SAEF vs. HSMV ETF Comparison

Comparison of Schwab Ariel ESG ETF (SAEF) to First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

SAEF

Schwab Ariel ESG ETF

SAEF Description

Schwab Ariel ESG ETF is an exchange traded fund launched and managed by Charles Schwab Investment Management, Inc. The fund is co-managed by Ariel Investments, LLC. It invests in the public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of diverse market cap companies, within the market capitalization range of the Russell 2500 Index. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It employs fundamental and quantitative analysis with bottom-up stock picking approach to create its portfolio. It employs proprietary research to create its portfolio. Schwab Ariel ESG ETF was formed on November 16, 2021 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$23.35

Average Daily Volume

2,115

Number of Holdings ^*

* may have additional holdings in another (foreign) market

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.16

Average Daily Volume

1,258

Number of Holdings ^*

196

* may have additional holdings in another (foreign) market

Performance

Period	SAEF	HSMV
30 Days	-2.62%	-0.58%
60 Days	-2.00%	0.77%
90 Days	2.32%	3.97%
12 Months	14.41%	11.45%

11 Overlapping Holdings

Symbol	Grade	Weight in SAEF	Weight in HSMV	Overlap
FAF	F	1.82%	0.49%	0.49%
GNTX	D	1.94%	0.57%	0.57%
KFY	D	0.86%	0.63%	0.63%
LFUS	C	1.8%	0.35%	0.35%
MAT	F	1.66%	0.33%	0.33%
MIDD	D	1.29%	0.49%	0.49%
MSGS	B	1.24%	0.55%	0.55%
NVST	F	0.78%	0.22%	0.22%
NVT	A	2.38%	0.42%	0.42%
PBH	D	1.97%	0.61%	0.61%
PDCO	F	1.19%	0.21%	0.21%

SAEF Overweight 47 Positions Relative to HSMV

Symbol	Grade	Weight
NCLH	F	4.09%
LIND	F	3.83%
OSW	A	3.6%
BCO	A	3.15%
KKR	D	2.84%
ZBRA	A	2.37%
REZI	D	2.28%
CRL	D	2.24%
GS	A	2.16%
FICO	D	2.04%
NTRS	C	2.01%
GNRC	B	2.0%
MANU	C	1.97%
JLL	C	1.81%
KN	B	1.72%
MTB	A	1.68%
CBRE	D	1.67%
KEYS	D	1.63%
SSD	D	1.61%
ZBH	D	1.6%
LESL	F	1.58%
KMT	D	1.57%
DNB	D	1.54%
SNA	D	1.54%
AXTA	A	1.5%
ST	B	1.44%
LH	F	1.43%
IPG	F	1.43%
AFL	B	1.38%
ATGE	A	1.37%
MSI	A	1.35%
ADTN	F	1.33%
BWA	B	1.22%
PGR	B	1.2%
HCKT	D	1.18%
MAS	D	1.17%
KMX	F	1.11%
SRCL	F	1.1%
BRC	B	1.0%
MSGE	A	0.96%
REYN	D	0.89%
BIO	D	0.82%
MHK	D	0.59%
SJM	F	0.52%
PARA	C	0.47%
FTRE	C	0.22%
PHIN	A	0.21%

