QQQI vs. HAPI ETF Comparison

Comparison of NEOS Nasdaq 100 High Income ETF (QQQI) to Harbor Corporate Culture ETF (HAPI)

QQQI

NEOS Nasdaq 100 High Income ETF

QQQI Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing in a portfolio of stocks that make up the Nasdaq-100® Index and a call options strategy, that consists of written (sold) call options on the Nasdaq-100® Index. Under normal circumstances, at least 80% of the fund"s net assets, plus borrowings for investment purposes, will be invested in securities, or derivative instruments linked to securities, of companies that are included in the reference index.

Grade (RS Rating)

Last Trade

$52.18

Average Daily Volume

233,343

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

HAPI

Harbor Corporate Culture ETF

HAPI Description

The fund invests at least 80% of its total assets in securities that are included in the index. The index consists of a modified market capitalization-weighted portfolio of equity securities of approximately 150 U.S. companies identified by Irrational Capital LLC ("Irrational Capital") as those the advisor believes to possess strong corporate culture based on its proprietary scoring methodology.

Grade (RS Rating)

Last Trade

$36.31

Average Daily Volume

5,608

Number of Holdings ^*

151

* may have additional holdings in another (foreign) market

Performance

Period	QQQI	HAPI
30 Days	2.44%	2.89%
60 Days	4.07%	4.66%
90 Days	6.80%	7.04%
12 Months		35.62%

44 Overlapping Holdings

Symbol	Grade	Weight in QQQI	Weight in HAPI	Overlap
AAPL	B	8.58%	5.25%	5.25%
ABNB	C	0.37%	0.49%	0.37%
ADBE	C	1.56%	0.74%	0.74%
ADP	B	0.83%	0.39%	0.39%
ADSK	B	0.44%	0.2%	0.2%
AMAT	F	1.04%	0.76%	0.76%
AMD	F	1.41%	0.67%	0.67%
AMGN	D	1.04%	0.89%	0.89%
AMZN	C	5.13%	5.0%	5.0%
ANSS	B	0.17%	0.09%	0.09%
BKNG	B	0.6%	1.52%	0.6%
BKR	C	0.3%	0.26%	0.26%
CDNS	B	0.55%	0.24%	0.24%
CRWD	B	0.49%	0.21%	0.21%
CSCO	A	1.51%	0.75%	0.75%
EXC	D	0.26%	0.26%	0.26%
FTNT	C	0.49%	0.18%	0.18%
GEHC	F	0.26%	0.15%	0.15%
GILD	B	0.79%	0.65%	0.65%
GOOG	C	2.51%	2.81%	2.51%
GOOGL	C	2.6%	3.2%	2.6%
HON	B	0.98%	0.95%	0.95%
INTC	C	0.73%	0.32%	0.32%
INTU	C	1.27%	0.57%	0.57%
ISRG	C	1.28%	1.01%	1.01%
KLAC	F	0.56%	0.25%	0.25%
LULU	C	0.23%	0.31%	0.23%
MAR	A	0.56%	0.68%	0.56%
MDB	C	0.09%	0.05%	0.05%
MDLZ	F	0.61%	0.35%	0.35%
MELI	C	0.23%	0.76%	0.23%
META	D	5.03%	3.22%	3.22%
MRVL	B	0.56%	0.24%	0.24%
MSFT	D	7.71%	4.3%	4.3%
NFLX	B	2.3%	1.14%	1.14%
NVDA	C	8.91%	8.04%	8.04%
PANW	C	0.86%	0.34%	0.34%
PEP	F	1.54%	0.84%	0.84%
QCOM	F	1.15%	0.56%	0.56%
SNPS	B	0.48%	0.24%	0.24%
TEAM	B	0.26%	0.13%	0.13%
TTD	B	0.39%	0.15%	0.15%
TXN	D	1.27%	0.61%	0.61%
WDAY	C	0.39%	0.16%	0.16%

