FNK vs. RFDA ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to RiverFront Dynamic US Dividend Advantage ETF (RFDA)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$57.17

Average Daily Volume

10,011

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

RFDA

RiverFront Dynamic US Dividend Advantage ETF

RFDA Description

The Fund seeks to provide capital appreciation and dividend income. RiverFront Dynamic US Dividend Advantage is an Actively Managed ETF and does not follow an index.

Grade (RS Rating)

Last Trade

$57.61

Average Daily Volume

1,279

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FNK	RFDA
30 Days	4.67%	3.20%
60 Days	4.34%	5.43%
90 Days	3.76%	6.03%
12 Months	25.77%	30.20%

10 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in RFDA	Overlap
EVRG	A	0.6%	0.58%	0.58%
FHN	A	0.57%	1.06%	0.57%
FNB	A	0.51%	0.61%	0.51%
JWN	D	0.29%	0.81%	0.29%
MSM	C	0.28%	0.54%	0.28%
OMF	A	0.51%	0.79%	0.51%
ORI	A	0.31%	1.64%	0.31%
STWD	C	0.14%	0.4%	0.14%
VLY	B	0.49%	0.71%	0.49%
WU	F	0.39%	0.56%	0.39%

FNK Overweight 213 Positions Relative to RFDA

Symbol	Grade	Weight
CNX	A	0.87%
MTDR	B	0.86%
OVV	B	0.85%
AGO	B	0.84%
NOG	B	0.84%
SM	B	0.81%
JXN	C	0.8%
HP	C	0.8%
OSK	C	0.79%
TAP	C	0.78%
PTEN	C	0.78%
CMC	B	0.78%
AL	B	0.77%
HCC	B	0.76%
ATKR	D	0.75%
AMG	B	0.75%
CIVI	D	0.74%
AMR	C	0.74%
PBF	D	0.73%
PVH	C	0.72%
CHRD	D	0.72%
NOV	C	0.72%
URBN	C	0.72%
UGI	C	0.71%
UNM	A	0.71%
MUR	D	0.71%
NFE	D	0.71%
RDN	D	0.71%
TMHC	C	0.71%
TEX	F	0.71%
DINO	D	0.7%
MTG	C	0.7%
RNR	C	0.69%
LAD	A	0.68%
CADE	B	0.68%
BWA	D	0.68%
LBRT	D	0.67%
G	B	0.66%
DAR	C	0.66%
RUSHA	C	0.66%
TPH	D	0.66%
APA	D	0.66%
OZK	B	0.65%
MGY	A	0.65%
DDS	B	0.65%
MHO	D	0.65%
LBRDK	C	0.65%
R	B	0.64%
CNO	B	0.64%
LNC	C	0.64%
RRC	B	0.64%
MTH	D	0.63%
MATX	C	0.63%
BEN	C	0.63%
ESNT	F	0.63%
LEA	F	0.63%
HOG	D	0.62%
FMC	D	0.61%
GPI	B	0.61%
JAZZ	B	0.61%
COOP	B	0.61%
BKH	A	0.6%
PNW	A	0.6%
ADTN	A	0.6%
SR	A	0.59%
HRI	C	0.59%
OTTR	C	0.59%
NFG	A	0.59%
GBDC	D	0.59%
AAP	D	0.59%
ASO	F	0.58%
BCC	B	0.58%
BBWI	C	0.57%
HST	C	0.57%
KRC	B	0.57%
SOLV	D	0.56%
MOS	F	0.56%
M	F	0.56%
AVT	C	0.56%
WBS	A	0.56%
POR	C	0.56%
DXC	B	0.55%
MDU	D	0.55%
SUM	B	0.54%
ZION	B	0.54%
CNXC	F	0.53%
SIG	B	0.53%
KBH	D	0.52%
WCC	B	0.52%
ALK	B	0.51%
COLB	B	0.51%
CLF	F	0.51%
UHS	D	0.5%
ARW	D	0.5%
SANM	B	0.49%
GMS	B	0.48%
AMKR	D	0.48%
BYD	B	0.48%
ABG	C	0.47%
AXS	A	0.47%
SWX	B	0.46%
OGE	A	0.46%
BERY	C	0.46%
JBL	C	0.46%
OGS	A	0.45%
GL	C	0.45%
WHR	B	0.45%
INGR	C	0.44%
RIG	D	0.44%
NXST	C	0.43%
PAG	B	0.43%
THO	B	0.43%
SNX	D	0.42%
POST	C	0.41%
ENS	F	0.41%
BC	C	0.41%
LKQ	F	0.41%
SJM	D	0.4%
SON	F	0.4%
AN	C	0.4%
EMN	C	0.4%
ASH	F	0.38%
OLN	F	0.37%
BECN	B	0.36%
AEO	F	0.35%
PII	F	0.35%
WTFC	A	0.35%
MLI	B	0.35%
SEIC	B	0.34%
OGN	F	0.34%
UBSI	B	0.33%
CMA	B	0.33%
HGV	C	0.33%
PB	B	0.33%
IDA	A	0.33%
CRC	A	0.32%
ACA	A	0.32%
BOKF	B	0.32%
ABCB	B	0.32%
HII	F	0.32%
AIZ	A	0.32%
VNT	C	0.32%
AR	B	0.32%
HWC	B	0.32%
SLM	A	0.31%
LPX	B	0.31%
PNM	B	0.31%
SLGN	A	0.3%
KNX	C	0.3%
CUZ	B	0.3%
MIDD	C	0.29%
COLM	C	0.29%
KFY	B	0.29%
WTRG	B	0.29%
CRL	D	0.28%
AGCO	D	0.28%
FIVE	F	0.28%
ALKS	C	0.28%
UFPI	C	0.28%
ASGN	F	0.27%
REYN	D	0.26%
TKR	D	0.26%
WPC	C	0.26%
TNET	F	0.26%
SKX	D	0.26%
MMS	F	0.25%
IPG	D	0.25%
DIOD	D	0.24%
UHAL	D	0.24%
PNFP	B	0.18%
UMBF	B	0.17%
EPAM	B	0.17%
JEF	A	0.17%
TPR	B	0.17%
SSB	B	0.16%
RHI	C	0.16%
FLR	B	0.16%
AUB	B	0.16%
GXO	B	0.16%
UCB	A	0.16%
AVNT	B	0.15%
FELE	B	0.15%
HSIC	C	0.15%
WTS	B	0.15%
SKY	A	0.15%
PRGO	C	0.15%
NJR	A	0.15%
VOYA	B	0.15%
WAL	B	0.15%
ALIT	C	0.15%
AFG	A	0.15%
DNB	B	0.15%
SEM	B	0.15%
BJ	A	0.15%
MUSA	B	0.15%
PFGC	B	0.15%
RYN	D	0.14%
FUL	F	0.14%
WD	D	0.14%
TTC	C	0.14%
MGM	D	0.14%
BPOP	C	0.14%
SEE	C	0.14%
MAT	D	0.14%
LSTR	D	0.14%
FAF	A	0.14%
IVZ	B	0.14%
CZR	F	0.13%
IAC	F	0.13%
LFUS	D	0.13%
FBIN	D	0.12%
NSP	F	0.12%
OPCH	D	0.1%

