FYC vs. HAPS ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to Harbor Corporate Culture Small Cap ETF (HAPS)
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$75.01

Average Daily Volume

14,423

Number of Holdings *

240

* may have additional holdings in another (foreign) market
HAPS

Harbor Corporate Culture Small Cap ETF

HAPS Description The fund invests at least 80% of its total assets in securities that are included in the index. The index consists of a modified market capitalization-weighted portfolio of equity securities of approximately 200 small cap U.S. companies identified by Irrational Capital LLC those it believes to possess strong corporate culture based on its proprietary scoring methodology.

Grade (RS Rating)

Last Trade

$29.05

Average Daily Volume

139

Number of Holdings *

179

* may have additional holdings in another (foreign) market
Performance
Period FYC HAPS
30 Days 2.68% 0.43%
60 Days 3.79% 0.41%
90 Days 11.46% 5.48%
12 Months 39.83% 25.58%
32 Overlapping Holdings
Symbol Grade Weight in FYC Weight in HAPS Overlap
ACLX B 0.66% 1.95% 0.66%
AESI F 0.23% 0.45% 0.23%
AGIO B 0.52% 1.27% 0.52%
ALKT B 0.61% 0.16% 0.16%
ARLO F 0.11% 0.18% 0.11%
CAKE A 0.38% 0.72% 0.38%
CARG B 0.4% 0.23% 0.23%
CARS D 0.12% 0.15% 0.12%
CMPR F 0.24% 0.55% 0.24%
COLL F 0.45% 0.67% 0.45%
CRAI B 0.55% 0.44% 0.44%
DOCN B 0.38% 0.3% 0.3%
EAT A 0.78% 1.36% 0.78%
GVA A 0.66% 1.11% 0.66%
HURN A 0.36% 0.62% 0.36%
INTA B 0.53% 0.2% 0.2%
KYMR C 0.65% 1.37% 0.65%
MBIN F 0.5% 0.17% 0.17%
MCY B 0.69% 0.36% 0.36%
NSA D 0.34% 1.38% 0.34%
PAR A 0.14% 0.27% 0.14%
PLMR D 0.51% 0.49% 0.49%
POWL A 0.71% 0.93% 0.71%
PRGS B 0.49% 0.39% 0.39%
PTCT B 0.57% 1.47% 0.57%
RYTM D 0.6% 1.55% 0.6%
SCS F 0.24% 0.4% 0.24%
SEMR D 0.41% 0.04% 0.04%
STEP B 0.69% 0.67% 0.67%
SXT C 0.25% 0.76% 0.25%
TNL A 0.26% 1.18% 0.26%
VERX B 0.41% 0.31% 0.31%
FYC Overweight 208 Positions Relative to HAPS
Symbol Grade Weight
TRUP A 0.8%
RKLB A 0.73%
ROAD B 0.72%
PAYO B 0.71%
LRN A 0.69%
YOU A 0.69%
PJT B 0.68%
IESC A 0.67%
ENVA A 0.67%
QCRH B 0.67%
PRIM A 0.67%
STRL B 0.67%
WULF B 0.67%
SGBX F 0.66%
CDE C 0.66%
IDCC A 0.66%
PTGX B 0.66%
FTDR B 0.66%
PBI A 0.65%
TRN C 0.65%
TBBK D 0.65%
SATS B 0.64%
