DEEP vs. FYC ETF Comparison

Comparison of Roundhill Acquirers Deep Value ETF (DEEP) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

DEEP

Roundhill Acquirers Deep Value ETF

DEEP Description

The investment seeks to track the performance, before fees and expenses, of the Acquirers Deep Value Index (the “index”). The index was established in 2020 by Acquirers Funds LLC and tracks the performance of a portfolio of 20 of the most undervalued, fundamentally strong stocks drawn from the largest 500 stocks listed in the United States meeting certain liquidity thresholds. Under normal circumstances, at least 80% of the fund’s total assets (exclusive of any collateral held from securities lending) will be invested in the component securities of the index. It is non-diversified.

Grade (RS Rating)

Last Trade

$36.59

Average Daily Volume

3,114

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$81.91

Average Daily Volume

27,658

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

Performance

Period	DEEP	FYC
30 Days	4.48%	9.32%
60 Days	1.76%	10.25%
90 Days	1.07%	13.41%
12 Months	11.99%	44.40%

1 Overlapping Holdings

	Symbol	Grade	Weight in DEEP	Weight in FYC	Overlap
	LPG	F	0.78%	0.09%	0.09%

DEEP Overweight 95 Positions Relative to FYC

Symbol	Grade	Weight
SMLR	B	1.87%
IGIC	B	1.29%
BMRC	B	1.25%
PGC	B	1.25%
ARCH	B	1.24%
RYI	C	1.21%
HSII	B	1.18%
METC	C	1.18%
PRDO	B	1.16%
NATR	C	1.15%
HCKT	B	1.14%
MCFT	C	1.13%
PFBC	B	1.13%
BSIG	A	1.13%
RCMT	C	1.13%
NRP	B	1.12%
TTEC	F	1.12%
BBW	C	1.11%
BHLB	B	1.1%
GPRK	C	1.1%
VSTO	A	1.1%
VBTX	B	1.1%
BXC	B	1.09%
PLPC	B	1.09%
BKE	B	1.09%
DXLG	D	1.08%
HELE	C	1.08%
AMCX	C	1.07%
HLF	C	1.07%
EPM	A	1.06%
INMD	C	1.06%
NX	C	1.06%
UPBD	B	1.05%
DMLP	A	1.05%
PLAB	C	1.04%
DAC	C	1.04%
MBUU	B	1.03%
XPEL	B	1.03%
HTBK	B	1.03%
DHIL	B	1.03%
SBH	C	1.02%
AMPY	C	1.02%
UAN	B	1.02%
ITRN	B	1.02%
WGO	C	1.02%
WINA	C	1.02%
OFLX	D	1.02%
LPRO	B	1.01%
DHT	F	0.99%
WLKP	A	0.99%
NUS	D	0.99%
UTMD	F	0.98%
IMKTA	C	0.98%
USNA	C	0.98%
SMP	C	0.98%
WTI	F	0.97%
INVA	D	0.97%
WNC	C	0.97%
MED	D	0.97%
MOV	D	0.97%
NVEC	B	0.96%
GIII	D	0.96%
SD	D	0.95%
SWBI	C	0.95%
TH	C	0.94%
KFRC	D	0.93%
IIIN	C	0.92%
WRLD	C	0.92%
FF	F	0.92%
PARR	F	0.92%
RGR	F	0.91%
IRWD	F	0.9%
ETD	C	0.9%
LESL	D	0.9%
RMAX	C	0.89%
LEGH	D	0.89%
RMR	F	0.88%
JOUT	F	0.87%
DFIN	D	0.87%
NRC	F	0.86%
ODP	F	0.85%
JBSS	F	0.85%
RGP	F	0.84%
HZO	F	0.83%
GIC	D	0.82%
HVT	D	0.79%
MYE	F	0.79%
CRCT	F	0.78%
HOV	D	0.77%
CLFD	F	0.74%
SIGA	F	0.72%
HDSN	F	0.72%
ASC	F	0.67%
CCRN	F	0.66%
AMN	F	0.52%

