CSB vs. HSMV ETF Comparison

Comparison of Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF (CSB) to First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

CSB

Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF

CSB Description

CSB's take on the US small-cap space mirrors that of its large-cap sibling, CDL. To qualify for this fund, a company must be among the 500 largest US companies under 3 billion USD in market cap and must have positive earnings for the four most recent quarters. The index selects the 100 highest dividend-yielding stocks from this group and weights them by inverse volatility, giving overweight to low-vol stocks. The index applies 20% country cap and 25% sector cap with semi-annual reconstitution starting each March. The funds closest peers are sibling funds: CSA, which has the same exposure but without the dividend yield screen, and CSF with a cash toggle feature during downturns.

Grade (RS Rating)

Last Trade

$58.61

Average Daily Volume

18,635

Number of Holdings ^*

* may have additional holdings in another (foreign) market

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$36.55

Average Daily Volume

1,112

Number of Holdings ^*

146

* may have additional holdings in another (foreign) market

Performance

Period	CSB	HSMV
30 Days	1.15%	1.81%
60 Days	0.25%	3.05%
90 Days	10.65%	9.87%
12 Months	23.93%	23.90%

17 Overlapping Holdings

Symbol	Grade	Weight in CSB	Weight in HSMV	Overlap
AVA	B	1.33%	0.77%	0.77%
AVT	B	1.21%	0.52%	0.52%
AWR	C	1.43%	0.71%	0.71%
BKH	B	1.44%	0.89%	0.89%
CRI	D	1.13%	0.28%	0.28%
DTM	C	1.74%	1.62%	1.62%
ENR	D	1.1%	0.39%	0.39%
FHI	B	1.56%	1.14%	1.14%
FLO	C	1.52%	1.26%	1.26%
IDA	B	1.61%	1.46%	1.46%
MAN	C	1.14%	0.38%	0.38%
MSM	D	1.2%	0.47%	0.47%
NFG	B	1.51%	1.15%	1.15%
NJR	C	1.53%	1.22%	1.22%
NWE	A	1.52%	1.18%	1.18%
OGS	B	1.4%	0.71%	0.71%
POR	B	1.5%	1.11%	1.11%

CSB Overweight 78 Positions Relative to HSMV

Symbol	Grade	Weight
SR	B	1.59%
PNM	B	1.45%
SON	D	1.37%
WEN	C	1.29%
SJW	F	1.26%
WU	C	1.24%
PINC	D	1.24%
SWX	C	1.22%
KNTK	C	1.2%
SXT	B	1.19%
GEF	C	1.19%
CALM	B	1.14%
FHB	D	1.12%
TGNA	C	1.09%
KMT	B	1.09%
WMG	D	1.09%
HNI	C	1.08%
NWBI	D	1.08%
APAM	C	1.01%
FFBC	D	0.99%
NAVI	D	0.98%
INSW	C	0.98%
UBSI	D	0.98%
BANR	C	0.97%
ASB	D	0.96%
CWEN	A	0.96%
KTB	B	0.95%
OTTR	F	0.95%
MC	C	0.94%
SEE	C	0.94%
TNL	C	0.93%
FULT	D	0.92%
FRME	D	0.92%
AROC	D	0.92%
BOH	D	0.91%
AUB	D	0.91%
NOG	F	0.9%
NSP	F	0.9%
WSBC	D	0.89%
UGI	B	0.89%
BKE	B	0.89%
CCOI	C	0.88%
SFNC	C	0.88%
CAKE	B	0.87%
PDCO	F	0.87%
CVBF	D	0.86%
PII	D	0.85%
LNC	C	0.85%
FIBK	C	0.84%
AESI	D	0.84%
SNV	D	0.84%
TRN	C	0.83%
HP	F	0.82%
LEVI	C	0.8%
PFS	C	0.8%
IPAR	D	0.8%
INDB	D	0.8%
AEO	D	0.78%
CVI	F	0.77%
CRC	C	0.76%
OZK	F	0.76%
VAC	D	0.75%
LCII	C	0.74%
STRA	F	0.73%
CRGY	D	0.7%
PTEN	F	0.69%
COLB	B	0.67%
VLY	D	0.67%
JWN	C	0.66%
HEES	D	0.66%
CABO	F	0.65%
PTVE	D	0.65%
OGN	D	0.62%
M	F	0.62%
MLKN	F	0.6%
AAP	F	0.58%
KSS	D	0.53%
CC	D	0.45%

