BTEC vs. FNK ETF Comparison

Comparison of Principal Healthcare Innovators Index ETF (BTEC) to First Trust Mid Cap Value AlphaDEX Fund (FNK)

BTEC

Principal Healthcare Innovators Index ETF

BTEC Description

The investment seeks to provide investment results that closely correspond, before expenses, to the performance of the Nasdaq Healthcare Innovators Index (the "index"). Under normal circumstances, the fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies that compose the index at the time of purchase. The index uses a quantitative model designed to identify equity securities in the Nasdaq US Benchmark Index (including growth and value stock) that are small and medium capitalization U.S. healthcare companies.

Grade (RS Rating)

Last Trade

$34.30

Average Daily Volume

6,233

Number of Holdings ^*

245

* may have additional holdings in another (foreign) market

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$51.65

Average Daily Volume

19,697

Number of Holdings ^*

222

* may have additional holdings in another (foreign) market

Performance

Period	BTEC	FNK
30 Days	-9.81%	-3.82%
60 Days	-11.30%	2.96%
90 Days	-4.65%	3.06%
12 Months	0.06%	22.81%

0 Overlapping Holdings

	Symbol	Grade	Weight in BTEC	Weight in FNK	Overlap

BTEC Overweight 245 Positions Relative to FNK

Symbol	Grade	Weight
MRNA	B	3.39%
ALNY	F	3.27%
ILMN	D	3.0%
SRPT	B	2.73%
NTRA	A	2.52%
EXAS	F	2.43%
CTLT	C	2.3%
CERE	A	1.75%
VKTX	B	1.72%
ITCI	B	1.61%
INSP	B	1.57%
CYTK	D	1.53%
PCVX	D	1.5%
ELAN	D	1.47%
IONS	D	1.41%
RVMD	A	1.35%
APLS	D	1.33%
BPMC	B	1.28%
GKOS	A	1.15%
BBIO	F	1.04%
ALPN	A	1.01%
IMVT	F	0.94%
NUVL	C	0.9%
MDGL	F	0.89%
INSM	F	0.86%
RARE	C	0.84%
IRTC	B	0.81%
AXSM	D	0.79%
CRNX	B	0.77%
SWTX	C	0.76%
IOVA	D	0.75%
ENOV	D	0.71%
TMDX	A	0.7%
FOLD	F	0.7%
IDYA	C	0.68%
AZTA	D	0.67%
TXG	F	0.66%
PRCT	A	0.63%
ARWR	F	0.63%
ACLX	D	0.63%
JANX	B	0.59%
SMMT	C	0.59%
TNDM	A	0.56%
CLDX	D	0.55%
ICUI	F	0.54%
RYTM	D	0.54%
NARI	F	0.52%
VCEL	C	0.52%
VERA	D	0.51%
ARVN	D	0.51%
TGTX	F	0.51%
KYMR	D	0.49%
DNLI	F	0.49%
RCKT	F	0.48%
PTCT	D	0.47%
GERN	A	0.47%
NTLA	F	0.46%
RNA	A	0.46%
DYN	C	0.46%
RXST	B	0.46%
KROS	C	0.46%
SANA	C	0.45%
AGIO	A	0.44%
TWST	C	0.43%
BEAM	F	0.42%
SNDX	C	0.42%
ATEC	F	0.41%
MYGN	F	0.39%
RXRX	F	0.39%
INBX	D	0.39%
VCYT	F	0.36%
