%
NFG	B	-0.52%
RPM	C	-0.52%
COLM	B	-0.52%
AGO	D	-0.52%
ORI	A	-0.52%
OGE	A	-0.52%
KEX	B	-0.52%
AVA	B	-0.52%
JEF	B	-0.52%
BRX	C	-0.51%
FLO	B	-0.51%
FCPT	B	-0.51%
LSTR	C	-0.51%
PRGS	D	-0.51%
USFD	B	-0.51%
CHE	D	-0.51%
POR	B	-0.51%
EFC	B	-0.51%
PECO	F	-0.51%
CASY	B	-0.51%
DCI	B	-0.51%
WPC	C	-0.51%
SNX	A	-0.51%
EHC	A	-0.51%
NJR	C	-0.51%
AFG	C	-0.51%
IDA	B	-0.51%
MDU	C	-0.51%
SAIC	B	-0.51%
EGP	D	-0.51%
SON	B	-0.51%
LECO	D	-0.51%
ALV	C	-0.51%
TNC	D	-0.51%
FR	D	-0.51%
EPRT	B	-0.51%
NNN	A	-0.51%
GLPI	D	-0.51%
FNF	B	-0.51%
HRB	B	-0.51%
ASH	B	-0.51%
ATR	C	-0.51%
IOSP	B	-0.51%
BKH	B	-0.51%
CRI	F	-0.5%
POST	B	-0.5%
FHI	D	-0.5%
OGS	D	-0.5%
MSA	C	-0.5%
GPK	C	-0.5%
ACHC	F	-0.5%
RS	D	-0.5%
MCRI	D	-0.5%
AMH	C	-0.5%
GNTX	D	-0.5%
SR	B	-0.5%
OHI	C	-0.5%
OSK	C	-0.5%
PFGC	D	-0.5%
AM	A	-0.5%
PRI	D	-0.5%
MAN	C	-0.5%
CTRE	B	-0.5%
MSGS	C	-0.5%
KBR	C	-0.5%
UNF	D	-0.5%
DTM	A	-0.5%
INVA	B	-0.5%
ADC	B	-0.5%
FSS	B	-0.5%
NWE	B	-0.5%
GGG	D	-0.5%
CHH	F	-0.49%
EXEL	F	-0.49%
WH	F	-0.49%
SIGI	F	-0.49%
SLGN	B	-0.49%
VNT	D	-0.49%
SFM	A	-0.49%
PBH	C	-0.49%
FELE	D	-0.49%
ACM	D	-0.49%
REXR	F	-0.49%
ENSG	D	-0.49%
MSM	D	-0.49%
VVV	D	-0.49%
RYN	D	-0.49%
AMG	D	-0.49%
ARW	C	-0.49%
MOG.A	B	-0.48%
KNX	F	-0.48%
SCI	D	-0.48%
MUSA	C	-0.48%
CBSH	A	-0.48%
FNB	A	-0.48%
LII	A	-0.48%
WEN	D	-0.48%
EVTC	D	-0.47%
ROIC	D	-0.47%
RNR	D	-0.47%
CHDN	C	-0.47%
BWXT	D	-0.45%
JAZZ	F	-0.43%
ENOV	F	-0.43%
ENR	C	-0.41%
RGLD	B	-0.4%
AIR	B	-0.39%
PB	B	-0.37%
CRUS	A	-0.34%
GO	F	-0.33%
IRT	B	-0.32%
ORA	C	-0.32%
ABM	C	-0.31%
FCN	B	-0.31%
BLKB	C	-0.3%
PDCO	F	-0.3%
EXPO	B	-0.3%
CCOI	F	-0.29%
PZZA	F	-0.28%
LEG	F	-0.22%