SQLV vs. RFV ETF Comparison

Comparison of Legg Mason Small-Cap Quality Value ETF (SQLV) to Guggenheim S&P Midcap 400 Pure Value ETF (RFV)

SQLV

Legg Mason Small-Cap Quality Value ETF

SQLV Description

The investment seeks to track the investment results of the RARE Global Infrastructure Index (the "underlying index"). The fund will invest at least 80% of its net assets, plus borrowings for investment purposes, if any, in securities that compose its underlying index. The underlying index is composed of equity securities in developed and developing markets that are included in the MSCI ACWI All Cap Index. Companies in the MSCI ACWI All Cap Index are screened to include only companies within the Global Industry Classification Standard (GICS) sub-industries and are classified into infrastructure sectors.

Grade (RS Rating)

Last Trade

$39.76

Average Daily Volume

4,018

Number of Holdings ^*

232

* may have additional holdings in another (foreign) market

RFV

Guggenheim S&P Midcap 400 Pure Value ETF

RFV Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Value Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P MidCap 400 companies with strong value characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$114.14

Average Daily Volume

19,426

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SQLV	RFV
30 Days	-3.11%	-4.10%
60 Days	-3.21%	0.15%
90 Days	-1.61%	1.01%
12 Months	19.98%	27.27%

5 Overlapping Holdings

Symbol	Grade	Weight in SQLV	Weight in RFV	Overlap
HTZ	F	0.52%	1.26%	0.52%
NVST	F	0.59%	0.58%	0.58%
NYCB	D	0.8%	0.34%	0.34%
TGNA	D	0.64%	0.67%	0.64%
VSH	C	0.59%	0.54%	0.54%

SQLV Overweight 227 Positions Relative to RFV

Symbol	Grade	Weight
CVI	F	0.89%
DXC	F	0.81%
ANDE	B	0.77%
WIRE	A	0.75%
VCTR	A	0.72%
BTU	F	0.71%
ARCH	D	0.7%
APAM	D	0.68%
ALE	A	0.68%
XRX	F	0.67%
BKE	D	0.67%
IBOC	A	0.66%
INSW	A	0.65%
OMI	F	0.64%
TEX	D	0.64%
CALM	D	0.64%
CEIX	F	0.63%
ODP	C	0.62%
CAR	D	0.62%
SLVM	A	0.61%
SANM	B	0.6%
FHI	F	0.6%
WOR	D	0.6%
CRCT	C	0.59%
RYI	F	0.59%
HLNE	A	0.59%
CATY	D	0.59%
KFY	D	0.58%
CNS	D	0.56%
EVC	C	0.55%
VGR	F	0.55%
PRG	B	0.55%
WHD	B	0.55%
CCSI	F	0.55%
LE	A	0.54%
AX	A	0.54%
NMIH	A	0.54%
PARR	F	0.54%
CRI	F	0.53%
STBA	B	0.53%
IRDM	C	0.52%
ACDC	F	0.52%
SCS	D	0.52%
BXC	D	0.51%
ITGR	D	0.51%
GIII	D	0.51%
PFC	B	0.5%
CNXN	D	0.5%
LRN	A	0.5%
AGX	B	0.49%
MCBC	A	0.49%
YELP	C	0.49%
HAE	A	0.49%
TDC	F	0.49%
RES	F	0.49%
RMR	B	0.49%
REX	B	0.48%
PBH	D	0.48%
PFBC	A	0.48%
SD	C	0.47%
IDCC	C	0.47%
TH	C	0.47%
MED	F	0.47%
INVA	B	0.46%
ZEUS	F	0.46%
NPK	A	0.46%
MRVI	C	0.46%
WTTR	B	0.46%
PRDO	A	0.46%
AMK	D	0.45%
MSBI	D	0.45%
LXU	C	0.45%
JBSS	F	0.45%
CLW	B	0.45%
OMCL	C	0.45%
PRGS	F	0.45%
MD	D	0.45%
IIIN	D	0.44%
SWIM	F	0.44%
MCRI	C	0.44%
HAFC	C	0.44%
STRL	D	0.43%
PLUS	C	0.43%
GIC	F	0.42%
IART	F	0.42%
NTCT	F	0.42%
WNC	F	0.42%
HWKN	A	0.42%
CCRN	F	0.42%
BBW	A	0.42%
ROCK	D	0.42%
AMPY	B	0.42%
ZD	D	0.42%
UIS	C	0.41%
AVNS	D	0.41%
MBWM	B	0.41%
ASTH	D	0.41%
QUAD	D	0.41%
NX	D	0.41%
OSBC	B	0.41%
DHIL	C	0.41%
PLAB	C	0.41%
SSTK	F	0.4%
WINA	C	0.4%
YOU	F	0.4%
THRY	C	0.4%
KFRC	D	0.4%
SGC	B	0.4%
EBF	D	0.4%
CTS	A	0.4%
COHU	F	0.4%
HRMY	C	0.39%
SMMF	B	0.39%
STAA	B	0.39%
EXTR	F	0.39%
MCB	B	0.39%
FOR	D	0.39%
SUPN	D	0.39%
FWRD	F	0.39%
DFIN	A	0.39%
TWI	F	0.39%
ADUS	C	0.39%
DVAX	D	0.38%
PAHC	A	0.38%
BELFB	B	0.38%
THFF	B	0.38%
LGND	D	0.37%
POWL	B	0.37%
CVEO	D	0.37%
IRWD	F	0.37%
VREX	F	0.37%
MPX	C	0.37%
SPFI	B	0.36%
PCRX	F	0.36%
USNA	D	0.36%
NTGR	F	0.36%
AMPH	F	0.36%
COLL	C	0.36%
FLWS	D	0.36%
CORT	D	0.36%
GNE	F	0.35%
HBB	C	0.35%
FISI	D	0.35%
CRVL	C	0.35%
AIRS	F	0.35%
CIVB	F	0.35%
NATR	C	0.35%
IMXI	D	0.35%
PTSI	C	0.34%
PETQ	D	0.34%
PLPC	D	0.34%
MGNI	D	0.34%
RGP	D	0.34%
MCFT	F	0.34%
BCBP	D	0.33%
CVGI	F	0.33%
OLPX	F	0.33%
OSG	B	0.33%
UNTY	B	0.32%
ANGO	C	0.32%
ATRI	B	0.32%
ATEN	A	0.32%
RLGT	F	0.32%
CASS	D	0.32%
PKBK	C	0.32%
SGH	F	0.32%
LMAT	A	0.32%
ARC	C	0.32%
NBN	C	0.31%
SGA	A	0.31%
NECB	B	0.31%
ACIC	D	0.31%
HSTM	B	0.31%
DAKT	B	0.31%
ANIP	C	0.31%
ZIP	F	0.31%
NVEC	F	0.3%
HCKT	D	0.3%
MITK	C	0.3%
SPOK	F	0.3%
PKE	F	0.3%
JAKK	F	0.3%
CPRX	D	0.3%
BSIG	C	0.3%
POWW	B	0.3%
PETS	F	0.3%
DXLG	F	0.29%
RNGR	F	0.29%
VPG	D	0.29%
BTMD	C	0.29%
KRT	D	0.29%
LQDT	D	0.29%
OFLX	F	0.29%
AMSWA	F	0.29%
MYPS	F	0.29%
VRA	D	0.29%
NRC	D	0.29%
UTMD	F	0.27%
HOFT	F	0.27%
IRMD	C	0.26%
ANIK	A	0.26%
CMT	D	0.26%
EVBN	F	0.26%
TCMD	F	0.25%
TRDA	D	0.25%
IMMR	D	0.25%
OSUR	D	0.24%
ASRT	D	0.24%
MNSB	D	0.24%
EGRX	F	0.23%
CTKB	F	0.23%
PBYI	D	0.21%
INTT	F	0.21%
MDXG	D	0.2%
PRTS	F	0.2%
ZYXI	D	0.2%
VYGR	D	0.2%
CCRD	C	0.19%
SMLR	F	0.18%
ARCT	F	0.18%
LTRX	D	0.17%
DERM	F	0.16%
RCMT	F	0.16%
BWFG	F	0.14%
TZOO	D	0.12%
HBCP	B	0.11%
SURG	F	0.08%