CSB Underweight 129 Positions Relative to HSMV

Symbol	Grade	Weight
ATR	B	-2.04%
ORI	B	-1.7%
POST	B	-1.7%
INGR	B	-1.67%
SEIC	B	-1.65%
CTRE	C	-1.6%
OGE	B	-1.53%
CACI	B	-1.48%
MSGS	B	-1.37%
ADC	C	-1.33%
DCI	C	-1.33%
AMH	D	-1.31%
CHE	C	-1.29%
RLI	B	-1.28%
AM	B	-1.2%
NNN	B	-1.16%
OHI	C	-1.13%
AFG	C	-1.08%
GNTX	D	-1.06%
MMS	B	-1.06%
GGG	C	-1.04%
GLPI	C	-1.04%
NYT	B	-1.02%
MDU	B	-0.97%
DLB	D	-0.93%
EHC	B	-0.91%
FCPT	C	-0.9%
EPR	C	-0.89%
MSA	D	-0.87%
KBR	D	-0.85%
ELS	D	-0.83%
EFC	C	-0.83%
LSTR	D	-0.78%
ESNT	B	-0.78%
ENSG	D	-0.77%
PECO	C	-0.72%
PRI	B	-0.71%
CBSH	D	-0.71%
RNR	B	-0.7%
EGP	C	-0.7%
EPRT	B	-0.68%
PBH	C	-0.68%
LOPE	D	-0.67%
SLGN	B	-0.66%
CPK	B	-0.65%
RGA	C	-0.65%
RPM	B	-0.63%
CW	B	-0.63%
NMIH	C	-0.61%
AMG	C	-0.61%
AGO	D	-0.6%
SF	B	-0.6%
FCN	C	-0.59%
IDCC	B	-0.59%
PRGS	A	-0.59%
SCI	C	-0.58%
JHG	B	-0.58%
FELE	B	-0.57%
SBRA	C	-0.57%
MTG	B	-0.57%
ACM	B	-0.56%
COLM	C	-0.56%
BCPC	C	-0.54%
CWT	D	-0.54%
ARW	B	-0.54%
RS	D	-0.52%
FNF	B	-0.52%
EPC	F	-0.52%
CHH	B	-0.52%
GATX	D	-0.51%
FR	C	-0.48%
FLS	C	-0.47%
LANC	F	-0.47%
LAMR	B	-0.46%
MUSA	D	-0.46%
BRX	C	-0.46%
RYN	C	-0.45%
CHDN	D	-0.44%
PFGC	B	-0.43%
ASH	F	-0.42%
BWXT	A	-0.42%
BLKB	C	-0.42%
FAF	B	-0.41%
SAIC	C	-0.41%
RDN	D	-0.41%
PB	D	-0.4%
JEF	C	-0.39%
CLH	C	-0.39%
CNO	C	-0.39%
ITT	B	-0.38%
LXP	C	-0.38%
GPK	C	-0.38%
RGLD	C	-0.35%
ABM	D	-0.35%
IOSP	F	-0.35%
BJ	D	-0.35%
CSL	B	-0.34%
AGCO	D	-0.33%
FNB	D	-0.33%
JJSF	B	-0.33%
COOP	C	-0.33%
LECO	D	-0.33%
MTN	D	-0.31%
G	C	-0.31%
JAZZ	D	-0.31%
EXEL	C	-0.3%
KEX	C	-0.3%
EVR	B	-0.3%
MIDD	C	-0.29%
HRB	C	-0.28%
ALV	F	-0.28%
ONB	D	-0.28%
KFY	C	-0.28%
CUBE	C	-0.27%
LFUS	C	-0.27%
EVTC	D	-0.27%
R	C	-0.27%
LII	C	-0.26%
ORA	B	-0.26%
OSK	F	-0.26%
AIN	F	-0.26%
FSS	D	-0.25%
HXL	F	-0.24%
PLXS	B	-0.24%
REXR	C	-0.24%
CASY	D	-0.24%
IRT	C	-0.23%
PCH	C	-0.21%
NSA	C	-0.15%