RAFE vs. SHRY ETF Comparison

Comparison of PIMCO RAFI ESG U.S. ETF (RAFE) to First Trust Bloomberg Shareholder Yield ETF (SHRY)

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$37.82

Average Daily Volume

12,485

Number of Holdings ^*

238

* may have additional holdings in another (foreign) market

SHRY

First Trust Bloomberg Shareholder Yield ETF

SHRY Description

The fund will normally invest at least 90% of its net assets in the securities that comprise the index. The index is designed to select dividend-paying securities issued by large capitalization U.S. companies.

Grade (RS Rating)

Last Trade

$42.72

Average Daily Volume

433

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	RAFE	SHRY
30 Days	1.92%	3.76%
60 Days	3.06%	3.76%
90 Days	4.90%	5.78%
12 Months	24.12%

30 Overlapping Holdings

Symbol	Grade	Weight in RAFE	Weight in SHRY	Overlap
AAPL	C	6.52%	1.43%	1.43%
ABT	B	1.18%	1.46%	1.18%
ACN	C	0.97%	0.7%	0.7%
ADBE	C	0.63%	0.96%	0.63%
ADP	B	0.45%	1.49%	0.45%
AMAT	F	0.81%	0.72%	0.72%
AMP	A	0.25%	5.01%	0.25%
BLK	C	0.71%	1.56%	0.71%
CAH	B	0.29%	3.8%	0.29%
CL	D	0.37%	1.54%	0.37%
CMCSA	B	1.55%	1.91%	1.55%
GIS	D	0.32%	2.33%	0.32%
HIG	B	0.27%	2.86%	0.27%
HPQ	B	0.72%	3.07%	0.72%
JNJ	D	3.18%	2.35%	2.35%
KLAC	D	0.21%	0.54%	0.21%
KMB	D	0.3%	1.84%	0.3%
MA	C	0.79%	1.16%	0.79%
MCK	B	0.43%	3.03%	0.43%
MET	A	0.7%	2.28%	0.7%
MRK	F	1.69%	1.59%	1.59%
MSFT	F	5.72%	0.39%	0.39%
ORCL	B	1.68%	0.85%	0.85%
ORLY	B	0.05%	1.36%	0.05%
PAYX	C	0.11%	1.55%	0.11%
PFG	D	0.2%	4.77%	0.2%
PG	A	2.84%	1.73%	1.73%
QCOM	F	1.6%	1.15%	1.15%
SHW	A	0.15%	1.18%	0.15%
V	A	1.09%	1.76%	1.09%