SLVM B 0.64%
CNK A 0.64%
DSGR C 0.64%
PRM A 0.63%
TGTX A 0.63%
AMRX B 0.63%
GSHD A 0.62%
HNI D 0.62%
ASTH C 0.61%
VCYT A 0.61%
CALM B 0.61%
ATGE A 0.61%
JANX A 0.6%
CHEF D 0.6%
SKWD B 0.6%
REVG D 0.6%
NHC C 0.6%
DOCS A 0.6%
HWKN D 0.59%
WWW C 0.57%
ALHC A 0.57%
SYBT B 0.55%
BCRX A 0.55%
CPRX A 0.55%
NBHC A 0.55%
CCOI B 0.55%
SKYW A 0.55%
VCTR A 0.54%
CWAN B 0.53%
PRCT A 0.53%
OSW A 0.53%
USLM A 0.53%
OSCR C 0.52%
TGLS B 0.52%
PRK A 0.52%
MNKD A 0.52%
ADMA B 0.51%
AORT A 0.51%
LFST C 0.51%
SABR C 0.51%
MWA B 0.51%
DORM A 0.51%
MIRM B 0.51%
OUT C 0.51%
VITL C 0.5%
NMIH D 0.49%
NPAB D 0.49%
PTON A 0.49%
SMTC B 0.49%
CHWY D 0.47%
LMAT B 0.47%
FBP D 0.46%
ASPN F 0.45%
UFPT D 0.45%
GERN C 0.45%
BLBD F 0.44%
LMND A 0.43%
HRMY D 0.43%
NRIX B 0.42%
IOVA B 0.42%
CENX B 0.41%
EVH D 0.41%
SITM B 0.4%
SHAK A 0.4%
APOG A 0.4%
RNG A 0.4%
GABC A 0.39%
UE B 0.39%
BANF B 0.39%
AAT C 0.39%
WT B 0.39%
HLIT F 0.38%
BGC A 0.38%
LITE A 0.38%
AMPH A 0.38%
KTOS C 0.38%
ESRT C 0.37%
CIFR B 0.37%
OII D 0.37%
IIPR C 0.37%
CHCO A 0.37%
ESE A 0.37%
ICFI B 0.37%
BRC D 0.36%
KN C 0.36%
CWT D 0.36%
WTTR D 0.36%
PMT D 0.36%
ADUS D 0.36%
NHI C 0.34%
OSIS F 0.34%
GFF F 0.34%
FLNC B 0.34%
BKD D 0.34%
AZZ D 0.34%
MGNI D 0.33%
TWST F 0.33%
OCUL B 0.32%
BLFS B 0.32%
MYGN F 0.3%
KNTK B 0.29%
HEES B 0.29%
NVAX F 0.29%
TNDM F 0.28%
LGND A 0.28%
EPAC A 0.27%
BANC B 0.27%
WRBY A 0.27%
CDP B 0.27%
HUMA D 0.27%
MGEE C 0.26%
MAC B 0.26%
KW C 0.26%
DRVN A 0.26%
CEIX A 0.26%
AGYS D 0.26%
GTY C 0.26%
SKT B 0.26%
WDFC A 0.26%
JJSF C 0.25%
CPK C 0.25%
UMH D 0.25%
SXI A 0.25%
CDRE D 0.25%
IAS A 0.25%
AGM D 0.25%
ELME D 0.25%
FCPT D 0.25%
AROC D 0.25%
ANIP F 0.25%
NXRT D 0.25%
LKFN B 0.25%
RXST D 0.25%
ALX D 0.24%
AIV D 0.24%
EPR D 0.24%
SWI B 0.24%
GTX F 0.23%
ARQT D 0.23%
DNLI C 0.23%
ARDX D 0.22%
ACVA F 0.22%
NEO D 0.22%
HLX F 0.21%
PHR F 0.2%
MIR A 0.16%
ENVX D 0.15%
FOLD B 0.14%
WEN A 0.14%
TGI C 0.14%
SOUN B 0.14%
FBRT B 0.13%
APAM A 0.13%
MLNK B 0.13%
CLB A 0.13%
BL B 0.13%
WABC B 0.13%
PLAY C 0.13%
STRA F 0.12%
APPN A 0.12%
TNC F 0.12%
RRR F 0.12%
ACAD F 0.12%
PZZA A 0.12%
IRDM B 0.12%
GNL D 0.12%
AMC D 0.12%
SMPL C 0.12%
NSSC F 0.12%
YELP F 0.12%
TR F 0.12%
JAMF D 0.12%
LTC A 0.12%
CTS A 0.12%
CBZ B 0.12%
