AUSF vs. KNGZ ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to First Trust S&P 500 Diversified Dividend Aristocrats ETF (KNGZ)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

KNGZ

First Trust S&P 500 Diversified Dividend Aristocrats ETF

KNGZ Description

The fund will normally invest at least 90% of its net assets (plus any borrowings for investment purposes) in the securities that comprise the index. According to the index provider to the new index, the new index measures the performance of companies within the S&P 500 Index that have demonstrated stable or increasing dividend per share amounts.

Grade (RS Rating)

Last Trade

$34.72

Average Daily Volume

7,335

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	KNGZ
30 Days	4.22%	1.79%
60 Days	5.67%	2.01%
90 Days	7.18%	4.31%
12 Months	33.52%	25.92%

34 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in KNGZ	Overlap
ABBV	D	0.14%	1.05%	0.14%
ADP	B	1.43%	0.52%	0.52%
AFL	B	0.1%	0.58%	0.1%
BBY	D	0.46%	1.5%	0.46%
BDX	F	0.08%	0.55%	0.08%
BEN	C	0.53%	2.13%	0.53%
CAG	D	0.45%	0.81%	0.45%
CAH	B	0.08%	0.74%	0.08%
CI	F	0.08%	0.62%	0.08%
CMCSA	B	0.51%	1.71%	0.51%
CME	A	1.39%	0.66%	0.66%
CVS	D	0.49%	1.58%	0.49%
CVX	A	0.09%	0.84%	0.09%
DGX	A	0.07%	0.74%	0.07%
EMN	D	0.47%	0.4%	0.4%
FMC	D	0.45%	0.47%	0.45%
GRMN	B	0.13%	0.98%	0.13%
HPE	B	0.54%	3.5%	0.54%
HPQ	B	0.52%	3.92%	0.52%
IBM	C	1.37%	3.78%	1.37%
JNJ	D	1.34%	1.07%	1.07%
K	A	0.07%	0.57%	0.07%
KMB	D	0.07%	0.7%	0.07%
LMT	D	1.4%	0.5%	0.5%
MCD	D	0.7%	0.99%	0.7%
MDT	D	0.45%	1.07%	0.45%
MRK	F	1.0%	0.94%	0.94%
OKE	A	0.58%	0.92%	0.58%
PNW	B	0.09%	0.46%	0.09%
SNA	A	0.1%	0.69%	0.1%
TRV	B	0.12%	0.59%	0.12%
UNH	C	0.08%	0.56%	0.08%
VZ	C	1.83%	3.38%	1.83%
XOM	B	0.08%	0.59%	0.08%