ARDX	D	0.36%
ADMA	A	0.36%
EWTX	C	0.36%
PTGX	D	0.35%
KURA	C	0.35%
MORF	F	0.34%
RCUS	D	0.33%
AKRO	F	0.32%
NVCR	F	0.32%
TARS	D	0.3%
DAWN	D	0.29%
DCPH	C	0.29%
FDMT	D	0.29%
MIRM	D	0.29%
XNCR	D	0.29%
ATRC	F	0.27%
SRRK	C	0.27%
PRTA	F	0.27%
VIR	F	0.26%
SAVA	B	0.25%
ARQT	D	0.25%
MRVI	F	0.25%
ALXO	A	0.24%
LQDA	D	0.24%
MGNX	D	0.23%
BCRX	F	0.22%
CGEM	A	0.22%
RLAY	F	0.21%
CYRX	D	0.21%
EYPT	D	0.21%
SAGE	F	0.21%
TYRA	C	0.21%
AVNS	F	0.21%
ETNB	F	0.2%
ZNTL	F	0.2%
BLFS	B	0.2%
SPRY	D	0.2%
RGNX	F	0.2%
VRDN	F	0.2%
SILK	B	0.19%
ELVN	B	0.19%
PLRX	F	0.19%
KNSA	C	0.19%
AUPH	F	0.19%
FNA	F	0.19%
KIDS	B	0.19%
CTKB	F	0.19%
ARCT	F	0.18%
EOLS	D	0.18%
SVRA	D	0.17%
TMCI	F	0.17%
COGT	F	0.17%
SIGA	A	0.17%
LBPH	C	0.17%
YMAB	D	0.17%
OCUL	F	0.16%
LYEL	C	0.16%
HLVX	D	0.16%
AVTE	D	0.16%
SIBN	F	0.16%
IRON	F	0.16%
NRIX	B	0.16%
PHAT	F	0.15%
MLYS	C	0.15%
NVAX	F	0.15%
OLMA	F	0.15%
NUVB	B	0.15%
QTRX	F	0.15%
WVE	F	0.15%
CABA	F	0.15%
CDMO	D	0.14%
OFIX	F	0.14%
ANAB	C	0.14%
OABI	F	0.14%
ABUS	B	0.14%
HUMA	B	0.14%
KALV	F	0.13%
NKTX	D	0.13%
ALEC	D	0.13%
ALLO	F	0.13%
THRD	B	0.13%
TBPH	B	0.13%
ORIC	F	0.13%
PRME	F	0.13%
URGN	F	0.13%
VYGR	F	0.12%
ANIK	B	0.12%
LRMR	D	0.12%
EDIT	F	0.12%
NVRO	F	0.12%
TRDA	F	0.12%
ZIMV	C	0.12%
VERV	F	0.12%
LXRX	F	0.11%
BMEA	F	0.11%
AURA	D	0.11%
PLSE	F	0.11%
REPL	F	0.11%
PGEN	C	0.11%
CELC	D	0.11%
ALT	D	0.11%
ITOS	F	0.11%
PEPG	C	0.11%
CDNA	F	0.11%
ADPT	F	0.11%
SRDX	F	0.11%
TVTX	F	0.11%
HRTX	D	0.11%
CERS	D	0.1%
MRSN	D	0.1%
RVNC	F	0.1%
CRBU	F	0.1%
TNYA	D	0.1%
ANNX	D	0.1%
CRMD	B	0.1%
FATE	F	0.1%
HROW	F	0.1%
LUNG	F	0.09%
RAPT	F	0.09%
AXGN	F	0.09%
TERN	F	0.09%
ALDX	C	0.09%
MGTX	F	0.09%
CVRX	F	0.09%
ERAS	D	0.09%
PACB	F	0.09%
ARAY	F	0.08%
VTYX	F	0.08%
XERS	F	0.08%
INZY	F	0.08%
MACK	B	0.08%
FENC	D	0.08%
ENTA	F	0.08%
IGMS	D	0.08%
ANGO	D	0.08%
AVXL	F	0.08%
CDXS	D	0.07%
RIGL	F	0.07%
STRO	F	0.07%
ATNM	D	0.07%
AKYA	F	0.07%
XFOR	B	0.07%
QSI	F	0.07%
OMER	F	0.07%
CHRS	F	0.07%
TSVT	F	0.07%
MCRB	F	0.06%
KOD	F	0.06%
ACET	F	0.06%
INGN	D	0.06%
OM	F	0.06%
BLUE	F	0.06%
SCPH	F	0.06%
RCEL	F	0.06%
PSTX	D	0.06%
SGMO	F	0.05%
EBS	F	0.05%
KPTI	F	0.05%
PDSB	F	0.05%
BTAI	F	0.05%
BFLY	F	0.05%
ACRS	F	0.05%
OMGA	F	0.05%
PMVP	D	0.05%
ATRA	F	0.05%
CUTR	C	0.05%
MURA	F	0.04%
GNLX	F	0.04%
FGEN	F	0.04%
BCAB	D	0.04%
ALLK	F	0.04%
GRTS	F	0.03%
EYEN	F	0.03%
MRNS	F	0.02%

