FNK vs. HOMZ ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to Hoya Capital Housing ETF (HOMZ)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$57.37

Average Daily Volume

9,876

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

HOMZ

Hoya Capital Housing ETF

HOMZ Description

The investment seeks to track the performance, before fees and expenses, of the Hoya Capital Housing 100TM Index. The index is a rules-based index composed of 100 companies that collectively represent the performance of the U.S. residential housing industry. The index is designed to track total spending on housing and housing-related services across the U.S. The fund attempts to invest all, or substantially all, of its assets in the component securities that make up the index. Under normal circumstances, at least 80% of the fund’s total assets (exclusive of any collateral held from securities lending) will be invested in the component securities of the index.

Grade (RS Rating)

Last Trade

$50.16

Average Daily Volume

2,692

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FNK	HOMZ
30 Days	7.85%	2.83%
60 Days	5.62%	-1.48%
90 Days	5.60%	2.69%
12 Months	27.99%	39.19%

15 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in HOMZ	Overlap
BECN	B	0.36%	0.73%	0.36%
FAF	A	0.14%	0.7%	0.14%
KBH	D	0.52%	1.45%	0.52%
LPX	B	0.31%	0.81%	0.31%
MHO	D	0.65%	1.62%	0.65%
MTG	C	0.7%	0.7%	0.7%
MTH	D	0.63%	1.34%	0.63%
ORI	A	0.31%	0.7%	0.31%
RDN	C	0.71%	0.63%	0.63%
RYN	D	0.14%	0.67%	0.14%
SKY	A	0.15%	0.9%	0.15%
STWD	C	0.14%	0.61%	0.14%
TMHC	B	0.71%	1.57%	0.71%
TPH	D	0.66%	1.43%	0.66%
WHR	B	0.45%	0.86%	0.45%

FNK Overweight 208 Positions Relative to HOMZ

Symbol	Grade	Weight
CNX	A	0.87%
MTDR	B	0.86%
OVV	B	0.85%
AGO	B	0.84%
NOG	A	0.84%
SM	B	0.81%
JXN	C	0.8%
HP	B	0.8%
OSK	B	0.79%
TAP	C	0.78%
PTEN	C	0.78%
CMC	B	0.78%
AL	B	0.77%
HCC	B	0.76%
ATKR	C	0.75%
AMG	B	0.75%
CIVI	D	0.74%
AMR	C	0.74%
PBF	D	0.73%
PVH	C	0.72%
CHRD	D	0.72%
NOV	C	0.72%
URBN	C	0.72%
UGI	A	0.71%
UNM	A	0.71%
MUR	D	0.71%
NFE	D	0.71%
TEX	D	0.71%
DINO	D	0.7%
RNR	C	0.69%
LAD	A	0.68%
CADE	B	0.68%
BWA	D	0.68%
LBRT	D	0.67%
G	B	0.66%
DAR	C	0.66%
RUSHA	C	0.66%
APA	D	0.66%
OZK	B	0.65%
MGY	A	0.65%
DDS	B	0.65%
LBRDK	C	0.65%
R	B	0.64%
CNO	A	0.64%
LNC	B	0.64%
RRC	B	0.64%
MATX	C	0.63%
BEN	C	0.63%
ESNT	D	0.63%
LEA	D	0.63%
HOG	D	0.62%
FMC	D	0.61%
GPI	A	0.61%
JAZZ	B	0.61%
COOP	B	0.61%
EVRG	A	0.6%
BKH	A	0.6%
PNW	B	0.6%
ADTN	A	0.6%
SR	A	0.59%
HRI	B	0.59%
OTTR	C	0.59%
NFG	A	0.59%
GBDC	C	0.59%
AAP	C	0.59%
ASO	F	0.58%
BCC	B	0.58%
FHN	A	0.57%
BBWI	D	0.57%
HST	C	0.57%
KRC	C	0.57%
SOLV	C	0.56%
MOS	F	0.56%
M	D	0.56%
AVT	C	0.56%
WBS	A	0.56%
POR	C	0.56%
DXC	B	0.55%
MDU	D	0.55%
SUM	B	0.54%
ZION	B	0.54%
CNXC	F	0.53%
SIG	B	0.53%
WCC	B	0.52%
FNB	A	0.51%
ALK	C	0.51%
OMF	A	0.51%
COLB	A	0.51%
CLF	F	0.51%
UHS	D	0.5%
ARW	D	0.5%
SANM	B	0.49%
VLY	B	0.49%
GMS	B	0.48%
AMKR	D	0.48%
BYD	C	0.48%
ABG	B	0.47%
AXS	A	0.47%
SWX	B	0.46%
OGE	B	0.46%
BERY	B	0.46%
JBL	B	0.46%
OGS	A	0.45%
GL	B	0.45%
INGR	B	0.44%
RIG	D	0.44%
NXST	C	0.43%
PAG	B	0.43%
THO	B	0.43%
SNX	C	0.42%
POST	C	0.41%
ENS	D	0.41%
BC	C	0.41%
LKQ	D	0.41%
SJM	D	0.4%
SON	D	0.4%
AN	C	0.4%
EMN	D	0.4%
WU	D	0.39%
ASH	D	0.38%
OLN	D	0.37%
AEO	F	0.35%
PII	D	0.35%
WTFC	A	0.35%
MLI	C	0.35%
SEIC	B	0.34%
OGN	D	0.34%
UBSI	B	0.33%
CMA	A	0.33%
HGV	B	0.33%
PB	A	0.33%
IDA	A	0.33%
CRC	B	0.32%
ACA	A	0.32%
BOKF	B	0.32%
ABCB	B	0.32%
HII	D	0.32%
AIZ	A	0.32%
VNT	B	0.32%
AR	B	0.32%
HWC	B	0.32%
SLM	A	0.31%
PNM	F	0.31%
SLGN	A	0.3%
KNX	B	0.3%
CUZ	B	0.3%
MIDD	C	0.29%
COLM	B	0.29%
JWN	C	0.29%
KFY	B	0.29%
WTRG	B	0.29%
CRL	C	0.28%
MSM	C	0.28%
AGCO	D	0.28%
FIVE	F	0.28%
ALKS	B	0.28%
UFPI	B	0.28%
ASGN	F	0.27%
REYN	D	0.26%
TKR	D	0.26%
WPC	D	0.26%
TNET	D	0.26%
SKX	D	0.26%
MMS	F	0.25%
IPG	D	0.25%
DIOD	D	0.24%
UHAL	D	0.24%
PNFP	B	0.18%
UMBF	B	0.17%
EPAM	C	0.17%
JEF	A	0.17%
TPR	B	0.17%
SSB	B	0.16%
RHI	B	0.16%
FLR	B	0.16%
AUB	B	0.16%
GXO	B	0.16%
UCB	A	0.16%
AVNT	B	0.15%
FELE	B	0.15%
HSIC	B	0.15%
WTS	B	0.15%
PRGO	B	0.15%
NJR	A	0.15%
VOYA	B	0.15%
WAL	B	0.15%
ALIT	C	0.15%
AFG	A	0.15%
DNB	B	0.15%
SEM	B	0.15%
BJ	A	0.15%
MUSA	A	0.15%
PFGC	B	0.15%
FUL	F	0.14%
WD	D	0.14%
TTC	D	0.14%
MGM	D	0.14%
BPOP	B	0.14%
SEE	C	0.14%
MAT	D	0.14%
LSTR	D	0.14%
IVZ	B	0.14%
CZR	F	0.13%
IAC	D	0.13%
LFUS	F	0.13%
FBIN	D	0.12%
NSP	D	0.12%
OPCH	D	0.1%

