LSEQ vs. FTC ETF Comparison

Comparison of Harbor Long-Short Equity ETF (LSEQ) to First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC)

LSEQ

Harbor Long-Short Equity ETF

LSEQ Description

Under normal market circumstances, the fund invests at least 80% of its net assets, plus borrowings for investment purposes, in long and short positions in equity securities. The fund advisor seeks to achieve the fund's investment objective by establishing long and/or short positions in equity securities.

Grade (RS Rating)

Last Trade

$29.23

Average Daily Volume

587

Number of Holdings ^*

154

* may have additional holdings in another (foreign) market

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$146.37

Average Daily Volume

33,503

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	LSEQ	FTC
30 Days	4.65%	9.08%
60 Days	6.34%	12.23%
90 Days	7.51%	15.96%
12 Months		42.15%

56 Overlapping Holdings

Symbol	Grade	Weight in LSEQ	Weight in FTC	Overlap
AAPL	C	0.65%	0.33%	0.33%
ALNY	D	0.52%	0.62%	0.52%
AMGN	D	0.54%	0.31%	0.31%
AMZN	C	-1.99%	0.38%	-1.99%
ANET	C	1.39%	0.67%	0.67%
APP	B	3.65%	1.81%	1.81%
BKNG	A	1.39%	0.57%	0.57%
BSX	B	1.52%	0.7%	0.7%
BURL	A	0.67%	0.85%	0.67%
CASY	A	1.91%	0.53%	0.53%
CCL	B	1.89%	0.88%	0.88%
CEG	D	0.52%	0.72%	0.52%
COST	B	1.77%	0.69%	0.69%
CPNG	D	1.66%	0.86%	0.86%
CVNA	B	2.27%	1.15%	1.15%
DASH	A	0.87%	1.01%	0.87%
DECK	A	1.45%	0.54%	0.54%
DELL	C	0.64%	0.38%	0.38%
ECL	D	0.88%	0.47%	0.47%
FICO	B	0.88%	1.0%	0.88%
FTNT	C	0.81%	0.59%	0.59%
GDDY	A	1.19%	0.98%	0.98%
HCA	F	0.73%	0.71%	0.71%
HLT	A	0.86%	0.53%	0.53%
ISRG	A	0.76%	0.53%	0.53%
IT	C	0.8%	0.35%	0.35%
LIN	D	1.11%	0.15%	0.15%
LLY	F	1.11%	0.3%	0.3%
MANH	D	0.88%	0.48%	0.48%
META	D	0.95%	0.67%	0.67%
MSI	B	1.09%	0.73%	0.73%
NFLX	A	0.83%	0.57%	0.57%
NOW	A	0.9%	0.77%	0.77%
NRG	B	0.61%	0.84%	0.61%
NTAP	C	0.92%	0.47%	0.47%
PANW	C	0.69%	0.38%	0.38%
PLTR	B	2.91%	1.32%	1.32%
RBLX	C	0.67%	0.79%	0.67%
RCL	A	1.19%	1.09%	1.09%
RMD	C	0.63%	0.63%	0.63%
ROST	C	0.72%	0.32%	0.32%
SHW	A	0.68%	0.68%	0.68%
SO	D	0.67%	0.47%	0.47%
SYK	C	0.66%	0.17%	0.17%
THC	D	1.07%	0.82%	0.82%
TJX	A	0.92%	0.5%	0.5%
TMUS	B	1.49%	0.77%	0.77%
TRGP	B	0.93%	1.08%	0.93%
TTD	B	0.67%	0.56%	0.56%
TYL	C	0.76%	0.51%	0.51%
UBER	D	0.86%	0.46%	0.46%
UTHR	C	0.68%	0.9%	0.68%
VST	B	0.73%	0.97%	0.73%
WDAY	B	-1.49%	0.18%	-1.49%
WMB	A	0.83%	0.41%	0.41%
WSM	B	1.02%	0.28%	0.28%

LSEQ Overweight 98 Positions Relative to FTC

Symbol	Grade	Weight
AAL	B	2.23%
VSCO	B	1.95%
KSS	F	1.89%
HPE	B	1.85%
WMT	A	1.84%
USFD	A	1.82%
DOCS	C	1.75%
RGLD	C	1.66%
PLTK	B	1.55%
AXTA	A	1.54%
OGN	D	1.54%
EXEL	B	1.49%
SPOT	B	1.46%
DOCU	A	1.38%
R	B	1.37%
PFE	D	1.26%
MTCH	D	1.22%
PRGO	B	1.21%
ZBRA	B	1.19%
MUSA	A	1.16%
JWN	C	1.15%
KEX	C	1.13%
KMI	A	1.08%
PKG	A	1.01%
RPM	A	0.99%
FTI	A	0.97%
T	A	0.96%
PEGA	A	0.94%
EHC	B	0.91%
TXRH	C	0.91%
AM	A	0.88%
COR	B	0.86%
DTM	B	0.86%
OKE	A	0.84%
GWRE	A	0.82%
FFIV	B	0.78%
AMCR	D	0.77%
EXP	A	0.77%
UAL	A	0.77%
GLW	B	0.76%
LPX	B	0.76%
NTNX	A	0.75%
ZM	B	0.73%
GMED	A	0.72%
NTRA	B	0.72%
ATR	B	0.72%
DUOL	A	0.72%
LOW	D	0.71%
CAH	B	0.7%
COHR	B	0.7%
EBAY	D	0.69%
INCY	C	0.69%
PFGC	B	0.69%
TKO	B	0.69%
JAZZ	B	0.67%
BMY	B	0.67%
ITCI	C	0.65%
HRB	D	0.65%
NI	A	0.64%
ILMN	D	0.63%
SMAR	A	0.61%
OMC	C	0.57%
SMG	D	0.57%
IFF	D	0.54%
ABBV	D	0.52%
BFAM	D	0.49%
SMCI	F	-1.15%
IDXX	F	-1.41%
SLB	C	-1.48%
CIVI	D	-1.5%
CHRD	D	-1.53%
AAP	C	-1.55%
SNOW	C	-1.59%
ACHC	F	-1.61%
CABO	C	-1.62%
ALB	C	-1.65%
DG	F	-1.73%
APA	D	-1.74%
MEDP	D	-1.79%
SNPS	B	-1.79%
LITE	B	-1.79%
DLTR	F	-1.82%
FANG	D	-1.83%
MSFT	F	-1.86%
U	C	-1.89%
DXCM	D	-1.89%
WFRD	D	-1.91%
MTN	C	-1.93%
GO	C	-1.94%
WING	D	-1.98%
TXG	F	-2.0%
DV	C	-2.05%
CAR	C	-2.13%
WBA	F	-2.17%
MCK	B	-2.19%
FIVN	C	-2.29%
NFE	D	-2.39%
OVV	B	-2.47%

