RPV vs. FTA ETF Comparison

Comparison of Guggenheim S&P 500 Pure Value ETF (RPV) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

RPV

Guggenheim S&P 500 Pure Value ETF

RPV Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P 500 Pure Value Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P 500 companies with strong value characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$95.06

Average Daily Volume

142,714

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$81.97

Average Daily Volume

38,924

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	RPV	FTA
30 Days	6.02%	3.75%
60 Days	7.94%	4.76%
90 Days	8.21%	5.84%
12 Months	30.05%	25.55%

58 Overlapping Holdings

Symbol	Grade	Weight in RPV	Weight in FTA	Overlap
ADM	D	0.84%	0.77%	0.77%
AIG	B	0.92%	0.91%	0.91%
ARE	F	0.42%	0.32%	0.32%
BAC	A	1.1%	0.59%	0.59%
BBY	D	1.18%	0.45%	0.45%
BG	D	1.5%	0.8%	0.8%
C	A	2.17%	0.76%	0.76%
CAG	F	0.48%	0.14%	0.14%
CFG	B	2.12%	0.8%	0.8%
CI	D	1.26%	0.16%	0.16%
CINF	A	0.61%	0.96%	0.61%
CNC	D	1.3%	0.55%	0.55%
COF	C	1.5%	0.86%	0.86%
CTVA	C	0.51%	0.17%	0.17%
CVS	D	1.45%	0.77%	0.77%
CVX	A	0.46%	0.96%	0.46%
DOW	F	0.45%	0.42%	0.42%
EG	C	0.49%	0.82%	0.49%
ELV	F	0.41%	0.27%	0.27%
EQT	B	0.6%	0.82%	0.6%
F	C	2.25%	0.92%	0.92%
FDX	B	0.52%	0.75%	0.52%
FITB	B	0.69%	0.57%	0.57%
FOXA	A	0.61%	0.98%	0.61%
GM	C	4.89%	1.13%	1.13%
HBAN	A	0.99%	0.84%	0.84%
HIG	B	0.74%	0.69%	0.69%
HPE	B	1.42%	0.92%	0.92%
HPQ	B	0.5%	0.36%	0.36%
HUM	C	0.26%	0.31%	0.26%
IP	A	1.47%	0.6%	0.6%
KEY	B	0.93%	0.4%	0.4%
KHC	F	0.79%	0.46%	0.46%
KMI	A	0.63%	0.85%	0.63%
KR	B	1.89%	0.72%	0.72%
L	A	1.02%	0.74%	0.74%
LUV	C	1.07%	0.56%	0.56%
LYB	F	0.41%	0.76%	0.41%
MTB	A	1.31%	0.61%	0.61%
NWSA	A	0.42%	0.38%	0.38%
PFG	D	0.49%	0.17%	0.17%
PNC	B	0.69%	0.39%	0.39%
PRU	A	1.04%	0.36%	0.36%
PSX	C	1.39%	0.87%	0.87%
RF	A	0.95%	0.58%	0.58%
STT	B	0.89%	0.55%	0.55%
SYF	B	1.48%	1.14%	1.14%
SYY	D	0.48%	0.49%	0.48%
T	A	0.88%	0.89%	0.88%
TGT	F	0.53%	0.5%	0.5%
TRV	B	0.55%	0.56%	0.55%
TSN	B	2.22%	0.38%	0.38%
UAL	A	4.0%	1.4%	1.4%
USB	A	0.56%	0.56%	0.56%
VLO	C	1.75%	0.91%	0.91%
VTRS	A	2.29%	0.76%	0.76%
VZ	C	0.55%	0.64%	0.55%
WFC	A	1.15%	0.9%	0.9%

RPV Overweight 35 Positions Relative to FTA

Symbol	Grade	Weight
BRK.A	B	3.71%
MHK	D	2.32%
PARA	C	1.84%
IVZ	B	1.82%
KMX	B	1.51%
MCK	A	1.5%
SW	A	1.46%
WBD	B	1.45%
NRG	B	1.39%
TFC	A	1.36%
COR	B	1.35%
CAH	B	1.24%
BWA	D	1.21%
UHS	D	1.12%
BK	A	1.05%
GS	A	0.86%
TAP	C	0.82%
WBA	F	0.8%
MOS	F	0.77%
MET	A	0.69%
AIZ	A	0.66%
IFF	D	0.64%
BEN	C	0.6%
EVRG	A	0.58%
ALL	A	0.57%
CHRW	B	0.55%
PNW	A	0.55%
SWK	D	0.52%
EMN	C	0.51%
ES	C	0.47%
HSIC	C	0.43%
ALB	B	0.38%
LKQ	F	0.37%
FOX	A	0.31%
NWS	A	0.14%

