OSCV vs. FXR ETF Comparison

Comparison of Opus Small Cap Value Plus ETF (OSCV) to First Trust Industrials AlphaDEX (FXR)

OSCV

Opus Small Cap Value Plus ETF

OSCV Description

The investment seeks capital appreciation. The fund is an actively-managed exchange-traded fund ("ETF") that invests under normal circumstances at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small-capitalization U.S. companies. The fund's sub-adviser defines a small-capitalization company as an issuer whose market capitalization at the time of purchase is in the range of those found in the Russell 2000® Index. The fund will primarily invest in common stocks and real estate investment trusts ("REITs").

Grade (RS Rating)

Last Trade

$33.88

Average Daily Volume

56,079

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$68.34

Average Daily Volume

78,269

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

Performance

Period	OSCV	FXR
30 Days	-5.07%	-5.54%
60 Days	-2.07%	-1.34%
90 Days	2.24%	4.16%
12 Months	12.77%	26.19%

9 Overlapping Holdings

Symbol	Grade	Weight in OSCV	Weight in FXR	Overlap
ATR	A	1.35%	0.52%	0.52%
CW	A	1.43%	0.52%	0.52%
GGG	D	1.16%	0.23%	0.23%
GPK	D	1.08%	1.28%	1.08%
LECO	D	2.32%	0.91%	0.91%
LSTR	D	1.14%	0.47%	0.47%
MSM	D	0.88%	0.99%	0.88%
OC	A	1.9%	1.38%	1.38%
TTEK	A	2.21%	1.08%	1.08%

OSCV Overweight 61 Positions Relative to FXR

Symbol	Grade	Weight
ENSG	C	2.82%
CASY	A	2.4%
CHE	D	2.36%
KBH	C	2.33%
VVV	C	2.33%
TXRH	A	2.29%
CHRD	B	2.24%
NOG	B	2.18%
UFPI	D	1.77%
THG	A	1.77%
FIX	D	1.76%
KAI	D	1.76%
ICFI	C	1.75%
PRI	D	1.72%
CODI	D	1.6%
EHC	A	1.59%
ACA	D	1.54%
KFRC	D	1.49%
OTTR	A	1.48%
GNTX	D	1.47%
HP	D	1.45%
MUSA	B	1.35%
SPNS	B	1.34%
SBCF	D	1.32%
CWT	A	1.31%
EGP	F	1.31%
EFSC	D	1.22%
EPRT	A	1.21%
LKFN	C	1.21%
POOL	D	1.18%
BYD	F	1.15%
HOMB	A	1.14%
CIVI	D	1.14%
ASH	B	1.12%
SYBT	A	1.11%
GABC	C	1.09%
OSBC	B	1.08%
NJR	A	1.06%
EVTC	D	1.04%
HCKT	D	1.04%
WTBA	D	1.02%
CPA	D	1.0%
LADR	A	0.99%
KRP	A	0.98%
SCI	B	0.96%
AMH	B	0.94%
TRNO	D	0.9%
KMPR	B	0.9%
BRKR	D	0.86%
DOX	D	0.82%
RICK	F	0.81%
ADC	B	0.81%
HIFS	B	0.79%
FELE	D	0.76%
VAC	B	0.73%
WASH	B	0.72%
APLE	D	0.7%
NSA	C	0.67%
FCPT	C	0.63%
AUDC	D	0.42%
CHCT	F	0.41%

OSCV Underweight 119 Positions Relative to FXR

Symbol	Grade	Weight
AXP	A	-1.4%
SYF	A	-1.39%
EME	A	-1.39%
R	A	-1.37%
PWR	A	-1.35%
AL	A	-1.35%
TT	A	-1.34%
MDU	A	-1.33%
BAH	B	-1.33%
URI	D	-1.32%
SON	C	-1.32%
AGCO	D	-1.3%
CAT	D	-1.28%
BERY	D	-1.27%
EXP	C	-1.27%
BLD	C	-1.26%
G	F	-1.26%
OSK	B	-1.26%
BWXT	C	-1.26%
SNDR	F	-1.25%
ALSN	D	-1.25%
WCC	F	-1.24%
SPR	D	-1.21%
KEX	A	-1.19%
XYL	A	-1.06%
TDG	A	-1.05%
GTES	B	-1.03%
AXON	B	-1.03%
DE	D	-1.01%
HUBB	D	-1.01%
LFUS	D	-1.0%
SLGN	B	-1.0%
AWI	D	-0.99%
VMC	C	-0.99%
HII	C	-0.98%
PCAR	D	-0.95%
FDX	B	-0.95%
GWW	D	-0.95%
SNA	D	-0.95%
VNT	D	-0.94%
BLDR	C	-0.93%
SQ	D	-0.92%
BC	D	-0.88%
KNX	F	-0.88%
CACC	F	-0.81%
NVT	B	-0.8%
UPS	F	-0.8%
JCI	B	-0.8%
PYPL	A	-0.8%
WU	C	-0.78%
CTAS	A	-0.78%
MSA	C	-0.78%
ADTN	F	-0.78%
COF	A	-0.78%
AYI	D	-0.76%
WMS	D	-0.76%
GXO	F	-0.76%
EEFT	C	-0.76%
GPN	F	-0.75%
PKG	D	-0.75%
CSX	D	-0.74%
WEX	D	-0.74%
TREX	C	-0.73%
SAIA	F	-0.73%
FICO	D	-0.73%
TDY	D	-0.72%
TXT	D	-0.72%
SHW	D	-0.71%
RHI	F	-0.71%
MIDD	D	-0.71%
JBHT	F	-0.65%
WAB	A	-0.58%
GD	A	-0.53%
CCK	B	-0.53%
FCN	A	-0.52%
DOV	A	-0.52%
LHX	B	-0.52%
DD	A	-0.5%
ITT	B	-0.5%
DCI	B	-0.5%
AOS	C	-0.49%
PNR	C	-0.49%
J	C	-0.49%
MA	D	-0.49%
AMCR	A	-0.49%
JKHY	C	-0.49%
KEYS	D	-0.49%
ALLE	D	-0.48%
EXPD	D	-0.48%
OTIS	D	-0.48%
RPM	D	-0.47%
AXTA	B	-0.47%
LPX	D	-0.46%
EFX	D	-0.43%
HEI	A	-0.28%
GNRC	B	-0.28%
WSO	A	-0.27%
RTX	A	-0.27%
PH	B	-0.26%
CSL	A	-0.26%
NDSN	C	-0.25%
EMR	C	-0.25%
AME	C	-0.25%
V	C	-0.25%
UNP	C	-0.25%
WWD	A	-0.25%
MAN	B	-0.25%
MLM	C	-0.25%
VMI	F	-0.24%
IEX	D	-0.24%
HON	C	-0.24%
NSC	D	-0.24%
MAS	D	-0.23%
FTV	D	-0.23%
PPG	D	-0.23%
FOUR	F	-0.23%
ODFL	F	-0.22%
WSC	F	-0.22%
SEE	D	-0.22%