DURA vs. FTA ETF Comparison

Comparison of VanEck Vectors Morningstar Durable Dividend ETF (DURA) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

DURA

VanEck Vectors Morningstar Durable Dividend ETF

DURA Description

The investment seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Morningstar® US Dividend Valuation IndexSM (the "index"). The fund normally invests at least 80% of its total assets in securities that comprise the fund's benchmark index. The index is comprised of securities of companies with a high dividend yield, strong financial health and an attractive uncertainty-adjusted valuation. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$34.96

Average Daily Volume

4,932

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	DURA	FTA
30 Days	0.92%	4.88%
60 Days	1.56%	5.23%
90 Days	3.32%	6.80%
12 Months	18.56%	26.69%

49 Overlapping Holdings

Symbol	Grade	Weight in DURA	Weight in FTA	Overlap
ADM	D	0.49%	0.77%	0.49%
AEE	A	0.46%	0.72%	0.46%
APD	A	1.05%	0.18%	0.18%
BKR	B	0.66%	0.61%	0.61%
CAG	D	0.35%	0.14%	0.14%
CE	F	0.11%	0.48%	0.11%
CLX	B	0.36%	0.17%	0.17%
CMCSA	B	3.16%	0.91%	0.91%
COP	C	2.2%	0.94%	0.94%
CVX	A	5.32%	0.96%	0.96%
DD	D	0.39%	0.16%	0.16%
DGX	A	0.2%	0.52%	0.2%
DOW	F	1.05%	0.42%	0.42%
DTE	C	0.48%	0.48%	0.48%
DUK	C	1.84%	0.49%	0.49%
EBAY	D	0.33%	0.49%	0.33%
EIX	B	0.7%	0.33%	0.33%
EOG	A	1.38%	0.97%	0.97%
EQT	B	0.28%	0.82%	0.28%
ETR	B	0.7%	0.78%	0.7%
EXC	C	0.87%	0.66%	0.66%
FE	C	0.48%	0.32%	0.32%
GD	F	0.84%	0.17%	0.17%
GIS	D	0.7%	0.31%	0.31%
HSY	F	0.43%	0.33%	0.33%
JNJ	D	4.4%	0.33%	0.33%
KHC	F	0.77%	0.46%	0.46%
KMI	A	1.75%	0.85%	0.85%
LHX	C	0.6%	0.18%	0.18%
LNT	A	0.29%	0.5%	0.29%
MDLZ	F	1.22%	0.15%	0.15%
MDT	D	2.08%	0.16%	0.16%
MTB	A	0.67%	0.61%	0.61%
NI	A	0.3%	0.53%	0.3%
OKE	A	1.64%	0.42%	0.42%
PEP	F	3.97%	0.17%	0.17%
PPG	F	0.36%	0.33%	0.33%
PPL	B	0.46%	0.51%	0.46%
PRU	A	1.22%	0.36%	0.36%
RF	A	0.63%	0.58%	0.58%
SRE	A	1.04%	0.76%	0.76%
SWKS	F	0.22%	0.6%	0.22%
TROW	B	0.74%	0.97%	0.74%
TSN	B	0.33%	0.38%	0.33%
UPS	C	2.88%	0.17%	0.17%
VLO	C	0.83%	0.91%	0.83%
WEC	A	0.64%	0.35%	0.35%
XEL	A	0.76%	0.74%	0.74%
XOM	B	5.39%	0.9%	0.9%

DURA Overweight 35 Positions Relative to FTA

Symbol	Grade	Weight
ABBV	D	4.15%
PFE	D	4.13%
MO	A	4.11%
MRK	F	3.97%
MCD	D	2.91%
AMGN	D	2.58%
QCOM	F	2.13%
RTX	C	2.01%
HON	B	1.94%
CME	A	1.93%
BX	A	1.85%
ADP	B	1.48%
EMR	A	0.92%
KMB	D	0.9%
PAYX	C	0.81%
ES	D	0.52%
YUM	B	0.44%
EVRG	A	0.38%
SJM	D	0.26%
EMN	D	0.23%
OGE	B	0.22%
APA	D	0.2%
RPRX	D	0.19%
WTRG	B	0.19%
IVZ	B	0.18%
DINO	D	0.18%
WU	D	0.17%
JHG	A	0.15%
POR	C	0.12%
HII	D	0.1%
NJR	A	0.1%
AGR	B	0.08%
THO	B	0.07%
FHI	A	0.07%
XRAY	F	0.05%

