NSCS vs. FYC ETF Comparison

Comparison of Nuveen Small Cap Select ETF (NSCS) to First Trust Small Cap Growth AlphaDEX Fund (FYC)
NSCS

Nuveen Small Cap Select ETF

NSCS Description

The investment seeks capital appreciation. Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in exchange-traded common stocks of small-capitalization companies. It may invest up to 15% of its total assets in non-dollar denominated equity securities of non-U.S. issuers listed on a foreign exchange that trade on such exchange contemporaneously with the shares of the fund. Up to 15% of the fund's total assets may be invested in equity securities of emerging market issuers.

Grade (RS Rating)

Last Trade

$25.81

Average Daily Volume

97

Number of Holdings *

79

* may have additional holdings in another (foreign) market
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$65.91

Average Daily Volume

13,454

Number of Holdings *

244

* may have additional holdings in another (foreign) market
Performance
Period NSCS FYC
30 Days -3.02% 1.07%
60 Days -1.11% 0.88%
90 Days 5.18% 6.03%
12 Months 24.14% 19.31%
12 Overlapping Holdings
Symbol Grade Weight in NSCS Weight in FYC Overlap
CRNX A 0.51% 0.36% 0.36%
DO D 0.92% 0.37% 0.37%
ESE B 1.37% 0.13% 0.13%
ICFI C 0.94% 0.5% 0.5%
KTOS B 1.26% 0.39% 0.39%
LADR A 0.98% 0.13% 0.13%
MGNI D 1.22% 0.45% 0.45%
MYGN D 0.44% 0.24% 0.24%
PZZA F 1.02% 0.12% 0.12%
QTWO A 1.52% 0.53% 0.53%
SMTC A 1.18% 0.71% 0.71%
SPT F 1.25% 0.23% 0.23%
NSCS Overweight 67 Positions Relative to FYC
Symbol Grade Weight
PR B 2.16%
WTFC A 2.11%
EVR B 2.09%
ASO D 1.93%
NOG B 1.79%
ONTO A 1.72%
HQY D 1.68%
MTDR D 1.6%
SMCI D 1.58%
SSB D 1.58%
PIPR A 1.57%
ICHR D 1.57%
ASGN D 1.49%
ARCB F 1.47%
FIX C 1.46%
EGP F 1.45%
STAG D 1.45%
OPCH F 1.44%
PRMW A 1.44%
CVLT A 1.42%
MMS C 1.42%
AIT C 1.41%
ACA B 1.4%
HOMB A 1.38%
BRBR C 1.33%
NPO D 1.33%
SUM D 1.31%
SHOO D 1.29%
AVNT A 1.29%
ZD D 1.24%
SLGN B 1.24%
BKH B 1.18%
PWSC F 1.17%
PFBC A 1.13%
MODG B 1.13%
BANR B 1.09%
EHC A 1.09%
WK D 1.06%
EVRI F 1.04%
ATRC F 1.03%
KEX A 1.0%
CYBR D 0.98%
THC A 0.97%
DAN C 0.97%
TTMI A 0.93%
AVAV B 0.92%
PGNY F 0.92%
SEM B 0.9%
ARRY D 0.89%
SR B 0.86%
SLAB D 0.85%
PRI D 0.85%
FRSH F 0.84%
AXNX C 0.8%
GKOS A 0.8%
SIBN F 0.78%
INN D 0.77%
HALO D 0.71%
KRYS D 0.67%
IMVT F 0.61%
ESTA B 0.57%
GDYN D 0.54%
TCMD F 0.54%
MDGL D 0.39%
ITCI C 0.37%
CYTK D 0.28%
VKTX C 0.2%
NSCS Underweight 232 Positions Relative to FYC
Symbol Grade Weight
ALPN A -1.07%
OSCR A -0.77%
IESC B -0.73%
SKYW A -0.71%
BKD A -0.69%
POWL B -0.69%
PRCT A -0.69%
RXST A -0.68%
USLM A -0.68%
SHAK A -0.67%
AROC B -0.67%
ITRI A -0.67%
ADMA A -0.66%
DY A -0.66%
FWRG A -0.66%
RDNT A -0.66%
CMPR D -0.66%
SGBX D -0.64%
TRIP D -0.64%
GVA A -0.64%
GBX B -0.64%
PI A -0.64%
PK D -0.63%
PLMR B -0.63%
TNC D -0.63%
STRL D -0.63%
KRUS B -0.63%
MYRG F -0.63%