RPV Underweight 128 Positions Relative to FTA

Symbol	Grade	Weight
DAL	B	-1.12%
PCAR	B	-1.02%
EOG	A	-0.97%
TROW	B	-0.97%
STLD	B	-0.96%
RS	B	-0.94%
COP	C	-0.94%
CTRA	B	-0.93%
HAL	C	-0.91%
CMCSA	B	-0.91%
XOM	B	-0.9%
DVN	F	-0.88%
TOL	B	-0.87%
OXY	D	-0.86%
MPC	D	-0.85%
NUE	C	-0.85%
LNG	A	-0.82%
PHM	D	-0.79%
LEN	D	-0.79%
OC	A	-0.78%
ETR	B	-0.78%
SRE	A	-0.76%
INTC	C	-0.75%
CRBG	B	-0.74%
XEL	A	-0.74%
FANG	C	-0.74%
SLB	C	-0.73%
ATO	A	-0.73%
CTSH	B	-0.73%
CNP	A	-0.72%
AEE	A	-0.72%
ZBH	C	-0.71%
ALLY	C	-0.71%
CB	C	-0.7%
CF	A	-0.7%
APTV	F	-0.66%
EXC	C	-0.66%
ON	D	-0.65%
MS	A	-0.65%
DG	F	-0.64%
ED	C	-0.64%
SNA	A	-0.63%
CHTR	C	-0.62%
BKR	A	-0.61%
SWKS	F	-0.6%
DHI	F	-0.6%
TDY	B	-0.56%
NI	A	-0.53%
DGX	A	-0.52%
PPL	A	-0.51%
TXT	D	-0.5%
D	C	-0.5%
LNT	A	-0.5%
AFL	B	-0.5%
EQR	C	-0.5%
ULTA	F	-0.5%
EBAY	D	-0.49%
HRL	D	-0.49%
DUK	C	-0.49%
DTE	C	-0.48%
CE	F	-0.48%
BLDR	D	-0.48%
DE	B	-0.48%
AEP	C	-0.47%
STX	C	-0.46%
RJF	A	-0.46%
AKAM	D	-0.45%
BIIB	F	-0.44%
OKE	A	-0.42%
ZM	C	-0.42%
DIS	B	-0.4%
JBHT	C	-0.38%
CSCO	B	-0.38%
PKG	A	-0.38%
RGA	A	-0.37%
KIM	A	-0.37%
DRI	B	-0.36%
CSX	C	-0.36%
WEC	A	-0.35%
SSNC	B	-0.35%
CMS	C	-0.34%
FNF	B	-0.34%
NVR	D	-0.33%
DOC	C	-0.33%
CARR	C	-0.33%
PPG	F	-0.33%
HSY	F	-0.33%
JNJ	C	-0.33%
EIX	B	-0.33%
FE	C	-0.32%
GIS	D	-0.31%
GPC	D	-0.31%
MOH	F	-0.31%
KDP	F	-0.31%
WLK	D	-0.3%
PYPL	B	-0.19%
CMI	A	-0.19%
ODFL	C	-0.19%
ACN	B	-0.18%
LHX	C	-0.18%
WRB	A	-0.18%
APD	A	-0.18%
LH	B	-0.18%
IEX	C	-0.18%
J	D	-0.18%
KEYS	A	-0.17%
GD	D	-0.17%
PEP	F	-0.17%
UPS	C	-0.17%
NDSN	B	-0.17%
MAA	B	-0.17%
LOW	C	-0.17%
HD	B	-0.17%
OMC	C	-0.17%
CLX	A	-0.17%
SBUX	A	-0.17%
CPB	D	-0.16%
WY	F	-0.16%
EXPD	C	-0.16%
LMT	D	-0.16%
DD	C	-0.16%
MAS	D	-0.16%
HOLX	D	-0.16%
MDT	D	-0.16%
FTV	C	-0.16%
NKE	F	-0.15%
MDLZ	F	-0.15%
AWK	C	-0.15%