FYC vs. IHF ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to iShares U.S. Health Care Providers ETF (IHF)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$63.23

Average Daily Volume

16,002

Number of Holdings ^*

244

* may have additional holdings in another (foreign) market

IHF

iShares U.S. Health Care Providers ETF

IHF Description

The investment seeks to track the investment results of an index composed of U.S. equities in the healthcare providers sector. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the Dow Jones U.S. Select Health Care Providers Index (the "underlying index"), which measures the performance of the healthcare providers sector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$51.92

Average Daily Volume

93,587

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYC	IHF
30 Days	-3.42%	-4.65%
60 Days	-1.48%	-3.60%
90 Days	3.35%	1.15%
12 Months	13.44%	2.28%

11 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in IHF	Overlap
AGL	F	0.12%	0.27%	0.12%
ALHC	D	0.14%	0.09%	0.09%
BKD	A	0.68%	0.22%	0.22%
CERT	D	0.12%	0.3%	0.12%
DOCS	F	0.12%	0.51%	0.12%
HIMS	C	0.55%	0.3%	0.3%
LFST	D	0.13%	0.09%	0.09%
NEO	D	0.24%	0.3%	0.24%
PHR	F	0.26%	0.21%	0.21%
PRVA	F	0.12%	0.33%	0.12%
RDNT	A	0.68%	0.54%	0.54%

FYC Overweight 233 Positions Relative to IHF

Symbol	Grade	Weight
ALPN	A	1.12%
OSCR	A	0.76%
PRCT	A	0.71%
CMPR	D	0.69%
RXST	B	0.69%
ITRI	A	0.68%
GBX	A	0.68%
SKYW	A	0.68%
USLM	A	0.68%
AZZ	B	0.67%
IESC	A	0.66%
AROC	A	0.66%
DY	A	0.65%
ADMA	A	0.65%
GVA	A	0.65%
SKWD	D	0.65%
SPNT	C	0.65%
TNC	B	0.65%
CBZ	D	0.65%
KRUS	A	0.65%
PK	C	0.64%
PLMR	A	0.64%
SMTC	A	0.64%
ANIP	D	0.64%
TRIP	B	0.63%
DSGR	C	0.63%
ROAD	B	0.63%
SHAK	B	0.63%
SPR	D	0.63%
STRL	B	0.62%
TNL	B	0.62%
COLL	C	0.62%
GIC	D	0.62%
MYRG	B	0.62%
POWL	B	0.62%
FWRG	C	0.62%
HEES	D	0.62%
ARDX	D	0.61%
GFF	C	0.61%
MBIN	C	0.61%
GRBK	C	0.6%
UFPT	D	0.6%
TGLS	B	0.6%
KYMR	D	0.6%
CAL	C	0.59%
ZETA	A	0.59%
PLAY	D	0.59%
VCEL	C	0.58%
LPG	A	0.57%
SGBX	F	0.57%
AGIO	A	0.56%
CNK	B	0.56%
JBI	B	0.55%
CSWI	A	0.55%
INSW	A	0.54%
HWKN	B	0.54%
FOR	D	0.54%
AMK	D	0.54%
EPAC	A	0.54%
DFH	C	0.54%
ALKT	B	0.54%
HLX	A	0.54%
GPOR	A	0.53%
LMND	B	0.53%
LAUR	A	0.53%
OSIS	B	0.52%
TRN	A	0.52%
QTWO	A	0.52%
MIR	A	0.52%
PI	A	0.52%
VERX	B	0.51%
AGM	B	0.51%
ICFI	C	0.51%
CLDX	D	0.51%
JWN	B	0.51%
BRP	D	0.51%
ALG	D	0.5%
DBRG	F	0.5%
IDCC	C	0.5%
MRUS	B	0.5%
LRN	B	0.5%
CDRE	D	0.5%
SMG	B	0.5%
RYTM	D	0.49%
SLG	A	0.49%
AMRX	B	0.49%
OUT	B	0.49%
AMWD	C	0.49%
BASE	C	0.49%
PTGX	D	0.48%
BOWL	D	0.48%
SMMT	C	0.47%
TWST	C	0.46%
GERN	A	0.46%
WNC	D	0.46%
CRS	A	0.45%
ENV	A	0.44%
MGNI	D	0.44%
CLSK	B	0.42%
GBDC	A	0.41%
BEAM	F	0.41%
CEIX	B	0.41%
WHD	A	0.4%
NSSC	B	0.4%
ACIW	A	0.39%
SQSP	A	0.39%
VECO	B	0.39%
TPG	C	0.39%
KTOS	B	0.39%
NHI	A	0.39%
CPRX	D	0.39%
RRR	B	0.39%
PJT	C	0.39%
OSW	C	0.38%
GTX	B	0.38%
GIII	C	0.38%
HURN	D	0.38%
IOSP	D	0.38%
DO	B	0.38%
LMAT	B	0.38%
UNIT	B	0.37%
SHO	D	0.37%
SCS	C	0.37%
THR	A	0.37%
IIPR	B	0.37%
DRH	C	0.37%
SXI	C	0.37%
CRNX	B	0.37%
TGTX	F	0.37%
DRVN	F	0.37%
PLAB	C	0.37%
ACVA	B	0.37%
ROCK	D	0.36%
PAR	C	0.36%
ALRM	C	0.36%
LKFN	D	0.36%
ESRT	C	0.36%
ATGE	B	0.36%
IDYA	C	0.35%
TGI	C	0.35%
SWI	C	0.35%
DOCN	C	0.35%
HRMY	D	0.35%
TNDM	A	0.35%
RNG	D	0.34%
PTCT	D	0.34%
TMDX	A	0.33%
YELP	B	0.28%
RES	D	0.28%
UEC	A	0.28%
SATS	B	0.28%
KNTK	A	0.27%
AKR	A	0.27%
TBBK	F	0.27%
BRC	A	0.27%
PEB	C	0.26%
BANF	B	0.26%
WABC	B	0.26%
EVTC	C	0.26%
RAMP	D	0.26%
CARG	B	0.26%
JOE	A	0.26%
TR	F	0.26%
TDS	C	0.26%
ALX	D	0.26%
XMTR	F	0.26%
CHCO	A	0.26%
PMT	B	0.25%
BANC	C	0.25%
SKT	B	0.25%
MTRN	D	0.25%
SBRA	C	0.25%
UDMY	D	0.25%
BROS	F	0.25%
FTDR	D	0.25%
FORM	B	0.25%
HASI	B	0.24%
MCW	D	0.24%
YOU	F	0.24%
MYGN	F	0.24%
WRBY	D	0.24%
HCP	A	0.24%
SYBT	B	0.24%
SPT	F	0.24%
ARVN	D	0.23%
CRDO	C	0.23%
GSAT	D	0.23%
SRRK	C	0.22%
RKT	C	0.22%
HLIT	F	0.21%
OPEN	F	0.2%
JAMF	A	0.14%
ZUO	A	0.14%
MODN	B	0.14%
SITC	D	0.13%
LADR	B	0.13%
CXM	D	0.13%
JJSF	F	0.13%
NABL	D	0.13%
UE	C	0.13%
MIRM	D	0.13%
UMH	B	0.13%
AWR	D	0.13%
CARS	D	0.13%
PRGS	F	0.13%
AIV	A	0.13%
IVT	B	0.13%
XPEL	D	0.13%
MGEE	A	0.13%
AGYS	A	0.13%
CTRE	A	0.13%
JACK	F	0.12%
GSHD	F	0.12%
VCYT	F	0.12%
APPN	C	0.12%
AMPH	D	0.12%
CTKB	F	0.12%
FLNC	B	0.12%
CORT	D	0.12%
NSA	D	0.12%
NTST	C	0.12%
DCPH	C	0.12%
VC	D	0.12%
UPWK	D	0.12%
VGR	D	0.12%
FA	B	0.12%
PZZA	D	0.12%
PRO	D	0.12%
ESE	B	0.12%
MORF	F	0.11%
DNLI	F	0.11%
FLYW	F	0.11%
RXRX	F	0.1%