BXMT C 0.12%
AWR C 0.12%
AZTA F 0.11%
RLAY F 0.11%
VECO F 0.11%
LPG F 0.11%
BEAM F 0.11%
THR F 0.11%
JOE F 0.11%
XPRO F 0.1%
CLDX F 0.1%
FYC Underweight 147 Positions Relative to HAPS
Symbol Grade Weight
CBT B -2.2%
AWI A -2.08%
PECO B -1.97%
MOG.A C -1.78%
APLE C -1.72%
AVT B -1.65%
NUVL D -1.62%
KBH D -1.39%
TEX F -1.37%
LOPE D -1.32%
HLNE A -1.32%
SGRY F -1.3%
OGS C -1.29%
KOS F -1.27%
REZI C -1.25%
NTLA F -1.23%
RDN F -1.18%
TPG B -1.15%
SR D -1.11%
PIPR B -1.11%
MC D -1.1%
LBRT F -1.09%
NSP F -1.09%
HRI A -1.08%
YETI F -1.07%
CPA B -0.97%
IVT A -0.95%
PSMT C -0.85%
WD C -0.79%
AIN F -0.77%
BHF B -0.74%
AUR B -0.73%
ALTR B -0.71%
PI C -0.71%
JBGS C -0.69%
FHB A -0.69%
BROS B -0.69%
TRIP C -0.69%
DK F -0.68%
CCS F -0.68%
LAUR A -0.68%
TROX F -0.68%
ACIW C -0.66%
AMN F -0.64%
WAFD D -0.64%
KURA F -0.63%
BOX D -0.61%
LGIH F -0.57%
IRWD F -0.55%
BFH C -0.55%
ZETA C -0.55%
FRME C -0.53%
APPF D -0.53%
BANR A -0.52%
TOWN D -0.51%
FORM F -0.51%
WK C -0.51%
TARS A -0.5%
UPWK A -0.5%
TDC B -0.5%
ALGT B -0.47%
BKE C -0.46%
FROG C -0.45%
TRMK B -0.45%
GSAT C -0.44%
EFSC B -0.44%
MD A -0.44%
SCSC F -0.43%
NNI A -0.43%
CASH A -0.42%
WSBC A -0.41%
IDT B -0.4%
LOB D -0.4%
UPST B -0.4%
WGO D -0.4%
ALRM F -0.4%
FLYW C -0.39%
PRVA B -0.38%
CSTL A -0.38%
SONO C -0.37%
RPD C -0.35%
VBTX B -0.34%
KFRC D -0.34%
CENTA D -0.33%
UAA B -0.33%
HTH D -0.33%
DOLE C -0.33%
CALX D -0.33%
OXM F -0.3%
KOP F -0.28%
RYI C -0.28%
VIAV A -0.28%
RGNX F -0.28%
OPEN F -0.28%
ENV A -0.28%
SPTN D -0.27%
CGEM F -0.27%
OCFC A -0.26%
EXPI B -0.26%
BZH D -0.25%
EXTR B -0.25%
USNA D -0.24%
SAGE F -0.24%
SPT F -0.23%
BRZE F -0.23%
VERV C -0.22%
OBK D -0.22%
INFN B -0.21%
PSCF B -0.2%
CSGS D -0.19%
VSAT F -0.18%
FC D -0.17%
SDGR F -0.17%
CERT F -0.17%
FWRG B -0.17%
PRA B -0.16%
LMB B -0.16%
COUR F -0.15%
BY B -0.15%
ASAN D -0.15%
ATEN A -0.14%
AGS A -0.14%
AMCX F -0.14%
YEXT A -0.12%
HVT F -0.12%
UDMY C -0.12%
GDYN B -0.11%
NABL F -0.11%
HSTM A -0.1%
RGP F -0.1%
BASE C -0.09%
MITK D -0.09%
ZIP F -0.09%
HCAT C -0.08%
NEWT B -0.08%
ENFN A -0.08%
CHGG F -0.08%
ALTG D -0.08%
IRBT C -0.07%
BIGC F -0.07%
SAVE D -0.06%
EB C -0.05%
HMST F -0.05%
DOMO C -0.04%
RMAX C -0.04%
GPRO C -0.04%
VRA F -0.03%
Compare ETFs