FNK Underweight 79 Positions Relative to HOMZ

Symbol	Grade	Weight
HD	A	-3.23%
LOW	D	-3.2%
WELL	A	-1.79%
VTR	C	-1.77%
IRT	A	-1.69%
UMH	C	-1.67%
NXRT	B	-1.64%
TOL	B	-1.62%
PSA	D	-1.6%
NVR	D	-1.59%
MAA	B	-1.55%
CPT	B	-1.53%
AVB	B	-1.53%
EXR	D	-1.52%
ESS	B	-1.52%
ELS	C	-1.5%
CUBE	D	-1.5%
UDR	B	-1.49%
DHI	D	-1.48%
PHM	D	-1.47%
EQR	B	-1.47%
LEN	D	-1.41%
SUI	D	-1.41%
CSR	B	-1.4%
AMH	D	-1.36%
ELME	D	-1.31%
INVH	D	-1.28%
Z	A	-1.14%
COMP	B	-0.92%
CVCO	A	-0.9%
RH	B	-0.9%
EXP	A	-0.83%
WSM	B	-0.83%
SHW	A	-0.83%
LZB	B	-0.81%
LII	A	-0.81%
RMAX	C	-0.8%
MHK	D	-0.79%
COST	B	-0.78%
PNC	B	-0.77%
CARR	D	-0.77%
RDFN	D	-0.77%
CFG	B	-0.76%
AMZN	C	-0.76%
PGR	A	-0.74%
TPX	B	-0.73%
MAS	D	-0.73%
AMWD	C	-0.72%
WFC	A	-0.71%
WSO	A	-0.71%
ALL	A	-0.7%
JPM	A	-0.7%
TFC	A	-0.7%
OC	A	-0.7%
TRV	B	-0.7%
LGIH	D	-0.7%
FNF	B	-0.69%
AZEK	A	-0.69%
LEG	F	-0.69%
CCS	D	-0.68%
BAC	A	-0.68%
SSD	D	-0.68%
WY	D	-0.67%
BLDR	D	-0.67%
ABR	C	-0.64%
PCH	D	-0.64%
IBP	D	-0.64%
PPG	F	-0.63%
FND	C	-0.62%
SNBR	F	-0.59%
RKT	F	-0.58%
AGNC	D	-0.58%
BLD	D	-0.56%
PMT	D	-0.56%
AOS	F	-0.55%
TREX	C	-0.53%
CSGP	D	-0.52%
UWMC	D	-0.49%
W	F	-0.47%