AUSF vs. IYF ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to iShares U.S. Financial ETF (IYF)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.54

Average Daily Volume

34,608

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

IYF

iShares U.S. Financial ETF

IYF Description

The investment seeks to track the investment results of an index composed of U.S. equities in the financial sector. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the Dow Jones U.S. Financials Index (the "underlying index"), which measures the performance of the financial sector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$103.47

Average Daily Volume

246,206

Number of Holdings ^*

135

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	IYF
30 Days	1.45%	0.51%
60 Days	2.31%	3.16%
90 Days	7.95%	9.80%
12 Months	37.40%	39.46%

41 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in IYF	Overlap
AFL	A	0.12%	1.12%	0.12%
AGNC	B	0.51%	0.14%	0.14%
AJG	D	1.48%	1.11%	1.11%
ALLY	F	0.4%	0.18%	0.18%
BEN	F	0.44%	0.11%	0.11%
BR	C	0.82%	0.45%	0.45%
BRK.A	C	1.53%	12.55%	1.53%
C	C	0.47%	2.21%	0.47%
CB	B	0.08%	2.18%	0.08%
CBOE	C	0.96%	0.4%	0.4%
CFG	D	0.48%	0.35%	0.35%
CMA	C	0.57%	0.13%	0.13%
CME	B	1.35%	1.42%	1.35%
COLB	B	0.54%	0.1%	0.1%
FDS	C	0.09%	0.33%	0.09%
FHN	D	0.47%	0.16%	0.16%
FITB	B	0.51%	0.55%	0.51%
FNB	D	0.48%	0.1%	0.1%
HBAN	B	0.48%	0.4%	0.4%
HIG	B	0.09%	0.64%	0.09%
ICE	C	0.09%	1.68%	0.09%
KEY	C	0.52%	0.3%	0.3%
L	D	0.08%	0.27%	0.08%
LNC	C	0.48%	0.08%	0.08%
MMC	C	1.49%	2.04%	1.49%
MTB	C	0.51%	0.55%	0.51%
OMF	D	0.47%	0.11%	0.11%
ORI	B	0.11%	0.17%	0.11%
OZK	F	0.46%	0.09%	0.09%
PB	D	0.5%	0.12%	0.12%
PGR	C	0.19%	2.81%	0.19%
PNC	C	0.51%	1.37%	0.51%
RF	B	0.51%	0.4%	0.4%
STWD	B	0.51%	0.12%	0.12%
TRV	C	0.12%	1.01%	0.12%
TW	B	0.13%	0.26%	0.13%
UNM	B	0.6%	0.15%	0.15%
USB	C	0.5%	1.33%	0.5%
WBS	C	0.5%	0.16%	0.16%
WRB	D	0.11%	0.32%	0.11%
ZION	D	0.46%	0.13%	0.13%

AUSF Overweight 148 Positions Relative to IYF

Symbol	Grade	Weight
IBM	B	2.22%
VZ	A	2.03%
T	B	1.92%
TMUS	B	1.63%
RTX	B	1.63%
WMT	B	1.59%
LMT	A	1.59%
JNPR	A	1.53%
JNJ	C	1.52%
GD	C	1.5%
ROP	C	1.46%
LIN	B	1.45%
V	C	1.45%
RSG	D	1.45%
DOX	C	1.35%
WM	D	1.35%
ACI	F	1.32%
CSCO	B	1.31%
MRK	F	1.27%
EA	D	1.24%
KO	B	1.22%
MCD	B	1.2%
BSX	B	1.18%
PG	C	0.88%
PEP	D	0.76%
LAD	B	0.59%
WMB	C	0.59%
SOLV	D	0.59%
KMI	C	0.58%
MO	C	0.58%
DTM	C	0.58%
HII	F	0.57%
SIG	C	0.57%
KRC	C	0.57%
HOG	C	0.56%
CNC	D	0.55%
OKE	C	0.55%
EMN	B	0.54%
CHE	C	0.54%
FMC	B	0.54%
BBY	A	0.54%
UAL	B	0.54%
LBRDK	C	0.53%
JXN	B	0.53%
CNH	C	0.53%
ARW	B	0.53%
MDT	B	0.53%
CAG	B	0.52%
IP	C	0.52%
VICI	C	0.52%
FOXA	B	0.52%
DAL	C	0.52%
KHC	C	0.51%
SON	D	0.51%
TPR	A	0.51%
GM	C	0.5%
UBSI	D	0.5%
WHR	C	0.5%
CMCSA	C	0.5%
PRGO	F	0.49%
SNX	C	0.49%
VTRS	D	0.49%
SYF	C	0.49%
TAP	D	0.49%
PVH	D	0.48%
CVS	D	0.48%
ADM	D	0.48%
UGI	B	0.48%
AM	B	0.48%
RDN	D	0.48%
LYB	D	0.48%
AVT	B	0.48%
RPRX	C	0.47%
AGCO	D	0.47%
CADE	C	0.47%
ONB	D	0.47%
CE	D	0.46%
GAP	F	0.46%
X	F	0.46%
AL	C	0.46%
CRBG	C	0.46%
DINO	F	0.46%
ABG	D	0.45%
OGN	D	0.45%
MOS	F	0.45%
LEA	D	0.45%
HPE	C	0.45%
HPQ	C	0.44%
NOV	F	0.44%
EMR	D	0.44%
M	F	0.44%
BG	F	0.43%
HP	F	0.42%
PTEN	F	0.41%
MCK	F	0.38%
CIVI	F	0.38%
F	F	0.38%
WBA	F	0.38%
INTC	D	0.32%
AMGN	D	0.32%
YUM	B	0.27%
CACI	B	0.19%
ABBV	B	0.18%
KR	B	0.13%
COST	C	0.12%
AAPL	C	0.11%
SO	B	0.11%
LDOS	A	0.11%
CHD	C	0.11%
TJX	C	0.1%
REGN	D	0.1%
VRTX	D	0.1%
GRMN	D	0.1%
MSI	B	0.1%
DUK	B	0.1%
NOC	B	0.1%
ADP	C	0.09%
KMB	C	0.09%
XOM	D	0.09%
ATR	B	0.09%
DGX	B	0.09%
MA	B	0.09%
MDLZ	C	0.09%
DRI	C	0.09%
PKG	B	0.09%
ED	B	0.09%
CVX	F	0.08%
GDDY	C	0.08%
CAH	C	0.08%
BDX	D	0.08%
PCAR	D	0.08%
NEU	D	0.08%
AKAM	D	0.08%
UNH	C	0.08%
VRSK	D	0.08%
PSX	F	0.07%
NSIT	C	0.07%
DLB	D	0.07%
ECL	B	0.07%
HON	C	0.07%
AME	C	0.07%
CASY	D	0.07%
CI	C	0.07%
VRSN	C	0.07%
SNA	B	0.07%
CL	C	0.07%
HOLX	D	0.07%
PNW	C	0.07%

