SPHD vs. AUSF ETF Comparison

Comparison of PowerShares S&P 500 High Dividend Portfolio (SPHD) to Global X Adaptive U.S. Factor ETF (AUSF)

SPHD

PowerShares S&P 500 High Dividend Portfolio

SPHD Description

The PowerShares S&P 500® High Dividend Portfolio (the “Fund”) seeks investment results that generally correspond (before fees and expenses) to the price and yield of the S&P 500 Low Volatility High Dividend Index (the “Underlying Index”). The Fund generally will invest at least 90% of its total assets in common stocks that comprise the Underlying Index. Standard & Poor’s® compiles, maintains and calculates the Underlying Index, which is composed of 50 securities traded on the S&P 500 Index that historically have provided high dividend yields and low volatility. The Fund and the Index are rebalanced and reconstituted semi-annually, in January and July

Grade (RS Rating)

Last Trade

$51.14

Average Daily Volume

656,652

Number of Holdings ^*

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	SPHD	AUSF
30 Days	1.23%	4.22%
60 Days	2.34%	5.67%
90 Days	5.44%	7.18%
12 Months	33.65%	33.52%

26 Overlapping Holdings

Symbol	Grade	Weight in SPHD	Weight in AUSF	Overlap
ABBV	D	1.37%	0.14%	0.14%
CAG	D	1.84%	0.45%	0.45%
CSCO	B	1.68%	1.41%	1.41%
CVX	A	1.65%	0.09%	0.09%
DOW	F	1.8%	0.42%	0.42%
DUK	C	1.68%	0.1%	0.1%
EMN	D	1.38%	0.47%	0.47%
FE	C	1.75%	0.07%	0.07%
HST	C	1.82%	0.49%	0.49%
IBM	C	1.77%	1.37%	1.37%
JNJ	D	1.3%	1.34%	1.3%
K	A	2.26%	0.07%	0.07%
KHC	F	1.94%	0.43%	0.43%
KMI	A	2.93%	0.66%	0.66%
LYB	F	1.88%	0.46%	0.46%
MDT	D	1.55%	0.45%	0.45%
MO	A	3.1%	0.65%	0.65%
OKE	A	2.52%	0.58%	0.58%
PFE	D	2.13%	0.43%	0.43%
PNW	B	2.02%	0.09%	0.09%
T	A	2.72%	1.9%	1.9%
VICI	C	2.42%	0.48%	0.48%
VTRS	A	2.01%	0.56%	0.56%
VZ	C	2.68%	1.83%	1.83%
WMB	A	2.28%	0.1%	0.1%
XOM	B	1.39%	0.08%	0.08%

SPHD Overweight 24 Positions Relative to AUSF

Symbol	Grade	Weight
BMY	B	2.97%
CCI	D	2.52%
SPG	B	2.46%
D	C	2.38%
PM	B	2.32%
KVUE	A	2.26%
GILD	C	2.24%
ETR	B	2.21%
EVRG	A	2.18%
O	D	2.14%
AMCR	D	2.06%
UPS	C	1.98%
WEC	A	1.93%
ES	D	1.9%
EIX	B	1.84%
FRT	B	1.84%
EXC	C	1.8%
PRU	A	1.78%
IPG	D	1.75%
DRI	B	1.69%
GIS	D	1.49%
SJM	D	1.48%
OMC	C	1.43%
HRL	D	1.42%