DEEP Underweight 239 Positions Relative to FYC

Symbol	Grade	Weight
RKLB	A	-1.06%
EAT	A	-0.91%
PAYO	A	-0.82%
POWL	C	-0.81%
PRIM	A	-0.81%
TGTX	B	-0.79%
IESC	C	-0.79%
ROAD	B	-0.76%
IDCC	B	-0.76%
STRL	A	-0.75%
WWW	A	-0.75%
TRUP	B	-0.74%
QCRH	B	-0.73%
ENVA	B	-0.72%
GVA	A	-0.72%
WULF	C	-0.71%
PJT	A	-0.71%
DOCS	C	-0.71%
LRN	A	-0.7%
STEP	C	-0.69%
USLM	A	-0.69%
FTDR	B	-0.69%
MCY	A	-0.69%
ACLX	C	-0.68%
RYTM	C	-0.68%
CNK	C	-0.68%
ATGE	B	-0.67%
LMND	B	-0.67%
ALHC	C	-0.65%
VCYT	B	-0.65%
GSHD	A	-0.64%
PRCT	B	-0.64%
TRN	B	-0.64%
AMRX	C	-0.64%
REVG	C	-0.63%
SKYW	C	-0.62%
PBI	B	-0.61%
HNI	B	-0.61%
PTON	A	-0.6%
ADMA	B	-0.6%
NHC	C	-0.6%
TBBK	B	-0.6%
CHEF	A	-0.59%
DSGR	C	-0.59%
AGIO	C	-0.59%
CALM	A	-0.58%
KYMR	D	-0.58%
HWKN	B	-0.58%
SKWD	A	-0.58%
SLVM	B	-0.58%
MIRM	B	-0.57%
SGBX	F	-0.57%
INTA	B	-0.57%
SYBT	B	-0.57%
DORM	B	-0.57%
CWAN	B	-0.57%
ALKT	B	-0.56%
VCTR	B	-0.55%
NBHC	C	-0.55%
PRK	B	-0.55%
JANX	C	-0.54%
MWA	B	-0.54%
PRM	C	-0.54%
CDE	C	-0.54%
OSW	B	-0.54%
PTGX	D	-0.54%
PTCT	B	-0.54%
PLMR	A	-0.53%
CHWY	B	-0.53%
SATS	D	-0.53%
MNKD	C	-0.53%
CPRX	C	-0.52%
LMAT	A	-0.52%
TGLS	B	-0.51%
CRAI	C	-0.51%
NPAB	F	-0.49%
CCOI	B	-0.49%
LFST	B	-0.49%
SMTC	B	-0.49%
PRGS	A	-0.48%
SABR	C	-0.48%
AORT	B	-0.48%
YOU	D	-0.48%
OUT	A	-0.48%
UFPT	C	-0.47%
BCRX	D	-0.47%
LITE	B	-0.47%
FBP	C	-0.47%
CENX	B	-0.46%
VERX	A	-0.45%
WTTR	A	-0.43%
MBIN	F	-0.43%
ASTH	F	-0.43%
NMIH	C	-0.43%
OSCR	D	-0.43%
APOG	C	-0.42%
SITM	B	-0.42%
CAKE	C	-0.42%
CARG	B	-0.42%
NRIX	C	-0.42%
SHAK	C	-0.42%
MGNI	B	-0.42%
RNG	C	-0.41%
BANF	B	-0.41%
GABC	B	-0.41%
CIFR	C	-0.4%
BGC	C	-0.4%
SEMR	C	-0.4%
WT	A	-0.4%
VITL	D	-0.39%
GFF	A	-0.39%
OII	B	-0.39%
GERN	D	-0.39%
CHCO	B	-0.39%
HRMY	D	-0.39%
HURN	C	-0.39%