RAFE Overweight 208 Positions Relative to SHRY

Symbol	Grade	Weight
JPM	A	4.09%
C	A	3.25%
CSCO	B	2.94%
INTC	D	2.85%
WFC	A	2.82%
T	A	2.41%
PFE	D	2.32%
GM	B	2.16%
BMY	B	1.97%
IBM	C	1.81%
HD	A	1.77%
VZ	C	1.69%
ABBV	D	1.53%
CI	F	1.3%
AVGO	D	1.26%
META	D	1.2%
DIS	B	1.2%
TGT	F	1.18%
LOW	D	1.14%
F	C	1.14%
NVDA	C	1.12%
LIN	D	1.12%
AMGN	D	1.08%
MMM	D	1.07%
GILD	C	0.99%
GS	A	0.98%
KO	D	0.98%
MU	D	0.95%
ELV	F	0.89%
BAC	A	0.86%
TXN	C	0.83%
HPE	B	0.7%
LLY	F	0.67%
AXP	A	0.63%
PYPL	B	0.62%
DD	D	0.59%
ALL	A	0.58%
UNH	C	0.58%
CRM	B	0.58%
JCI	C	0.55%
UPS	C	0.54%
DE	A	0.54%
PRU	A	0.51%
BBY	D	0.5%
LRCX	F	0.5%
DOW	F	0.5%
TSLA	B	0.49%
TJX	A	0.49%
NKE	D	0.48%
NEM	D	0.46%
DHR	F	0.46%
TMUS	B	0.46%
FDX	B	0.45%
WM	A	0.44%
IP	B	0.43%
APD	A	0.42%
EBAY	D	0.41%
HUM	C	0.41%
CVS	D	0.4%
WDC	D	0.37%
ADI	D	0.37%
CARR	D	0.37%
CBRE	B	0.37%
FIS	C	0.36%
WELL	A	0.33%
ADM	D	0.33%
BDX	F	0.32%
ITW	B	0.31%
EA	A	0.31%
NTAP	C	0.29%
MDLZ	F	0.29%
MAR	B	0.28%
PEP	F	0.28%
FI	A	0.28%
BIIB	F	0.27%
GEHC	F	0.27%
CCI	D	0.27%
STT	A	0.26%
WY	D	0.26%
ECL	D	0.26%
EIX	B	0.25%
PGR	A	0.25%
SYY	B	0.24%
EQIX	A	0.24%
VTR	C	0.23%
OC	A	0.22%
MSI	B	0.21%
LUMN	C	0.21%
WHR	B	0.21%
CMI	A	0.21%
JLL	D	0.21%
PARA	C	0.2%
KHC	F	0.2%
PPG	F	0.2%
LH	C	0.19%
JNPR	F	0.19%
IRM	D	0.19%
FOXA	B	0.19%
MOS	F	0.19%
AMT	D	0.19%
BK	A	0.19%
K	A	0.18%
BAX	D	0.18%
CTSH	B	0.18%
VFC	C	0.18%
DVA	B	0.17%
GWW	B	0.17%
TPR	B	0.16%
CF	B	0.16%
AVB	B	0.16%
BALL	D	0.16%
MCO	B	0.16%
EW	C	0.16%
EQR	B	0.16%
PKG	A	0.15%
ARW	D	0.15%
DG	F	0.15%
HLT	A	0.15%
A	D	0.15%
KDP	D	0.14%
AWK	D	0.14%
ISRG	A	0.14%
OMC	C	0.14%
KSS	F	0.14%
ZTS	D	0.14%
FAST	B	0.13%
CDNS	B	0.13%
FITB	A	0.13%
CNC	D	0.13%
MRVL	B	0.13%
COR	B	0.13%
DELL	C	0.13%
OTIS	C	0.12%
TROW	B	0.12%
EL	F	0.12%
SYK	C	0.12%
IFF	D	0.12%
HOLX	D	0.11%
WAT	B	0.11%
HST	C	0.11%
TSCO	D	0.11%
SWK	D	0.11%
BSX	B	0.11%
GAP	C	0.11%
PVH	C	0.11%
ON	D	0.1%
KEYS	A	0.1%
SPGI	C	0.1%
LKQ	D	0.09%
WAB	B	0.09%
SOLV	C	0.09%
HCA	F	0.09%
WBA	F	0.09%
VTRS	A	0.09%
AVT	C	0.09%
SJM	D	0.09%
USFD	A	0.09%
NFLX	A	0.09%
TER	D	0.09%
CDW	F	0.09%
ILMN	D	0.08%
SNPS	B	0.08%
GPC	D	0.08%
PLD	D	0.08%
LNC	B	0.08%
DOX	D	0.08%
LEA	D	0.08%
DXC	B	0.07%
DGX	A	0.07%
KIM	A	0.07%
NDAQ	A	0.07%
CHD	B	0.07%
HUN	F	0.07%
CAG	D	0.07%
AKAM	D	0.07%
TSN	B	0.07%
MAA	B	0.07%
NTRS	A	0.07%
NWSA	B	0.07%
DOV	A	0.06%
KD	B	0.06%
HSY	F	0.06%
HSIC	B	0.06%
EQH	B	0.06%
GT	C	0.06%
MCHP	D	0.06%
AMD	F	0.06%
ESS	B	0.05%
MHK	D	0.05%
XRX	F	0.05%
HAS	D	0.05%
CTVA	C	0.05%
FL	F	0.05%
CPB	D	0.05%
ROK	B	0.05%
AAP	C	0.04%
OGN	D	0.04%
WU	D	0.04%
GEN	B	0.04%
AGCO	D	0.04%
NWL	B	0.04%
FLEX	A	0.04%
RSG	A	0.04%
MAN	D	0.03%
M	D	0.03%
O	D	0.02%
ANET	C	0.02%
HRL	D	0.01%

RAFE Underweight 19 Positions Relative to SHRY

Symbol	Grade	Weight
MO	A	-5.34%
CHTR	C	-3.92%
EOG	A	-3.63%
KMI	A	-3.13%
LYB	F	-2.95%
LMT	D	-2.52%
NVR	D	-2.49%
AFL	B	-2.46%
CME	A	-2.25%
SLB	C	-1.95%
MDT	D	-1.73%
UNP	C	-1.52%
TRV	B	-1.51%
GOOGL	C	-1.15%
MCD	D	-1.1%
BX	A	-1.1%
ETN	A	-1.07%
CB	C	-0.99%
BRK.A	B	-0.39%