QQQI Overweight 57 Positions Relative to HAPI

Symbol	Grade	Weight
AVGO	D	4.85%
TSLA	B	3.68%
COST	B	2.71%
TMUS	A	1.9%
LIN	D	1.33%
CMCSA	C	1.07%
VRTX	D	0.79%
SBUX	B	0.79%
MU	D	0.7%
ADI	D	0.7%
PYPL	A	0.62%
LRCX	F	0.6%
REGN	F	0.54%
PDD	F	0.52%
CEG	D	0.49%
CSX	B	0.48%
CTAS	B	0.46%
DASH	A	0.45%
PCAR	B	0.42%
MNST	B	0.4%
ROP	B	0.39%
ORLY	B	0.38%
CPRT	A	0.38%
NXPI	D	0.36%
PAYX	B	0.35%
ROST	C	0.34%
CHTR	C	0.34%
ASML	F	0.34%
AEP	D	0.33%
FAST	B	0.33%
KDP	D	0.32%
ODFL	B	0.32%
EA	C	0.3%
CTSH	B	0.28%
KHC	D	0.27%
DDOG	A	0.26%
VRSK	A	0.25%
AZN	F	0.25%
XEL	A	0.25%
MCHP	F	0.24%
CCEP	B	0.23%
CSGP	C	0.21%
IDXX	F	0.21%
ON	C	0.2%
DXCM	C	0.19%
TTWO	B	0.19%
FANG	F	0.19%
ZS	C	0.18%
GFS	C	0.17%
WBD	C	0.17%
CDW	F	0.16%
ILMN	C	0.15%
BIIB	F	0.14%
MRNA	F	0.1%
DLTR	D	0.09%
ARM	D	0.06%
SMCI	D	0.01%

QQQI Underweight 107 Positions Relative to HAPI

Symbol	Grade	Weight
JPM	B	-3.99%
LLY	F	-2.89%
MA	B	-2.54%
JNJ	D	-2.09%
CVX	B	-2.07%
BAC	A	-1.88%
XLC	A	-1.59%
PG	A	-1.56%
BSX	C	-1.15%
CAT	B	-1.13%
GE	D	-1.05%
MS	B	-1.02%
CRM	B	-0.94%
KO	D	-0.93%
AXP	A	-0.91%
BLK	C	-0.87%
LMT	D	-0.83%
PFE	D	-0.77%
BX	B	-0.71%
DE	B	-0.67%
SO	D	-0.64%
NOW	B	-0.63%
FCX	F	-0.61%
DUK	C	-0.6%
IBM	C	-0.6%
HLT	A	-0.58%
WMB	B	-0.56%
PLD	D	-0.56%
KKR	B	-0.5%
GEV	C	-0.48%
ZTS	D	-0.46%
EQIX	A	-0.46%
NOC	D	-0.45%
CME	A	-0.44%
GWW	A	-0.41%
SLB	C	-0.38%
MO	A	-0.38%
BDX	F	-0.36%
TRV	B	-0.33%
NKE	F	-0.33%
URI	B	-0.31%
SPG	C	-0.31%
CTVA	B	-0.31%
CL	D	-0.3%
CMI	A	-0.29%
DOW	F	-0.29%
DD	D	-0.29%
EBAY	C	-0.29%
LHX	C	-0.28%
OXY	F	-0.27%
ANET	C	-0.27%
EXPE	B	-0.26%
PWR	A	-0.26%
ED	D	-0.23%
DAL	B	-0.23%
EIX	A	-0.22%
EW	C	-0.21%
EXR	C	-0.2%
RMD	C	-0.2%
STLD	B	-0.2%
A	D	-0.2%
BLDR	C	-0.19%
ACGL	D	-0.19%
HIG	B	-0.19%
KMB	C	-0.18%
FICO	B	-0.17%
ALNY	D	-0.17%
SPOT	B	-0.17%
F	C	-0.16%
AEE	A	-0.16%
NDAQ	A	-0.16%
DTE	C	-0.16%
GIS	D	-0.15%
SYF	A	-0.15%
MSCI	C	-0.15%
BRO	B	-0.14%
SBAC	D	-0.14%
STZ	D	-0.14%
IT	C	-0.13%
CINF	A	-0.13%
HPQ	B	-0.12%
PFG	C	-0.12%
CBOE	B	-0.12%
ARES	B	-0.12%
BAH	F	-0.11%
PHM	C	-0.11%
ESS	B	-0.11%
LII	A	-0.11%
HUBS	B	-0.1%
LUV	B	-0.1%
BR	A	-0.09%
HPE	B	-0.09%
ROK	B	-0.09%
NTAP	C	-0.08%
BG	F	-0.08%
MOH	F	-0.08%
RBLX	C	-0.07%
DOC	C	-0.07%
CPT	B	-0.07%
ZBRA	A	-0.06%
FDS	B	-0.06%
BMRN	F	-0.06%
TRMB	B	-0.05%
TER	F	-0.05%
J	F	-0.05%
EPAM	C	-0.04%
BSY	D	-0.03%