LSEQ Underweight 130 Positions Relative to FTC

Symbol	Grade	Weight
AXON	A	-1.26%
EXPE	B	-1.03%
VRT	B	-1.01%
GS	A	-0.99%
KKR	A	-0.96%
EME	C	-0.96%
HWM	A	-0.94%
HOOD	B	-0.92%
BK	A	-0.9%
WAB	B	-0.9%
PWR	A	-0.9%
AXP	A	-0.89%
TT	A	-0.88%
HEI	B	-0.88%
URI	B	-0.87%
ALL	A	-0.86%
PGR	A	-0.85%
VTR	C	-0.82%
NVDA	C	-0.81%
AMP	A	-0.8%
GRMN	B	-0.8%
LYV	A	-0.79%
IRM	D	-0.79%
FCNCA	A	-0.78%
FI	A	-0.78%
NTRS	A	-0.78%
JPM	A	-0.76%
TPL	A	-0.75%
PH	A	-0.74%
ACGL	D	-0.74%
GEN	B	-0.73%
ORCL	B	-0.73%
PCG	A	-0.71%
CTAS	B	-0.7%
PM	B	-0.7%
BRO	B	-0.7%
LII	A	-0.68%
AVGO	D	-0.66%
CAT	B	-0.66%
PEG	A	-0.65%
FSLR	F	-0.65%
APO	B	-0.64%
ERIE	D	-0.63%
IBM	C	-0.63%
GE	D	-0.63%
BAH	F	-0.63%
NEE	D	-0.59%
TDG	D	-0.59%
GWW	B	-0.55%
WSO	A	-0.52%
NDAQ	A	-0.52%
COIN	C	-0.52%
AJG	B	-0.51%
WELL	A	-0.51%
BR	A	-0.51%
HUBB	B	-0.5%
CSL	C	-0.49%
MCO	B	-0.49%
BRK.A	B	-0.49%
SPGI	C	-0.48%
LVS	C	-0.47%
ICE	C	-0.47%
TSCO	D	-0.46%
VLTO	D	-0.45%
XYL	D	-0.44%
PSA	D	-0.44%
CL	D	-0.43%
EFX	F	-0.43%
AMT	D	-0.41%
TSLA	B	-0.4%
CPAY	A	-0.39%
MAR	B	-0.38%
ADSK	A	-0.37%
APH	A	-0.37%
ARES	A	-0.36%
MO	A	-0.36%
ETN	A	-0.36%
RSG	A	-0.35%
IR	B	-0.35%
DOV	A	-0.35%
SPG	B	-0.35%
ORLY	B	-0.35%
MCD	D	-0.33%
ROL	B	-0.33%
MMC	B	-0.33%
AZO	C	-0.33%
MSTR	C	-0.32%
OTIS	C	-0.32%
CBOE	B	-0.32%
RIVN	F	-0.31%
VICI	C	-0.31%
BLD	D	-0.3%
EXR	D	-0.3%
KO	D	-0.29%
O	D	-0.29%
LPLA	A	-0.22%
MPWR	F	-0.21%
CRM	B	-0.2%
CRWD	B	-0.2%
FAST	B	-0.19%
PAYX	C	-0.18%
AON	A	-0.18%
ADP	B	-0.18%
MKL	A	-0.18%
DLR	B	-0.18%
GPN	B	-0.18%
ESS	B	-0.17%
ITW	B	-0.17%
CHD	B	-0.17%
MSCI	C	-0.17%
CMG	B	-0.17%
VRTX	F	-0.17%
WAT	B	-0.17%
DKNG	B	-0.17%
MA	C	-0.17%
GOOGL	C	-0.17%
WM	A	-0.17%
MU	D	-0.16%
QCOM	F	-0.16%
PG	A	-0.16%
EQIX	A	-0.16%
AVB	B	-0.16%
SBAC	D	-0.15%
KMB	D	-0.15%
GLPI	C	-0.15%
CCI	D	-0.14%
A	D	-0.14%
ZTS	D	-0.14%
MTD	D	-0.13%
KLAC	D	-0.13%