FTXR vs. FXR ETF Comparison

Comparison of First Trust Nasdaq Transportation ETF (FTXR) to First Trust Industrials AlphaDEX (FXR)

FTXR

First Trust Nasdaq Transportation ETF

FTXR Description

The First Trust Nasdaq Transportation ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Fund's fees and expenses, of an index called the Nasdaq US Smart Transportation Index. The Fund seeks to replicate the holdings and weightings of the Nasdaq US Smart Transportation Index so as to generate performance results 95% correlated to that of the Nasdaq US Smart Transportation Index.

Grade (RS Rating)

Last Trade

$36.57

Average Daily Volume

4,475

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$81.82

Average Daily Volume

33,047

Number of Holdings ^*

137

* may have additional holdings in another (foreign) market

Performance

Period	FTXR	FXR
30 Days	12.60%	7.42%
60 Days	15.77%	8.68%
90 Days	17.75%	11.81%
12 Months	35.99%	39.96%

15 Overlapping Holdings

Symbol	Grade	Weight in FTXR	Weight in FXR	Overlap
AL	B	1.91%	1.27%	1.27%
ALSN	B	1.11%	1.1%	1.1%
CSX	B	3.51%	0.72%	0.72%
EXPD	D	0.75%	0.21%	0.21%
FDX	B	3.4%	0.96%	0.96%
JBHT	C	1.72%	0.75%	0.75%
KEX	C	0.73%	0.74%	0.73%
LSTR	D	0.44%	0.22%	0.22%
OSK	B	0.44%	1.3%	0.44%
PCAR	B	4.0%	1.36%	1.36%
R	B	2.74%	1.03%	1.03%
UNP	C	6.29%	0.22%	0.22%
UPS	C	7.23%	0.44%	0.44%
URI	B	3.86%	1.23%	1.23%
WAB	B	2.13%	0.24%	0.24%

FTXR Overweight 25 Positions Relative to FXR

Symbol	Grade	Weight
TSLA	B	10.88%
GM	B	7.77%
UAL	A	7.05%
F	C	6.89%
DAL	C	5.12%
NSC	B	3.52%
ODFL	B	2.1%
HRI	B	1.87%
APTV	D	1.8%
BWA	D	1.56%
GPC	D	1.53%
LKQ	D	1.14%
SKYW	B	1.12%
LUV	C	1.11%
XPO	B	1.1%
MATX	C	0.74%
GATX	A	0.59%
GNTX	C	0.56%
TRN	B	0.56%
DORM	B	0.52%
INSW	F	0.51%
CHRW	C	0.46%
RXO	C	0.42%
FSS	B	0.42%
VC	D	0.39%

FTXR Underweight 122 Positions Relative to FXR

Symbol	Grade	Weight
AXON	A	-1.77%
SYF	B	-1.52%
WCC	B	-1.45%
AAON	B	-1.44%
SNA	A	-1.44%
FICO	B	-1.4%
MDU	D	-1.38%
G	B	-1.35%
EME	C	-1.35%
GPN	B	-1.33%
FIX	A	-1.32%
HWM	A	-1.32%
FOUR	B	-1.3%
OC	A	-1.29%
PWR	A	-1.27%
HEI	B	-1.24%
AXP	A	-1.24%
TT	A	-1.23%
LPX	B	-1.22%
CNH	C	-1.12%
SON	D	-1.08%
LMT	D	-1.08%
GTES	A	-1.07%
GNRC	B	-1.06%
FI	A	-1.06%
VNT	B	-1.04%
TTEK	F	-1.02%
MLM	B	-0.99%
SNDR	B	-0.97%
EXP	A	-0.96%
CTAS	B	-0.95%
ADTN	A	-0.93%
MSM	C	-0.9%
CSL	C	-0.9%
CXT	B	-0.89%
TXT	D	-0.88%
BERY	B	-0.88%
GPK	C	-0.87%
BC	C	-0.87%
MMM	D	-0.87%
VSTS	C	-0.86%
TRU	D	-0.86%
BAH	F	-0.86%
COF	B	-0.86%
TDG	D	-0.85%
AGCO	D	-0.85%
GE	D	-0.85%
AYI	B	-0.84%
BLDR	D	-0.84%
BWXT	B	-0.83%
AWI	A	-0.82%
PKG	A	-0.77%
TDY	B	-0.76%
ZBRA	B	-0.75%
NVT	B	-0.74%
DOV	A	-0.74%
KNX	B	-0.73%
DCI	B	-0.73%
LII	A	-0.72%
SLGN	A	-0.72%
EEFT	B	-0.72%
SHW	A	-0.71%
CAT	B	-0.69%
MIDD	C	-0.68%
HII	D	-0.67%
SSD	D	-0.67%
DE	A	-0.66%
VLTO	D	-0.65%
SPR	D	-0.65%
EFX	F	-0.63%
BLD	D	-0.63%
WU	D	-0.62%
SAIA	B	-0.56%
SQ	A	-0.56%
ESAB	B	-0.54%
GXO	B	-0.52%
CMI	A	-0.51%
GWW	B	-0.51%
PYPL	B	-0.5%
RHI	B	-0.5%
LECO	B	-0.49%
PNR	A	-0.49%
ATR	B	-0.49%
IEX	B	-0.48%
J	F	-0.48%
AZEK	A	-0.45%
GD	F	-0.44%
SEE	C	-0.44%
CNM	D	-0.43%
TTC	D	-0.43%
FTV	C	-0.43%
CARR	D	-0.42%
PPG	F	-0.42%
AMCR	D	-0.41%
FCN	D	-0.39%
ATI	D	-0.38%
AOS	F	-0.37%
DOW	F	-0.37%
WMS	D	-0.37%
EMR	A	-0.27%
FLS	B	-0.26%
ADP	B	-0.25%
CW	B	-0.25%
PH	A	-0.25%
HON	B	-0.25%
AXTA	A	-0.25%
RPM	A	-0.25%
AME	A	-0.25%
VMC	B	-0.25%
LHX	C	-0.24%
WWD	B	-0.23%
ITT	A	-0.23%
GGG	B	-0.23%
KEYS	A	-0.22%
ALLE	D	-0.22%
MSA	D	-0.22%
JKHY	D	-0.22%
NDSN	B	-0.22%
BALL	D	-0.21%
LFUS	F	-0.21%
MAS	D	-0.21%
FBIN	D	-0.19%