BTEC Underweight 222 Positions Relative to FNK

Symbol	Grade	Weight
AIRC	A	-0.94%
NOG	A	-0.85%
LBRT	A	-0.83%
CHRD	A	-0.82%
RRC	A	-0.81%
MTDR	A	-0.8%
MUR	A	-0.8%
OVV	A	-0.8%
SM	A	-0.8%
BTU	D	-0.79%
PBF	A	-0.79%
HP	B	-0.78%
CHK	A	-0.78%
SIG	B	-0.77%
NOV	B	-0.77%
WTM	B	-0.76%
DINO	D	-0.76%
ARW	A	-0.76%
NFG	A	-0.76%
MATX	C	-0.76%
SEB	D	-0.76%
CMC	D	-0.75%
AL	A	-0.75%
APA	B	-0.75%
PTEN	F	-0.75%
AVT	A	-0.75%
AGCO	B	-0.75%
MOS	F	-0.74%
RNR	D	-0.73%
ABG	A	-0.73%
VAL	D	-0.73%
GPI	A	-0.73%
ESGR	C	-0.72%
AGO	C	-0.71%
RDN	C	-0.7%
WIRE	B	-0.7%
ESNT	C	-0.7%
IAC	D	-0.7%
LAD	D	-0.69%
MTH	B	-0.69%
CNXC	F	-0.69%
FMC	F	-0.69%
MTG	B	-0.69%
KBH	C	-0.69%
TMHC	B	-0.69%
MHO	C	-0.66%
MGY	A	-0.64%
UTHR	B	-0.64%
COOP	A	-0.62%
SON	C	-0.62%
AMG	C	-0.61%
BYD	F	-0.61%
ALE	A	-0.61%
TEX	B	-0.61%
POR	A	-0.61%
MLI	A	-0.61%
FYBR	C	-0.61%
JXN	A	-0.61%
BKH	A	-0.6%
UNM	C	-0.6%
TAP	D	-0.6%
OGS	B	-0.6%
OGE	A	-0.6%
CVI	D	-0.6%
EVRG	A	-0.59%
G	F	-0.59%
R	A	-0.59%
SANM	B	-0.59%
BERY	D	-0.59%
AN	A	-0.59%
BWA	B	-0.59%
MDU	A	-0.59%
CADE	A	-0.58%
LEA	D	-0.58%
DAR	D	-0.58%
ADTN	F	-0.58%
RUSHA	D	-0.58%
OZK	A	-0.58%
COLB	C	-0.57%
VLY	F	-0.57%
TPH	A	-0.57%
URBN	C	-0.56%
ASO	C	-0.56%
ALLY	A	-0.56%
HOG	D	-0.56%
KRC	D	-0.56%
ONB	B	-0.56%
LBRDK	D	-0.53%
SNX	A	-0.48%
AR	A	-0.48%
DTM	A	-0.48%
NI	A	-0.46%
EMN	B	-0.46%
OSK	B	-0.46%
AMKR	C	-0.46%
IPGP	D	-0.45%
DXC	F	-0.45%
OGN	A	-0.45%
ALK	A	-0.45%
M	D	-0.45%
GMS	C	-0.45%
PNW	A	-0.45%
ENS	D	-0.45%
ABCB	B	-0.44%
KNX	F	-0.44%
NXST	D	-0.44%
CLF	F	-0.44%
UFPI	C	-0.44%
BOKF	A	-0.44%
OMF	A	-0.44%
PAG	B	-0.44%
WBS	D	-0.43%
CZR	F	-0.43%
FHN	B	-0.43%
WCC	F	-0.43%
CUZ	B	-0.43%
JAZZ	F	-0.43%
ATKR	A	-0.43%
WTFC	B	-0.43%
BCC	C	-0.43%
FNB	B	-0.43%
WU	B	-0.43%
CMA	A	-0.43%
ZION	B	-0.43%
OLN	C	-0.43%
HWC	A	-0.43%
DDS	B	-0.42%
PII	F	-0.42%
UHS	C	-0.42%
CAR	F	-0.42%
TPR	D	-0.41%
WAL	C	-0.41%
PVH	C	-0.36%
KEX	A	-0.32%
NJR	A	-0.31%
SWX	A	-0.31%
ASH	A	-0.31%
BECN	A	-0.31%
SLGN	B	-0.31%
TKR	D	-0.31%
CACC	D	-0.31%
PRGO	A	-0.3%
SKX	B	-0.3%
HII	C	-0.3%
LNT	A	-0.3%
AXS	D	-0.3%
ORI	A	-0.3%
SLM	A	-0.3%
LFUS	D	-0.3%
SAIC	C	-0.3%
IDA	A	-0.3%
SSB	D	-0.29%
PB	B	-0.29%
EWBC	B	-0.29%
ASGN	D	-0.29%
SEM	C	-0.29%
UBSI	D	-0.29%
HOMB	A	-0.29%
UMBF	A	-0.29%
SNV	C	-0.29%
WTRG	B	-0.29%
DNB	D	-0.29%
HGV	C	-0.29%
HUN	D	-0.29%
BXMT	F	-0.29%
PNFP	C	-0.29%
RYN	D	-0.29%
IP	F	-0.29%
BPOP	A	-0.29%
SEIC	C	-0.29%
COLM	B	-0.29%
BBWI	C	-0.28%
BC	F	-0.28%
WHR	F	-0.28%
GT	F	-0.28%
CROX	C	-0.27%
THO	F	-0.27%
REYN	C	-0.16%
BJ	A	-0.16%
LANC	D	-0.15%
IVZ	F	-0.15%
CRUS	C	-0.15%
GXO	F	-0.15%
TFX	F	-0.15%
AFG	D	-0.15%
JEF	B	-0.15%
SIGI	D	-0.15%
THC	D	-0.15%
RGA	A	-0.15%
AYI	C	-0.15%
FUL	D	-0.15%
HSIC	D	-0.15%
PFSI	B	-0.15%
SF	A	-0.15%
USFD	C	-0.15%
MMS	D	-0.15%
AVNT	A	-0.15%
GMED	F	-0.15%
CACI	A	-0.15%
EHC	A	-0.15%
CCK	B	-0.15%
AEO	B	-0.14%
LPX	C	-0.14%
VNO	C	-0.14%
DKS	A	-0.14%
SUM	C	-0.14%
BXP	C	-0.14%
MIDD	D	-0.14%
SKY	C	-0.14%
RHI	F	-0.14%
JLL	C	-0.14%
FAF	D	-0.14%
LSTR	D	-0.14%
AGNC	C	-0.14%
NYCB	F	-0.14%
PENN	D	-0.14%
AIZ	D	-0.14%
CIEN	D	-0.14%
SEE	D	-0.13%
GPS	C	-0.12%
NEOG	D	-0.12%
GL	D	-0.08%