SPHD Underweight 164 Positions Relative to AUSF

Symbol	Grade	Weight
TMUS	B	-1.59%
RSG	A	-1.56%
WMT	A	-1.56%
BSX	B	-1.54%
COR	B	-1.51%
V	A	-1.51%
BRK.A	B	-1.5%
EA	A	-1.43%
ADP	B	-1.43%
MMC	B	-1.42%
ICE	C	-1.41%
LMT	D	-1.4%
RTX	C	-1.4%
CME	A	-1.39%
WM	A	-1.38%
JNPR	F	-1.36%
LIN	D	-1.35%
GD	F	-1.33%
EDR	A	-1.32%
ACI	C	-1.29%
DOX	D	-1.25%
KO	D	-1.03%
MRK	F	-1.0%
CBOE	B	-0.94%
BR	A	-0.84%
PG	A	-0.83%
DTM	B	-0.7%
MCD	D	-0.7%
PEP	F	-0.66%
UNM	A	-0.65%
TPR	B	-0.63%
MARA	C	-0.62%
IP	B	-0.59%
SYF	B	-0.58%
FHN	A	-0.57%
WBS	A	-0.57%
UMBF	B	-0.56%
ZION	B	-0.56%
FNB	A	-0.56%
CMA	A	-0.55%
WHR	B	-0.55%
ONB	B	-0.55%
ABG	B	-0.55%
RF	A	-0.55%
AL	B	-0.55%
CFG	B	-0.55%
PB	A	-0.55%
COLB	A	-0.55%
UBSI	B	-0.55%
HBAN	A	-0.55%
LAD	A	-0.55%
LBRDK	C	-0.54%
OZK	B	-0.54%
INTC	D	-0.54%
HPE	B	-0.54%
CADE	B	-0.54%
PVH	C	-0.53%
TAP	C	-0.53%
BEN	C	-0.53%
C	A	-0.53%
GM	B	-0.52%
ALLY	C	-0.52%
LNC	B	-0.52%
HPQ	B	-0.52%
PCAR	B	-0.52%
AM	A	-0.52%
NOV	C	-0.52%
BCC	B	-0.51%
CIVI	D	-0.51%
SLG	B	-0.51%
CNH	C	-0.51%
CMCSA	B	-0.51%
CNC	D	-0.5%
CHRD	D	-0.5%
CHE	D	-0.5%
JXN	C	-0.5%
DINO	D	-0.49%
NXST	C	-0.49%
BG	F	-0.49%
AGNC	D	-0.49%
STWD	C	-0.49%
QGEN	D	-0.49%
CVS	D	-0.49%
MOS	F	-0.48%
SNX	C	-0.48%
X	C	-0.48%
CRBG	B	-0.48%
BWA	D	-0.48%
UGI	A	-0.48%
RDN	C	-0.48%
AVT	C	-0.48%
KRC	C	-0.47%
SON	D	-0.47%
HOG	D	-0.47%
SOLV	C	-0.47%
ADM	D	-0.47%
TDG	D	-0.47%
M	D	-0.47%
RPRX	D	-0.47%
GAP	C	-0.47%
RNR	C	-0.47%
WU	D	-0.46%
BBY	D	-0.46%
FMC	D	-0.45%
LEA	D	-0.44%
SWKS	F	-0.43%
ARW	D	-0.43%
WBA	F	-0.43%
HII	D	-0.42%
OGN	D	-0.42%
CE	F	-0.29%
YUM	B	-0.26%
CACI	D	-0.18%
PGR	A	-0.18%
TW	A	-0.14%
GRMN	B	-0.13%
TRV	B	-0.12%
KR	B	-0.12%
COST	B	-0.12%
SO	D	-0.12%
CHD	B	-0.12%
VRSK	A	-0.1%
ORI	A	-0.1%
SNA	A	-0.1%
AAPL	C	-0.1%
GDDY	A	-0.1%
LDOS	C	-0.1%
AFL	B	-0.1%
ATR	B	-0.09%
MCK	B	-0.09%
AME	A	-0.09%
MSI	B	-0.09%
PKG	A	-0.09%
WRB	A	-0.09%
INGR	B	-0.08%
TJX	A	-0.08%
CI	F	-0.08%
CAH	B	-0.08%
UNH	C	-0.08%
FI	A	-0.08%
HOLX	D	-0.08%
BDX	F	-0.08%
HIG	B	-0.08%
CB	C	-0.08%
MA	C	-0.08%
NOC	D	-0.08%
ED	D	-0.08%
VRSN	F	-0.08%
MDLZ	F	-0.07%
VRTX	F	-0.07%
CTLT	B	-0.07%
KMB	D	-0.07%
ECL	D	-0.07%
HON	B	-0.07%
AJG	B	-0.07%
AMGN	D	-0.07%
ATO	A	-0.07%
DGX	A	-0.07%
ROP	B	-0.07%
CL	D	-0.07%
WELL	A	-0.07%
L	A	-0.07%
AKAM	D	-0.06%
REGN	F	-0.05%