FYC Underweight 56 Positions Relative to IHF

Symbol	Grade	Weight
UNH	C	-23.27%
ELV	A	-14.23%
CI	A	-9.48%
HCA	D	-4.47%
CNC	D	-4.42%
HUM	F	-4.38%
CVS	F	-4.17%
VEEV	D	-4.05%
MOH	F	-3.55%
LH	F	-2.97%
DGX	A	-2.55%
UHS	C	-1.69%
THC	D	-1.67%
CHE	D	-1.56%
EHC	A	-1.39%
DVA	B	-1.21%
HQY	C	-1.15%
ENSG	D	-1.12%
ACHC	D	-1.1%
OPCH	D	-0.91%
EVH	F	-0.58%
SEM	C	-0.5%
AMED	D	-0.5%
PGNY	F	-0.45%
PINC	D	-0.42%
RCM	F	-0.39%
TDOC	F	-0.38%
CRVL	C	-0.37%
AMN	D	-0.36%
GH	F	-0.35%
SGRY	F	-0.31%
ASTH	D	-0.27%
ADUS	D	-0.26%
USPH	C	-0.26%
SDGR	F	-0.23%
NHC	C	-0.21%
MD	D	-0.13%
SLP	B	-0.12%
HSTM	C	-0.11%
PNTG	A	-0.11%
ACCD	F	-0.11%
CCRN	F	-0.1%
CSTL	C	-0.09%
GDRX	B	-0.09%
OPK	B	-0.09%
NRC	F	-0.08%
FLGT	F	-0.07%
AGTI	B	-0.06%
DH	F	-0.06%
CYH	B	-0.06%
MODV	F	-0.05%
DCGO	F	-0.05%
HCAT	F	-0.05%
CLOV	F	-0.04%
SHCR	F	-0.04%
AMWL	F	-0.02%