FDM vs. XSVM ETF Comparison

Comparison of First Trust DJ Select MicroCap ETF (FDM) to Invesco S&P SmallCap Value with Momentum ETF (XSVM)

FDM

First Trust DJ Select MicroCap ETF

FDM Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$61.07

Average Daily Volume

4,417

Number of Holdings ^*

153

* may have additional holdings in another (foreign) market

XSVM

Invesco S&P SmallCap Value with Momentum ETF

XSVM Description

The investment seeks to track the investment results (before fees and expenses) of the S&P SmallCap 600 High Momentum Value Index (the "underlying index"). The fund generally will invest at least 90% of its total assets in the securities that comprise the underlying index. Strictly in accordance with its guidelines and mandated procedures, the index provider compiles, maintains and calculates the underlying index, which is designed to track the performance of approximately 120 stocks in the S&P SmallCap 600® that have the highest “value” and “momentum” scores.

Grade (RS Rating)

Last Trade

$54.43

Average Daily Volume

63,796

Number of Holdings ^*

111

* may have additional holdings in another (foreign) market

Performance

Period	FDM	XSVM
30 Days	-0.63%	-2.32%
60 Days	0.33%	-0.36%
90 Days	4.79%	3.62%
12 Months	23.11%	28.88%

9 Overlapping Holdings

Symbol	Grade	Weight in FDM	Weight in XSVM	Overlap
AMBC	C	1.1%	1.07%	1.07%
CLW	A	1.11%	1.3%	1.11%
DXPE	A	1.1%	1.49%	1.1%
EZPW	B	0.96%	1.35%	0.96%
HVT	F	0.69%	0.67%	0.67%
OSUR	D	0.65%	0.42%	0.42%
SCSC	B	1.76%	1.41%	1.41%
SXC	D	1.46%	0.89%	0.89%
ZEUS	D	1.08%	1.1%	1.08%

FDM Overweight 144 Positions Relative to XSVM

Symbol	Grade	Weight
POWL	B	2.27%
ACMR	D	2.06%
CRAI	A	1.71%
VSEC	A	1.7%
CGEM	A	1.51%
GNK	A	1.5%
CRGY	F	1.49%
REX	B	1.43%
BBSI	B	1.35%
MYE	A	1.35%
HAYN	B	1.26%
VVI	C	1.23%
CECO	B	1.22%
DCO	A	1.21%
IDT	B	1.18%
EGY	B	1.15%
UVSP	A	1.04%
BELFB	B	0.98%
UWMC	B	0.98%
BRY	B	0.97%
MLR	A	0.93%
OSBC	B	0.92%
LEU	B	0.92%
ARHS	D	0.91%
HCKT	F	0.9%
WSR	B	0.89%
MBWM	A	0.88%
KE	D	0.88%
CFB	C	0.87%
TTI	F	0.87%
IBCP	A	0.86%
PLOW	D	0.85%
HTBK	D	0.81%
BFST	D	0.8%
GATO	B	0.79%
GSBC	A	0.75%
TITN	F	0.75%
LMB	B	0.75%
SD	B	0.74%
RICK	F	0.73%
DENN	F	0.72%
NPK	A	0.71%
AVNW	F	0.71%
AMAL	A	0.71%
DHIL	B	0.71%
VPG	C	0.7%
CCB	B	0.69%
LYTS	A	0.68%
HDSN	F	0.67%
HTBI	A	0.66%
CYH	B	0.66%
CENT	C	0.65%
LQDT	D	0.65%
BHB	A	0.64%
THFF	A	0.64%
SMBC	D	0.64%
BBW	A	0.63%
VYGR	D	0.62%
CWCO	D	0.62%
OLP	A	0.6%
CCBG	C	0.6%
ODC	B	0.59%
KRNY	F	0.58%
NBN	B	0.57%
SIGA	A	0.57%
RMR	A	0.57%
CSV	C	0.57%
GNE	F	0.57%
PAHC	A	0.56%
BOOM	F	0.54%
ARTNA	D	0.54%
GLRE	A	0.54%
NWPX	C	0.53%
OSG	B	0.53%
KODK	D	0.52%
SPFI	A	0.52%
SPOK	F	0.52%
AVD	B	0.51%
ESQ	B	0.5%
MCFT	F	0.5%
MOFG	D	0.49%
LINC	A	0.49%
JOUT	D	0.45%
AMPY	B	0.44%
SOI	B	0.44%
BSRR	A	0.44%
NEWT	D	0.43%
NRIM	B	0.43%
FSBC	D	0.42%
PBPB	F	0.42%
PANL	B	0.41%
HBT	B	0.4%
RM	B	0.39%
WTI	F	0.38%
ONEW	D	0.38%
FET	B	0.37%
LOCO	D	0.37%
NECB	A	0.37%
MVBF	F	0.37%
FSBW	C	0.36%
BCML	F	0.35%
INSE	F	0.35%
CVLY	A	0.34%
TSBK	C	0.33%
OBT	B	0.32%
OMER	B	0.32%
AFCG	A	0.31%
PKOH	B	0.31%
NATH	D	0.3%
EPM	F	0.29%
KFS	A	0.29%
GENC	A	0.29%
IPI	C	0.29%
RLGT	D	0.29%
PLBC	B	0.28%
OVLY	B	0.27%
CMT	D	0.24%
LEGH	D	0.24%
TSQ	A	0.24%
FF	B	0.24%
MEC	A	0.24%
MPX	B	0.23%
STKS	C	0.23%
QUAD	D	0.23%
RNGR	F	0.23%
INTT	F	0.22%
OCN	C	0.22%
LSEA	F	0.21%
HNRG	F	0.21%
ATLC	D	0.21%
EVC	D	0.21%
CMPO	A	0.2%
III	F	0.17%
RCMT	D	0.17%
KLXE	F	0.16%
MNSB	D	0.15%
REI	B	0.14%
HGBL	F	0.13%
BGFV	F	0.13%
ASRT	D	0.13%
TUSK	F	0.12%
CCRD	B	0.12%
TZOO	D	0.09%
CMBM	F	0.07%