SAEF Underweight 185 Positions Relative to HSMV

Symbol	Grade	Weight
EME	A	-0.83%
TXRH	A	-0.69%
NBIX	A	-0.67%
KEX	A	-0.67%
TNC	D	-0.67%
MDU	A	-0.65%
EHC	A	-0.65%
BWXT	D	-0.64%
KBR	A	-0.63%
CACI	A	-0.63%
DTM	B	-0.63%
POST	C	-0.63%
CVLT	A	-0.63%
SWX	A	-0.62%
TTEK	A	-0.61%
WU	C	-0.61%
RGA	A	-0.61%
MUSA	D	-0.61%
LANC	D	-0.6%
RS	D	-0.6%
BJ	C	-0.6%
VVV	B	-0.6%
RLI	D	-0.6%
USFD	C	-0.6%
CW	A	-0.6%
VNT	D	-0.6%
MSA	D	-0.6%
AIRC	A	-0.6%
EPC	B	-0.6%
CASY	B	-0.6%
ITT	D	-0.59%
ARW	B	-0.59%
EXP	B	-0.58%
LECO	D	-0.58%
FSS	C	-0.58%
DCI	B	-0.58%
AM	A	-0.58%
ATR	A	-0.58%
FLO	B	-0.58%
GPK	C	-0.58%
ASH	A	-0.58%
RDN	C	-0.57%
CLH	A	-0.57%
SF	A	-0.57%
MAN	B	-0.57%
COOP	A	-0.57%
SBRA	B	-0.57%
NFG	A	-0.57%
SNX	A	-0.57%
GATX	C	-0.56%
R	A	-0.56%
VRRM	A	-0.56%
PRI	D	-0.56%
AGO	D	-0.56%
INGR	C	-0.56%
FELE	D	-0.56%
AFG	D	-0.56%
THG	A	-0.56%
SCI	D	-0.56%
CTRE	B	-0.55%
NMIH	A	-0.55%
SEIC	C	-0.55%
GGG	D	-0.55%
ENSG	D	-0.55%
JEF	B	-0.55%
MTG	C	-0.55%
FLS	A	-0.55%
CHE	F	-0.55%
CUBE	D	-0.55%
CHH	D	-0.55%
OGS	B	-0.54%
NYT	B	-0.54%
EPRT	A	-0.54%
FNF	A	-0.54%
SAIC	D	-0.54%
CPK	B	-0.54%
ORI	A	-0.54%
HRB	D	-0.54%
FHI	F	-0.54%
ESNT	D	-0.54%
NSIT	A	-0.53%
BLKB	B	-0.53%
SFM	A	-0.53%
POR	B	-0.53%
ACM	A	-0.53%
AVA	B	-0.53%
SON	D	-0.53%
PFGC	D	-0.53%
SIGI	F	-0.53%
NWE	B	-0.52%
OHI	A	-0.52%
ALE	A	-0.52%
BKH	B	-0.52%
NJR	B	-0.52%
WTS	C	-0.52%
AVT	A	-0.52%
WTRG	B	-0.52%
OGE	A	-0.51%
AMG	C	-0.51%
NNN	A	-0.51%
COLM	B	-0.51%
BCPC	C	-0.51%
MMS	C	-0.51%
SR	B	-0.51%
UTHR	A	-0.51%
WEN	B	-0.51%
ADC	B	-0.5%
EVTC	F	-0.5%
CNO	A	-0.5%
INVA	B	-0.5%
IDA	B	-0.5%
G	D	-0.5%
LOPE	C	-0.49%
DLB	D	-0.49%
PLXS	B	-0.49%
SLGN	B	-0.49%
VOYA	C	-0.49%
AIN	F	-0.49%
BRX	C	-0.49%
GTY	C	-0.49%
LXP	D	-0.49%
PRGS	F	-0.49%
RGLD	B	-0.49%
FCPT	C	-0.49%
UNF	F	-0.48%
HXL	D	-0.48%
AIR	B	-0.48%
MSM	F	-0.48%
RPM	D	-0.48%
PECO	D	-0.47%
EVR	B	-0.47%
EFC	C	-0.47%
STAG	D	-0.47%
GLPI	F	-0.47%
FR	D	-0.46%
CWT	B	-0.46%
WPC	C	-0.46%
IDCC	C	-0.46%
LSTR	D	-0.46%
DBX	F	-0.45%
PNM	C	-0.45%
EPR	D	-0.45%
ELS	D	-0.45%
CSL	A	-0.45%
MTN	F	-0.45%
AWR	C	-0.45%
EGP	F	-0.45%
WERN	D	-0.44%
PCH	D	-0.44%
JJSF	F	-0.43%
JAZZ	D	-0.42%
CHDN	B	-0.41%
JHG	B	-0.41%
OSK	D	-0.4%
IRT	B	-0.4%
LAMR	B	-0.4%
CBSH	A	-0.39%
NSA	D	-0.38%
EXEL	D	-0.38%
FNB	A	-0.38%
LII	D	-0.38%
AGCO	F	-0.37%
RYN	F	-0.36%
ROIC	D	-0.36%
RNR	D	-0.35%
MOG.A	A	-0.35%
LEG	F	-0.35%
GO	F	-0.34%
CRI	F	-0.33%
ACHC	F	-0.33%
ORA	C	-0.33%
CRUS	C	-0.33%
PB	B	-0.33%
ENOV	F	-0.33%
FCN	B	-0.32%
EXPO	B	-0.32%
ABM	B	-0.31%
GMED	D	-0.31%
REXR	D	-0.31%
ONB	A	-0.27%
CCOI	F	-0.25%
KNX	F	-0.24%
ENR	C	-0.24%
PZZA	F	-0.23%
JBL	F	-0.21%