DURA Underweight 137 Positions Relative to FTA

Symbol	Grade	Weight
UAL	A	-1.4%
SYF	B	-1.14%
GM	B	-1.13%
DAL	C	-1.12%
PCAR	B	-1.02%
FOXA	B	-0.98%
STLD	B	-0.96%
CINF	A	-0.96%
RS	B	-0.94%
CTRA	B	-0.93%
HPE	B	-0.92%
F	C	-0.92%
AIG	B	-0.91%
HAL	C	-0.91%
WFC	A	-0.9%
T	A	-0.89%
DVN	F	-0.88%
PSX	C	-0.87%
TOL	B	-0.87%
COF	B	-0.86%
OXY	D	-0.86%
MPC	D	-0.85%
NUE	C	-0.85%
HBAN	A	-0.84%
EG	C	-0.82%
LNG	B	-0.82%
CFG	B	-0.8%
BG	F	-0.8%
PHM	D	-0.79%
LEN	D	-0.79%
OC	A	-0.78%
CVS	D	-0.77%
LYB	F	-0.76%
VTRS	A	-0.76%
C	A	-0.76%
INTC	D	-0.75%
FDX	B	-0.75%
CRBG	B	-0.74%
L	A	-0.74%
FANG	D	-0.74%
SLB	C	-0.73%
ATO	A	-0.73%
CTSH	B	-0.73%
CNP	B	-0.72%
KR	B	-0.72%
ZBH	C	-0.71%
ALLY	C	-0.71%
CB	C	-0.7%
CF	B	-0.7%
HIG	B	-0.69%
APTV	D	-0.66%
ON	D	-0.65%
MS	A	-0.65%
VZ	C	-0.64%
DG	F	-0.64%
ED	D	-0.64%
SNA	A	-0.63%
CHTR	C	-0.62%
IP	B	-0.6%
DHI	D	-0.6%
BAC	A	-0.59%
FITB	A	-0.57%
TDY	B	-0.56%
LUV	C	-0.56%
TRV	B	-0.56%
USB	A	-0.56%
STT	A	-0.55%
CNC	D	-0.55%
TXT	D	-0.5%
D	C	-0.5%
AFL	B	-0.5%
EQR	B	-0.5%
ULTA	F	-0.5%
TGT	F	-0.5%
HRL	D	-0.49%
SYY	B	-0.49%
BLDR	D	-0.48%
DE	A	-0.48%
AEP	D	-0.47%
STX	D	-0.46%
RJF	A	-0.46%
AKAM	D	-0.45%
BBY	D	-0.45%
BIIB	F	-0.44%
ZM	B	-0.42%
DIS	B	-0.4%
KEY	B	-0.4%
PNC	B	-0.39%
JBHT	C	-0.38%
CSCO	B	-0.38%
NWSA	B	-0.38%
PKG	A	-0.38%
RGA	A	-0.37%
KIM	A	-0.37%
HPQ	B	-0.36%
DRI	B	-0.36%
CSX	B	-0.36%
SSNC	B	-0.35%
CMS	C	-0.34%
FNF	B	-0.34%
NVR	D	-0.33%
DOC	D	-0.33%
CARR	D	-0.33%
ARE	D	-0.32%
GPC	D	-0.31%
MOH	F	-0.31%
KDP	D	-0.31%
HUM	C	-0.31%
WLK	D	-0.3%
ELV	F	-0.27%
PYPL	B	-0.19%
CMI	A	-0.19%
ODFL	B	-0.19%
ACN	C	-0.18%
WRB	A	-0.18%
LH	C	-0.18%
IEX	B	-0.18%
J	F	-0.18%
KEYS	A	-0.17%
NDSN	B	-0.17%
CTVA	C	-0.17%
MAA	B	-0.17%
LOW	D	-0.17%
HD	A	-0.17%
PFG	D	-0.17%
OMC	C	-0.17%
SBUX	A	-0.17%
CPB	D	-0.16%
WY	D	-0.16%
EXPD	D	-0.16%
LMT	D	-0.16%
CI	F	-0.16%
MAS	D	-0.16%
HOLX	D	-0.16%
FTV	C	-0.16%
NKE	D	-0.15%
AWK	D	-0.15%