UE	B	-0.38%
KTOS	B	-0.38%
ESE	B	-0.38%
BLBD	D	-0.38%
COLL	F	-0.37%
AZZ	A	-0.36%
KN	B	-0.36%
AAT	B	-0.36%
OSIS	A	-0.35%
BRC	D	-0.34%
AMPH	F	-0.33%
ICFI	F	-0.33%
DOCN	C	-0.33%
ESRT	C	-0.33%
IOVA	F	-0.32%
PMT	C	-0.32%
ADUS	D	-0.32%
NHI	D	-0.32%
FLNC	D	-0.32%
CWT	C	-0.32%
ASPN	F	-0.32%
NSA	C	-0.31%
WRBY	A	-0.31%
HLIT	D	-0.3%
KNTK	A	-0.3%
TWST	F	-0.3%
BLFS	C	-0.3%
HEES	C	-0.29%
LGND	C	-0.28%
BKD	F	-0.28%
MGEE	B	-0.28%
DRVN	B	-0.28%
TNL	A	-0.28%
CEIX	A	-0.28%
IIPR	D	-0.27%
LKFN	C	-0.27%
OCUL	D	-0.27%
EPAC	C	-0.27%
AROC	A	-0.27%
NEO	C	-0.26%
SKT	A	-0.26%
WDFC	B	-0.26%
SXI	B	-0.26%
BANC	B	-0.26%
AGYS	A	-0.26%
AGM	B	-0.26%
SWI	C	-0.25%
MAC	B	-0.25%
ARQT	B	-0.25%
ANIP	F	-0.24%
CDP	C	-0.24%
TNDM	D	-0.24%
UMH	B	-0.24%
IAS	C	-0.24%
CPK	A	-0.24%
NXRT	B	-0.24%
FCPT	C	-0.23%
GTX	C	-0.23%
JJSF	C	-0.23%
SXT	C	-0.23%
DNLI	D	-0.23%
KW	C	-0.23%
CMPR	D	-0.23%
SCS	C	-0.23%
GTY	A	-0.23%
ACVA	B	-0.23%
EPR	C	-0.22%
PHR	F	-0.22%
AESI	B	-0.22%
HLX	B	-0.22%
AIV	C	-0.22%
ELME	D	-0.22%
CDRE	F	-0.21%
HUMA	F	-0.21%
RXST	F	-0.21%
EVH	F	-0.21%
ALX	D	-0.21%
NVAX	F	-0.2%
MYGN	F	-0.2%
SOUN	B	-0.17%
TGI	B	-0.16%
MIR	A	-0.16%
ARDX	F	-0.16%
PAR	A	-0.16%
CBZ	B	-0.14%
SMPL	B	-0.13%
BEAM	D	-0.13%
CLB	B	-0.13%
BL	B	-0.13%
APPN	B	-0.13%
APAM	B	-0.13%
MLNK	C	-0.13%
ACAD	C	-0.13%
CARS	C	-0.13%
CTS	C	-0.13%
WABC	B	-0.13%
PLAY	D	-0.13%
FBRT	D	-0.12%
THR	B	-0.12%
AMC	C	-0.12%
AWR	B	-0.12%
YELP	C	-0.12%
LTC	B	-0.12%
STRA	C	-0.12%
TR	B	-0.12%
WEN	D	-0.12%
TNC	D	-0.11%
PZZA	F	-0.11%
NSSC	D	-0.11%
RRR	F	-0.11%
ARLO	C	-0.11%
FOLD	F	-0.11%
ENVX	F	-0.11%
BXMT	C	-0.11%
IRDM	D	-0.11%
VECO	F	-0.1%
JOE	F	-0.1%
GNL	F	-0.1%
AZTA	D	-0.1%
JAMF	F	-0.1%
CLDX	F	-0.09%
XPRO	D	-0.09%
RLAY	F	-0.09%