SQLV Underweight 83 Positions Relative to RFV

Symbol	Grade	Weight
PBF	C	-3.56%
M	C	-2.64%
SNX	A	-2.62%
AVT	A	-2.61%
ARW	B	-2.27%
DINO	F	-2.24%
X	F	-2.14%
LAD	F	-1.99%
GT	D	-1.98%
AN	B	-1.89%
MAN	B	-1.83%
MTZ	B	-1.8%
JWN	B	-1.79%
ADNT	F	-1.78%
AA	A	-1.74%
USFD	C	-1.72%
JLL	C	-1.69%
PFGC	D	-1.59%
CLF	F	-1.55%
GHC	B	-1.54%
UNM	A	-1.52%
TMHC	C	-1.52%
PPC	A	-1.5%
THC	A	-1.46%
ALLY	A	-1.43%
WCC	C	-1.42%
R	A	-1.38%
LEA	F	-1.36%
MDU	A	-1.34%
ARMK	C	-1.32%
ASB	A	-1.22%
PVH	D	-1.19%
PAG	D	-1.18%
KMPR	B	-1.18%
CMC	C	-1.13%
RGA	A	-1.12%
PRGO	B	-1.09%
JEF	B	-1.08%
KD	D	-1.06%
WHR	F	-1.04%
THO	F	-1.02%
CUZ	A	-0.99%
FLR	C	-0.98%
FNB	A	-0.97%
KRC	D	-0.92%
HOG	D	-0.9%
VAC	C	-0.9%
FYBR	C	-0.89%
POST	C	-0.87%
ZION	A	-0.87%
AR	A	-0.85%
UGI	C	-0.84%
CHK	B	-0.81%
ENOV	F	-0.81%
FHN	A	-0.8%
PENN	F	-0.74%
VLY	D	-0.73%
ONB	A	-0.72%
GPS	D	-0.69%
COHR	D	-0.68%
SWX	A	-0.67%
PB	B	-0.67%
JHG	B	-0.67%
GEF	D	-0.66%
OSK	D	-0.65%
TCBI	B	-0.63%
IRT	B	-0.62%
AGCO	F	-0.62%
BJ	C	-0.59%
BKH	B	-0.55%
NOV	D	-0.54%
WBS	D	-0.54%
CNO	A	-0.54%
ORI	A	-0.53%
SR	B	-0.47%
FAF	F	-0.46%
WERN	D	-0.46%
BERY	D	-0.45%
KNX	F	-0.43%
LEG	F	-0.35%
CNXC	F	-0.34%
UA	D	-0.32%
UAA	F	-0.32%