ROAD D -0.62%
AZZ C -0.62%
SPNT C -0.62%
COLL C -0.62%
ANIP C -0.62%
HEES F -0.61%
SKWD B -0.61%
GFF C -0.61%
ZETA A -0.61%
TNL D -0.61%
GRBK C -0.61%
DSGR B -0.61%
MBIN C -0.6%
CBZ D -0.6%
CAL D -0.6%
AGIO A -0.59%
VCEL C -0.59%
SPR D -0.59%
GIC F -0.58%
LPG B -0.58%
UFPT A -0.58%
ARDX C -0.58%
KYMR D -0.57%
LRN A -0.57%
TGLS B -0.57%
LMND B -0.57%
PLAY D -0.56%
INSW A -0.55%
DFH D -0.55%
HWKN A -0.54%
EPAC A -0.54%
CSWI A -0.54%
GPOR C -0.54%
LAUR A -0.54%
HLX B -0.54%
MRUS C -0.53%
HIMS D -0.53%
AMRX A -0.52%
FOR D -0.52%
ALKT A -0.52%
JBI D -0.52%
AGM A -0.51%
MIR C -0.51%
TRN A -0.51%
CNK D -0.51%
IDCC C -0.5%
OUT D -0.5%
OSIS C -0.5%
AMK D -0.5%
JWN B -0.5%
GERN B -0.49%
AMWD D -0.49%
TWST B -0.49%
BASE D -0.49%
SLG B -0.49%
CDRE D -0.49%
SMMT C -0.49%
BRP D -0.48%
SMG C -0.48%
VERX D -0.48%
DBRG F -0.47%
RYTM C -0.47%
ALG D -0.46%
CLDX C -0.46%
PTGX D -0.46%
CLSK C -0.45%
CRS A -0.45%
BOWL D -0.45%
PTCT B -0.43%
NSSC B -0.42%
ENV B -0.42%
WNC F -0.42%
WHD B -0.41%
CEIX F -0.41%
GBDC A -0.41%
TNDM A -0.4%
ACIW A -0.39%
LMAT A -0.39%
NHI A -0.39%
PLAB C -0.39%
PJT C -0.39%
VECO B -0.39%
HURN F -0.38%
ATGE A -0.38%
SQSP B -0.38%
TPG C -0.38%
GTX C -0.38%
PAR C -0.38%
GIII D -0.38%
THR A -0.38%
DRH D -0.37%
ACVA D -0.37%
IIPR A -0.37%
CPRX D -0.37%
OSW A -0.37%
UNIT F -0.37%
SXI C -0.37%
DRVN F -0.36%
RRR D -0.36%
SHO D -0.36%
IDYA D -0.36%
TGI D -0.36%
SCS D -0.36%
IOSP C -0.36%
DOCN D -0.35%
LKFN D -0.35%
TMDX A -0.35%
RNG D -0.35%
ROCK D -0.35%
BEAM F -0.35%
ALRM D -0.35%
ESRT D -0.35%
HRMY C -0.34%
TGTX C -0.34%
SWI B -0.34%
HCP B -0.32%
SATS B -0.3%
UEC B -0.28%
JOE B -0.27%
AKR B -0.27%
YELP C -0.27%
XMTR F -0.27%
WABC B -0.26%
PEB F -0.26%
KNTK B -0.26%
CHCO B -0.26%
CARG C -0.26%
FORM A -0.26%
TDS D -0.26%
BRC B -0.26%
BANF B -0.26%
UDMY F -0.25%
PMT A -0.25%
RAMP D -0.25%
SBRA B -0.25%
FTDR B -0.25%
EVTC F -0.25%
ALX C -0.25%
NEO D -0.25%
SKT D -0.25%
HASI C -0.24%
WRBY D -0.24%
MTRN F -0.24%
RES F -0.24%
BANC C -0.24%
TR F -0.24%
SYBT B -0.24%
TBBK F -0.24%
BROS F -0.23%
PHR D -0.23%
CRDO F -0.23%
MCW D -0.23%
GSAT F -0.23%
YOU F -0.22%
SRRK C -0.22%
RKT C -0.22%
DCPH A -0.21%
ARVN D -0.2%
HLIT F -0.18%
OPEN F -0.18%
JAMF B -0.14%
ZUO B -0.14%
AWR C -0.13%
CXM D -0.13%
UMH C -0.13%
AIV B -0.13%
IVT B -0.13%
AGYS C -0.13%
CARS D -0.13%
MGEE A -0.13%
MIRM D -0.13%
XPEL F -0.13%
CTRE B -0.13%
LFST D -0.13%
FA A -0.13%
ALHC B -0.13%
MODN B -0.13%
FLNC B -0.13%
CTKB F -0.12%
DOCS F -0.12%
NSA D -0.12%
VCYT D -0.12%
CORT D -0.12%
SITC C -0.12%
NTST C -0.12%
PRGS F -0.12%
PRO F -0.12%
JJSF F -0.12%
NABL D -0.12%
VGR F -0.12%
PRVA F -0.12%
CERT D -0.12%
UPWK D -0.12%
AMPH F -0.12%
VC D -0.12%
APPN F -0.12%
UE B -0.12%
RXRX F -0.11%
FLYW F -0.11%
AGL F -0.11%
JACK F -0.11%
GSHD F -0.11%
DNLI F -0.1%
MORF F -0.1%
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