AUSF Overweight 156 Positions Relative to KNGZ

Symbol	Grade	Weight
T	A	1.9%
TMUS	B	1.59%
RSG	A	1.56%
WMT	A	1.56%
BSX	B	1.54%
COR	B	1.51%
V	A	1.51%
BRK.A	B	1.5%
EA	A	1.43%
MMC	B	1.42%
CSCO	B	1.41%
ICE	C	1.41%
RTX	C	1.4%
WM	A	1.38%
JNPR	F	1.36%
LIN	D	1.35%
GD	F	1.33%
EDR	A	1.32%
ACI	C	1.29%
DOX	D	1.25%
KO	D	1.03%
CBOE	B	0.94%
BR	A	0.84%
PG	A	0.83%
DTM	B	0.7%
PEP	F	0.66%
KMI	A	0.66%
MO	A	0.65%
UNM	A	0.65%
TPR	B	0.63%
MARA	C	0.62%
IP	B	0.59%
SYF	B	0.58%
FHN	A	0.57%
WBS	A	0.57%
UMBF	B	0.56%
ZION	B	0.56%
FNB	A	0.56%
VTRS	A	0.56%
CMA	A	0.55%
WHR	B	0.55%
ONB	B	0.55%
ABG	B	0.55%
RF	A	0.55%
AL	B	0.55%
CFG	B	0.55%
PB	A	0.55%
COLB	A	0.55%
UBSI	B	0.55%
HBAN	A	0.55%
LAD	A	0.55%
LBRDK	C	0.54%
OZK	B	0.54%
INTC	D	0.54%
CADE	B	0.54%
PVH	C	0.53%
TAP	C	0.53%
C	A	0.53%
GM	B	0.52%
ALLY	C	0.52%
LNC	B	0.52%
PCAR	B	0.52%
AM	A	0.52%
NOV	C	0.52%
BCC	B	0.51%
CIVI	D	0.51%
SLG	B	0.51%
CNH	C	0.51%
CNC	D	0.5%
CHRD	D	0.5%
CHE	D	0.5%
JXN	C	0.5%
DINO	D	0.49%
NXST	C	0.49%
BG	F	0.49%
AGNC	D	0.49%
STWD	C	0.49%
QGEN	D	0.49%
HST	C	0.49%
MOS	F	0.48%
SNX	C	0.48%
X	C	0.48%
CRBG	B	0.48%
BWA	D	0.48%
UGI	A	0.48%
VICI	C	0.48%
RDN	C	0.48%
AVT	C	0.48%
KRC	C	0.47%
SON	D	0.47%
HOG	D	0.47%
SOLV	C	0.47%
ADM	D	0.47%
TDG	D	0.47%
M	D	0.47%
RPRX	D	0.47%
GAP	C	0.47%
RNR	C	0.47%
WU	D	0.46%
LYB	F	0.46%
LEA	D	0.44%
PFE	D	0.43%
KHC	F	0.43%
SWKS	F	0.43%
ARW	D	0.43%
WBA	F	0.43%
DOW	F	0.42%
HII	D	0.42%
OGN	D	0.42%
CE	F	0.29%
YUM	B	0.26%
CACI	D	0.18%
PGR	A	0.18%
TW	A	0.14%
KR	B	0.12%
COST	B	0.12%
SO	D	0.12%
CHD	B	0.12%
VRSK	A	0.1%
DUK	C	0.1%
ORI	A	0.1%
AAPL	C	0.1%
GDDY	A	0.1%
WMB	A	0.1%
LDOS	C	0.1%
ATR	B	0.09%
MCK	B	0.09%
AME	A	0.09%
MSI	B	0.09%
PKG	A	0.09%
WRB	A	0.09%
INGR	B	0.08%
TJX	A	0.08%
FI	A	0.08%
HOLX	D	0.08%
HIG	B	0.08%
CB	C	0.08%
MA	C	0.08%
NOC	D	0.08%
ED	D	0.08%
VRSN	F	0.08%
MDLZ	F	0.07%
FE	C	0.07%
VRTX	F	0.07%
CTLT	B	0.07%
ECL	D	0.07%
HON	B	0.07%
AJG	B	0.07%
AMGN	D	0.07%
ATO	A	0.07%
ROP	B	0.07%
CL	D	0.07%
WELL	A	0.07%
L	A	0.07%
AKAM	D	0.06%
REGN	F	0.05%

AUSF Underweight 61 Positions Relative to KNGZ

Symbol	Grade	Weight
GLW	B	-3.11%
TXN	C	-3.1%
MCHP	D	-2.44%
QCOM	F	-2.27%
IPG	D	-2.25%
ACN	C	-2.04%
BMY	B	-1.88%
ADI	D	-1.83%
HAS	D	-1.62%
TROW	B	-1.55%
OMC	C	-1.52%
PRU	A	-1.4%
GPC	D	-1.39%
APH	A	-1.31%
NTRS	A	-1.14%
UPS	C	-1.1%
MTB	A	-1.09%
PFG	D	-1.02%
HD	A	-1.01%
MSFT	F	-0.92%
PM	B	-0.89%
KLAC	D	-0.87%
CINF	A	-0.86%
MET	A	-0.86%
KVUE	A	-0.76%
LOW	D	-0.74%
TSN	B	-0.72%
PAYX	C	-0.72%
BLK	C	-0.72%
HRL	D	-0.71%
NKE	D	-0.71%
CTRA	B	-0.71%
ABT	B	-0.71%
EG	C	-0.66%
SWK	D	-0.62%
GIS	D	-0.62%
CMI	A	-0.61%
ITW	B	-0.59%
AMCR	D	-0.59%
FAST	B	-0.58%
EOG	A	-0.57%
CHRW	C	-0.56%
UNP	C	-0.55%
POOL	C	-0.55%
NSC	B	-0.55%
EMR	A	-0.55%
EVRG	A	-0.48%
O	D	-0.48%
LHX	C	-0.48%
LEN	D	-0.46%
ES	D	-0.43%
ETR	B	-0.42%
FRT	B	-0.41%
MAA	B	-0.4%
EIX	B	-0.4%
AEP	D	-0.37%
CF	B	-0.36%
DLR	B	-0.36%
APD	A	-0.35%
ESS	B	-0.35%
AVB	B	-0.32%