FNK Underweight 59 Positions Relative to RFDA

Symbol	Grade	Weight
NVDA	B	-10.56%
AAPL	C	-7.95%
MSFT	D	-7.64%
AMZN	C	-4.22%
GOOG	C	-2.37%
PRDO	B	-2.35%
HPE	B	-1.81%
IBM	C	-1.75%
CSCO	B	-1.72%
USB	A	-1.67%
AM	A	-1.66%
HRB	D	-1.6%
FIS	C	-1.59%
KMI	A	-1.53%
PEG	A	-1.48%
EOG	A	-1.47%
CWEN	C	-1.45%
CRGY	B	-1.41%
APOG	C	-1.4%
PBI	B	-1.38%
V	A	-1.3%
SKT	A	-1.29%
TJX	A	-1.23%
HAFC	B	-1.18%
QCOM	F	-1.15%
UHT	D	-1.13%
DLX	B	-1.11%
XOM	B	-1.11%
WASH	C	-1.07%
GMRE	F	-1.06%
UVE	B	-1.03%
THFF	B	-1.0%
NRC	F	-1.0%
TRST	B	-0.95%
HTBK	B	-0.94%
MYE	F	-0.88%
METC	C	-0.88%
BGS	F	-0.86%
GNK	D	-0.84%
MO	A	-0.83%
GOOGL	C	-0.82%
EGY	D	-0.82%
FULT	A	-0.74%
VBTX	B	-0.73%
LMT	D	-0.7%
AMGN	F	-0.67%
PAYX	B	-0.67%
CPT	B	-0.63%
TGNA	B	-0.63%
KO	D	-0.62%
GEF	A	-0.61%
ETD	C	-0.6%
INVH	D	-0.6%
MPW	F	-0.58%
UPBD	B	-0.58%
PM	B	-0.45%
DVN	F	-0.41%
PDM	D	-0.4%
RC	D	-0.35%