FDM Underweight 102 Positions Relative to XSVM

Symbol	Grade	Weight
JXN	A	-1.69%
KELYA	C	-1.59%
FDP	A	-1.54%
SNEX	A	-1.37%
KSS	C	-1.31%
BHE	A	-1.3%
SLCA	A	-1.29%
GNW	B	-1.28%
GBX	B	-1.27%
GPI	A	-1.22%
GEO	A	-1.21%
ANDE	B	-1.2%
ODP	D	-1.18%
XRX	F	-1.17%
SANM	B	-1.16%
DNOW	D	-1.15%
ABG	F	-1.08%
SAH	A	-1.06%
PARR	F	-1.04%
OI	F	-1.04%
NVRI	F	-1.03%
CAL	D	-1.03%
ENVA	B	-1.02%
AXL	C	-1.01%
SCVL	B	-1.01%
TPH	A	-1.0%
SPNT	D	-0.96%
HIBB	A	-0.96%
OMI	D	-0.96%
SM	B	-0.96%
CVI	F	-0.95%
SKYW	A	-0.92%
HI	F	-0.91%
ASTE	F	-0.89%
WNC	F	-0.88%
LBRT	B	-0.88%
CALM	C	-0.88%
TDS	B	-0.85%
ABM	A	-0.85%
PUMP	B	-0.85%
MHO	C	-0.85%
MTH	A	-0.84%
WIRE	B	-0.84%
GMS	B	-0.84%
AGO	D	-0.84%
STC	A	-0.84%
RDN	B	-0.82%
COOP	B	-0.82%
CCS	C	-0.82%
DLX	A	-0.82%
PATK	C	-0.81%
TALO	D	-0.8%
PRG	B	-0.8%
KOP	D	-0.79%
GES	A	-0.79%
NAVI	F	-0.78%
RC	D	-0.78%
BCC	D	-0.77%
SLVM	A	-0.76%
AMWD	C	-0.75%
PLAB	B	-0.74%
AX	A	-0.74%
EIG	D	-0.73%
CENTA	C	-0.72%
ALGT	F	-0.72%
HLX	B	-0.72%
PSMT	A	-0.71%
APOG	A	-0.7%
UVV	B	-0.69%
NOG	B	-0.69%
ASO	D	-0.68%
HCC	B	-0.68%
MOV	F	-0.67%
SIG	B	-0.67%
HUBG	B	-0.67%
TWI	F	-0.66%
ABR	B	-0.66%
CUBI	D	-0.65%
BLMN	F	-0.64%
AMR	D	-0.64%
CXW	B	-0.63%
PMT	A	-0.63%
MATX	B	-0.63%
URBN	C	-0.63%
MCS	F	-0.63%
NMIH	A	-0.63%
ETD	F	-0.63%
CRC	D	-0.62%
WGO	F	-0.62%
PRDO	A	-0.59%
MLKN	C	-0.58%
HTH	B	-0.57%
ARI	F	-0.57%
SMP	D	-0.56%
SCHL	D	-0.56%
FCF	A	-0.55%
EFC	B	-0.55%
LZB	F	-0.55%
CNXN	F	-0.55%
GIII	C	-0.54%
SVC	F	-0.52%
CEIX	F	-0.48%