SMCF vs. FNK ETF Comparison

Comparison of Themes US Small Cap Cash Flow Champions ETF (SMCF) to First Trust Mid Cap Value AlphaDEX Fund (FNK)

SMCF

Themes US Small Cap Cash Flow Champions ETF

SMCF Description

The index is a free-float adjusted, market capitalization weighted index that is designed to provide exposure to small capitalization U.S. companies that have a high cash flow yield. The fund will invest, under normal circumstances, at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in the securities that comprise the index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$34.05

Average Daily Volume

372

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$57.17

Average Daily Volume

10,011

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

Performance

Period	SMCF	FNK
30 Days	9.53%	4.67%
60 Days	9.53%	4.34%
90 Days	10.34%	3.76%
12 Months		25.77%

23 Overlapping Holdings

Symbol	Grade	Weight in SMCF	Weight in FNK	Overlap
ABCB	B	1.2%	0.32%	0.32%
AMR	C	0.67%	0.74%	0.67%
APA	D	2.12%	0.66%	0.66%
AR	B	2.77%	0.32%	0.32%
AXS	A	1.71%	0.47%	0.47%
BCC	B	1.42%	0.58%	0.58%
CIVI	D	0.14%	0.74%	0.14%
DDS	B	0.88%	0.65%	0.65%
DINO	D	1.77%	0.7%	0.7%
FHN	A	2.84%	0.57%	0.57%
HCC	B	0.92%	0.76%	0.76%
JXN	C	1.82%	0.8%	0.8%
MATX	C	1.42%	0.63%	0.63%
MLI	B	2.66%	0.35%	0.35%
MTDR	B	1.75%	0.86%	0.86%
MTG	C	1.72%	0.7%	0.7%
MUR	D	0.26%	0.71%	0.26%
ORI	A	2.45%	0.31%	0.31%
OZK	B	1.34%	0.65%	0.65%
PBF	D	0.83%	0.73%	0.73%
SM	B	1.34%	0.81%	0.81%
UFPI	C	2.07%	0.28%	0.28%
WD	D	0.92%	0.14%	0.14%

SMCF Overweight 50 Positions Relative to FNK

Symbol	Grade	Weight
MRO	B	4.5%
BLDR	D	4.39%
TOL	B	4.16%
CF	A	4.07%
WSM	C	4.0%
RGA	A	3.93%
FLEX	B	3.9%
EWBC	A	3.78%
EVR	B	2.79%
PR	B	1.77%
THG	A	1.53%
STRL	A	1.44%
AX	B	1.09%
IBOC	B	1.02%
BGC	C	1.0%
CEIX	A	0.94%
CALM	A	0.94%
WSFS	B	0.92%
FBP	C	0.9%
BTU	B	0.86%
NMIH	C	0.79%
ARCH	B	0.78%
APAM	B	0.78%
EBC	B	0.76%
VIRT	A	0.76%
BFH	C	0.72%
HESM	B	0.71%
HTLF	B	0.7%
ENVA	B	0.69%
TBBK	B	0.68%
VSTO	A	0.61%
YOU	D	0.58%
MGNI	B	0.55%
TRMK	C	0.55%
MCY	A	0.54%
CVI	F	0.52%
EQC	B	0.51%
VRTS	B	0.49%
DVAX	C	0.46%
STBA	B	0.42%
LOB	C	0.42%
PRDO	B	0.41%
HOPE	C	0.4%
TCBK	C	0.39%
TX	F	0.39%
SPNT	B	0.37%
CNA	C	0.27%
FLNG	C	0.22%
IRWD	F	0.15%
STNG	F	0.01%