AUSF Underweight 94 Positions Relative to IYF

Symbol	Grade	Weight
JPM	D	-9.37%
BAC	D	-4.48%
WFC	D	-3.66%
SPGI	C	-3.04%
GS	B	-2.92%
BLK	B	-2.54%
MS	B	-2.21%
BX	C	-2.07%
SCHW	D	-1.81%
KKR	B	-1.67%
MCO	C	-1.45%
AON	B	-1.26%
APO	B	-1.21%
TFC	D	-1.05%
BK	B	-0.99%
ALL	C	-0.93%
MET	B	-0.89%
AIG	D	-0.89%
AMP	B	-0.85%
PRU	C	-0.81%
MSCI	C	-0.78%
ACGL	B	-0.76%
DFS	C	-0.67%
COIN	F	-0.62%
NDAQ	C	-0.56%
WTW	B	-0.55%
ARES	B	-0.54%
STT	B	-0.49%
BRO	C	-0.45%
RJF	C	-0.44%
TROW	C	-0.44%
FCNCA	D	-0.44%
CINF	C	-0.39%
MKL	C	-0.38%
PFG	B	-0.36%
NTRS	C	-0.34%
EG	B	-0.31%
LPLA	D	-0.3%
FNF	B	-0.29%
HOOD	C	-0.28%
RGA	C	-0.27%
IBKR	B	-0.26%
RNR	B	-0.25%
EWBC	C	-0.22%
JEF	C	-0.21%
NLY	B	-0.2%
EQH	C	-0.2%
KNSL	D	-0.19%
AIZ	B	-0.19%
SF	B	-0.18%
WAL	B	-0.18%
OWL	B	-0.18%
GL	D	-0.18%
CG	C	-0.18%
AFG	C	-0.18%
PRI	B	-0.17%
EVR	B	-0.17%
MKTX	D	-0.17%
MORN	C	-0.16%
HLI	C	-0.15%
SOFI	D	-0.15%
BPOP	C	-0.14%
PNFP	C	-0.14%
VOYA	B	-0.14%
RYAN	C	-0.13%
WTFC	C	-0.13%
CBSH	D	-0.13%
AXS	B	-0.12%
IVZ	B	-0.12%
MTG	B	-0.12%
CFR	C	-0.12%
FAF	B	-0.12%
SEIC	B	-0.12%
SNV	D	-0.12%
LAZ	B	-0.11%
AMG	C	-0.11%
RITM	D	-0.11%
RLI	B	-0.11%
TPG	C	-0.1%
JHG	B	-0.1%
SLM	C	-0.09%
THG	C	-0.09%
AGO	D	-0.08%
WTM	F	-0.08%
KMPR	D	-0.07%
FHB	D	-0.06%
BHF	F	-0.06%
CACC	F	-0.06%
BOKF	C	-0.05%
VIRT	C	-0.05%
RKT	C	-0.05%
UWMC	D	-0.02%
CNA	D	-0.02%
TFSL	D	-0.01%