FTXO vs. KRE ETF Comparison

Comparison of First Trust Nasdaq Bank ETF (FTXO) to SPDR S&P Regional Banking ETF (KRE)

FTXO

First Trust Nasdaq Bank ETF

FTXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq US Smart Banks Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks and depository receipts that comprise the underlying index. The index is designed to provide exposure to U.S. companies comprising the banking sector that have been selected based upon their liquidity and weighted based upon their cumulative score on three investing factors: volatility, value and growth. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$30.41

Average Daily Volume

15,800

Number of Holdings ^*

* may have additional holdings in another (foreign) market

KRE

SPDR S&P Regional Banking ETF

KRE Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index derived from the regional banking segment of the U.S. banking industry. In seeking to track the performance of the S&P Regional Banks Select Industry Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index represents the regional banks industry group of the S&P Total Market Index ("S&P TMI"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$58.64

Average Daily Volume

12,549,756

Number of Holdings ^*

140

* may have additional holdings in another (foreign) market

Performance

Period	FTXO	KRE
30 Days	7.54%	7.42%
60 Days	2.64%	2.08%
90 Days	11.93%	9.66%
12 Months	52.55%	43.73%

41 Overlapping Holdings

Symbol	Grade	Weight in FTXO	Weight in KRE	Overlap
ABCB	B	0.71%	0.67%	0.67%
AX	B	0.46%	1.33%	0.46%
BANF	B	0.5%	0.24%	0.24%
BKU	C	0.49%	0.81%	0.49%
BOKF	B	1.07%	0.53%	0.53%
BPOP	F	0.92%	1.14%	0.92%
CATY	A	0.59%	0.51%	0.51%
CBSH	A	0.59%	1.07%	0.59%
CBU	A	0.48%	0.5%	0.48%
CFG	A	3.74%	4.56%	3.74%
CFR	B	0.85%	1.9%	0.85%
COLB	A	1.17%	1.92%	1.17%
EWBC	A	1.67%	2.18%	1.67%
FBP	D	0.44%	0.71%	0.44%
FFBC	A	0.47%	0.32%	0.32%
FFIN	D	0.48%	0.77%	0.48%
FHN	B	1.81%	3.72%	1.81%
FULT	B	0.49%	0.8%	0.49%
HBAN	B	3.63%	4.74%	3.63%
HOMB	B	0.77%	0.78%	0.77%
HWC	A	0.76%	0.89%	0.76%
IBOC	B	0.49%	0.46%	0.46%
MTB	B	4.34%	5.05%	4.34%
ONB	A	1.05%	1.14%	1.05%
OZK	B	1.0%	2.34%	1.0%
PB	B	1.45%	1.29%	1.29%
PNFP	A	1.25%	1.46%	1.25%
PRK	A	0.49%	0.28%	0.28%
RF	B	3.3%	4.74%	3.3%
SFBS	A	0.51%	0.48%	0.48%
SNV	B	1.02%	2.25%	1.02%
SSB	B	1.15%	1.63%	1.15%
TBBK	D	0.45%	1.04%	0.45%
UBSI	A	0.96%	0.62%	0.62%
UMBF	A	0.66%	1.29%	0.66%
WAFD	D	0.45%	0.47%	0.45%
WAL	C	1.22%	2.36%	1.22%
WBS	B	1.89%	2.34%	1.89%
WSFS	D	0.46%	0.42%	0.42%
WTFC	B	1.09%	1.37%	1.09%
ZION	B	1.1%	3.02%	1.1%

FTXO Overweight 9 Positions Relative to KRE

Symbol	Grade	Weight
WFC	B	8.52%
BAC	B	7.97%
C	A	7.88%
USB	B	7.79%
JPM	A	7.57%
PNC	B	3.87%
FCNCA	C	3.65%
FITB	B	3.61%
KEY	B	2.54%

FTXO Underweight 99 Positions Relative to KRE

Symbol	Grade	Weight
TFC	C	-4.55%
VLY	A	-1.56%
CADE	B	-1.48%
FNB	A	-1.12%
ASB	A	-1.0%
BANC	B	-1.0%
TCBI	B	-0.86%
GBCI	A	-0.8%
BOH	A	-0.73%
CUBI	D	-0.72%
FIBK	B	-0.62%
EBC	C	-0.55%
PFS	B	-0.54%
AUB	C	-0.54%
CVBF	B	-0.53%
INDB	B	-0.51%
FHB	A	-0.47%
UCB	D	-0.46%
RNST	B	-0.44%
IBTX	B	-0.43%
TFIN	B	-0.43%
PPBI	B	-0.42%
HTLF	A	-0.41%
SBCF	B	-0.4%
BANR	A	-0.39%
CASH	A	-0.38%
NBHC	A	-0.38%
SFNC	A	-0.37%
TRMK	B	-0.33%
HTH	D	-0.33%
SASR	A	-0.3%
OFG	C	-0.3%
HOPE	D	-0.29%
VBTX	B	-0.29%
FRME	C	-0.28%
NWBI	C	-0.28%
FCF	D	-0.28%
BHLB	B	-0.26%
EGBN	A	-0.26%
TOWN	D	-0.25%
NBTB	D	-0.25%
LKFN	B	-0.24%
FBMS	B	-0.24%
WSBC	A	-0.23%
FBK	B	-0.21%
FBNC	D	-0.21%
EFSC	B	-0.21%
LOB	D	-0.21%
CHCO	A	-0.2%
PFBC	B	-0.2%
BRKL	A	-0.19%
DCOM	B	-0.19%
WABC	B	-0.19%
OCFC	A	-0.18%
CFFN	A	-0.17%
QCRH	B	-0.17%
STBA	D	-0.16%
AMAL	B	-0.16%
MCB	B	-0.15%
BUSE	D	-0.15%
PFC	A	-0.15%
SRCE	C	-0.15%
HAFC	A	-0.15%
CPF	C	-0.15%
TCBK	C	-0.15%
FFWM	D	-0.15%
SYBT	B	-0.15%
HFWA	A	-0.14%
PEBO	B	-0.13%
BY	B	-0.13%
NFBK	C	-0.13%
NIC	B	-0.13%
CFB	D	-0.13%
HTBK	D	-0.13%
OSBC	B	-0.13%
IBCP	D	-0.12%
CNOB	D	-0.12%
TFSL	B	-0.11%
SBSI	D	-0.11%
TMP	A	-0.11%
CCB	A	-0.1%
PGC	A	-0.1%
OBK	D	-0.1%
HIFS	B	-0.1%
KRNY	B	-0.1%
WASH	B	-0.1%
AMTB	D	-0.09%
MBWM	D	-0.09%
CTBI	B	-0.08%
UVSP	B	-0.08%
FFIC	B	-0.08%
TRST	D	-0.08%
HBNC	A	-0.07%
THFF	B	-0.06%
CAC	A	-0.06%
MSBI	A	-0.06%
GSBC	C	-0.05%
HONE	D	-0.04%
CLBK	D	-0.04%