SMCF Underweight 200 Positions Relative to FNK

Symbol	Grade	Weight
CNX	A	-0.87%
OVV	B	-0.85%
AGO	B	-0.84%
NOG	B	-0.84%
HP	C	-0.8%
OSK	C	-0.79%
TAP	C	-0.78%
PTEN	C	-0.78%
CMC	B	-0.78%
AL	B	-0.77%
ATKR	D	-0.75%
AMG	B	-0.75%
PVH	C	-0.72%
CHRD	D	-0.72%
NOV	C	-0.72%
URBN	C	-0.72%
UGI	C	-0.71%
UNM	A	-0.71%
NFE	D	-0.71%
RDN	D	-0.71%
TMHC	C	-0.71%
TEX	F	-0.71%
RNR	C	-0.69%
LAD	A	-0.68%
CADE	B	-0.68%
BWA	D	-0.68%
LBRT	D	-0.67%
G	B	-0.66%
DAR	C	-0.66%
RUSHA	C	-0.66%
TPH	D	-0.66%
MGY	A	-0.65%
MHO	D	-0.65%
LBRDK	C	-0.65%
R	B	-0.64%
CNO	B	-0.64%
LNC	C	-0.64%
RRC	B	-0.64%
MTH	D	-0.63%
BEN	C	-0.63%
ESNT	F	-0.63%
LEA	F	-0.63%
HOG	D	-0.62%
FMC	D	-0.61%
GPI	B	-0.61%
JAZZ	B	-0.61%
COOP	B	-0.61%
EVRG	A	-0.6%
BKH	A	-0.6%
PNW	A	-0.6%
ADTN	A	-0.6%
SR	A	-0.59%
HRI	C	-0.59%
OTTR	C	-0.59%
NFG	A	-0.59%
GBDC	D	-0.59%
AAP	D	-0.59%
ASO	F	-0.58%
BBWI	C	-0.57%
HST	C	-0.57%
KRC	B	-0.57%
SOLV	D	-0.56%
MOS	F	-0.56%
M	F	-0.56%
AVT	C	-0.56%
WBS	A	-0.56%
POR	C	-0.56%
DXC	B	-0.55%
MDU	D	-0.55%
SUM	B	-0.54%
ZION	B	-0.54%
CNXC	F	-0.53%
SIG	B	-0.53%
KBH	D	-0.52%
WCC	B	-0.52%
FNB	A	-0.51%
ALK	B	-0.51%
OMF	A	-0.51%
COLB	B	-0.51%
CLF	F	-0.51%
UHS	D	-0.5%
ARW	D	-0.5%
SANM	B	-0.49%
VLY	B	-0.49%
GMS	B	-0.48%
AMKR	D	-0.48%
BYD	B	-0.48%
ABG	C	-0.47%
SWX	B	-0.46%
OGE	A	-0.46%
BERY	C	-0.46%
JBL	C	-0.46%
OGS	A	-0.45%
GL	C	-0.45%
WHR	B	-0.45%
INGR	C	-0.44%
RIG	D	-0.44%
NXST	C	-0.43%
PAG	B	-0.43%
THO	B	-0.43%
SNX	D	-0.42%
POST	C	-0.41%
ENS	F	-0.41%
BC	C	-0.41%
LKQ	F	-0.41%
SJM	D	-0.4%
SON	F	-0.4%
AN	C	-0.4%
EMN	C	-0.4%
WU	F	-0.39%
ASH	F	-0.38%
OLN	F	-0.37%
BECN	B	-0.36%
AEO	F	-0.35%
PII	F	-0.35%
WTFC	A	-0.35%
SEIC	B	-0.34%
OGN	F	-0.34%
UBSI	B	-0.33%
CMA	B	-0.33%
HGV	C	-0.33%
PB	B	-0.33%
IDA	A	-0.33%
CRC	A	-0.32%
ACA	A	-0.32%
BOKF	B	-0.32%
HII	F	-0.32%
AIZ	A	-0.32%
VNT	C	-0.32%
HWC	B	-0.32%
SLM	A	-0.31%
LPX	B	-0.31%
PNM	B	-0.31%
SLGN	A	-0.3%
KNX	C	-0.3%
CUZ	B	-0.3%
MIDD	C	-0.29%
COLM	C	-0.29%
JWN	D	-0.29%
KFY	B	-0.29%
WTRG	B	-0.29%
CRL	D	-0.28%
MSM	C	-0.28%
AGCO	D	-0.28%
FIVE	F	-0.28%
ALKS	C	-0.28%
ASGN	F	-0.27%
REYN	D	-0.26%
TKR	D	-0.26%
WPC	C	-0.26%
TNET	F	-0.26%
SKX	D	-0.26%
MMS	F	-0.25%
IPG	D	-0.25%
DIOD	D	-0.24%
UHAL	D	-0.24%
PNFP	B	-0.18%
UMBF	B	-0.17%
EPAM	B	-0.17%
JEF	A	-0.17%
TPR	B	-0.17%
SSB	B	-0.16%
RHI	C	-0.16%
FLR	B	-0.16%
AUB	B	-0.16%
GXO	B	-0.16%
UCB	A	-0.16%
AVNT	B	-0.15%
FELE	B	-0.15%
HSIC	C	-0.15%
WTS	B	-0.15%
SKY	A	-0.15%
PRGO	C	-0.15%
NJR	A	-0.15%
VOYA	B	-0.15%
WAL	B	-0.15%
ALIT	C	-0.15%
AFG	A	-0.15%
DNB	B	-0.15%
SEM	B	-0.15%
BJ	A	-0.15%
MUSA	B	-0.15%
PFGC	B	-0.15%
RYN	D	-0.14%
FUL	F	-0.14%
TTC	C	-0.14%
MGM	D	-0.14%
BPOP	C	-0.14%
STWD	C	-0.14%
SEE	C	-0.14%
MAT	D	-0.14%
LSTR	D	-0.14%
FAF	A	-0.14%
IVZ	B	-0.14%
CZR	F	-0.13%
IAC	F	-0.13%
LFUS	D	-0.13%
FBIN	D	-0.12%
NSP	F	-0.12%
OPCH	D	-0.1%