FTQI vs. NUMG ETF Comparison

Comparison of First Trust Low Beta Income ETF (FTQI) to NuShares ESG Mid-Cap Growth ETF (NUMG)

FTQI

First Trust Low Beta Income ETF

FTQI Description

The investment seeks to provide current income. The fund will pursue its objective by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of buying U.S. exchange-traded put options on the Standard & Poor's 500(c) Index (the "index") and writing (selling) U.S. exchange-traded covered call options on the index. The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will buy and write will be limited to U.S. exchange-traded securities and options. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$20.53

Average Daily Volume

125,184

Number of Holdings ^*

174

* may have additional holdings in another (foreign) market

NUMG

NuShares ESG Mid-Cap Growth ETF

NUMG Description

Fund seeks to track the investments results, before fees and expenses, of the TIAA ESG USA Mid-Cap Growth Index.

Grade (RS Rating)

Last Trade

$43.83

Average Daily Volume

27,385

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTQI	NUMG
30 Days	3.98%	6.60%
60 Days	2.22%	-0.19%
90 Days	4.56%	1.45%
12 Months	18.87%	18.35%

13 Overlapping Holdings

Symbol	Grade	Weight in FTQI	Weight in NUMG	Overlap
AKAM	F	0.97%	1.46%	0.97%
AXON	D	0.13%	2.63%	0.13%
KEYS	C	0.19%	1.72%	0.19%
MDB	D	0.39%	2.51%	0.39%
MTD	A	0.12%	0.42%	0.12%
POOL	D	0.1%	1.99%	0.1%
PTC	C	0.49%	2.44%	0.49%
RGEN	D	0.1%	1.5%	0.1%
STX	B	0.35%	2.17%	0.35%
TTWO	D	0.18%	2.14%	0.18%
ULTA	F	0.18%	0.02%	0.02%
VMC	B	0.12%	3.13%	0.12%
WAT	B	0.12%	2.19%	0.12%

FTQI Overweight 161 Positions Relative to NUMG

Symbol	Grade	Weight
MSFT	B	8.45%
AAPL	B	7.92%
NVDA	B	4.7%
AMZN	C	4.29%
AVGO	A	4.01%
META	D	3.82%
COST	A	2.67%
GOOG	B	2.4%
GOOGL	B	2.39%
TSLA	D	1.93%
NFLX	C	1.88%
AMD	D	1.82%
PEP	B	1.75%
AMAT	A	1.71%
TXN	A	1.59%
ADBE	F	1.55%
QCOM	B	1.5%
CSCO	D	1.4%
TMUS	C	1.36%
INTU	C	1.23%
ARM	F	1.22%
CMCSA	F	1.11%
LLY	B	1.07%
EQIX	D	1.03%
INTC	F	0.84%
NTAP	B	0.81%
ACN	F	0.76%
CHKP	D	0.71%
OTTR	C	0.63%
APH	A	0.57%
SPGI	C	0.55%
CRM	D	0.53%
ORCL	C	0.51%
WFRD	B	0.49%
UFPI	B	0.49%
ICLR	C	0.47%
NTES	F	0.47%
MGEE	C	0.46%
LNT	B	0.43%
CME	D	0.42%
A	A	0.41%
DUOL	F	0.4%
LIN	D	0.39%
CASY	B	0.38%
CHX	D	0.37%
MEDP	C	0.36%
BGC	B	0.35%
ZBRA	A	0.34%
TYL	B	0.34%
NOW	C	0.33%
SNY	C	0.32%
PAGP	C	0.31%
WMT	D	0.3%
TRMD	B	0.3%
WWD	B	0.29%
SAIA	F	0.29%
TSCO	B	0.29%
AMT	D	0.28%
QLYS	F	0.27%
MPWR	B	0.27%
RPRX	F	0.27%
JBHT	F	0.26%
BCPC	B	0.26%
MORN	D	0.25%
ERIE	D	0.24%
APA	F	0.24%
SWKS	F	0.23%
IESC	C	0.23%
EVRG	C	0.23%
V	C	0.23%
CL	B	0.22%
LECO	D	0.22%
NBIX	B	0.22%
MKSI	C	0.22%
EWBC	B	0.22%
ANET	A	0.22%
PTEN	F	0.21%
PNFP	C	0.2%
EW	C	0.2%
SLAB	D	0.2%
NDSN	B	0.2%
WDFC	D	0.2%
STRL	A	0.19%
CYBR	D	0.19%
SWAV	A	0.18%
UMBF	B	0.18%
NOVT	C	0.18%
COIN	D	0.18%
ABBV	D	0.17%
MSI	A	0.17%
BSY	B	0.17%
DASH	D	0.16%
EL	F	0.16%
SEIC	D	0.16%
ITRI	B	0.16%
MANH	D	0.16%
TECH	C	0.15%
BRKR	D	0.15%
WTW	D	0.14%
SCHW	A	0.14%
CELH	C	0.14%
CDW	D	0.14%
TTEK	B	0.14%
ETN	A	0.14%
FIVE	F	0.13%
GE	C	0.13%
VEEV	D	0.13%
RMD	B	0.13%
AXP	B	0.13%
CAT	C	0.13%
WM	D	0.12%
AAON	D	0.12%
LOGI	C	0.12%
RGLD	A	0.12%
TGT	D	0.12%
MASI	D	0.12%
PGR	C	0.12%
TROW	C	0.11%
LOW	D	0.11%
ARGX	F	0.11%
CHK	B	0.11%
LANC	D	0.11%
SHOO	C	0.11%
PH	B	0.11%
ICUI	D	0.11%
HOLX	D	0.1%
RNW	C	0.1%
UFPT	B	0.1%
DG	D	0.1%
ACDC	D	0.1%
STLD	D	0.09%
IOSP	B	0.09%
XP	F	0.09%
BPMC	C	0.09%
ENSG	D	0.09%
SFM	B	0.08%
CRVL	A	0.08%
JKHY	D	0.08%
REYN	B	0.07%
ROCK	D	0.07%
LSTR	C	0.07%
CSWI	B	0.06%
MMYT	A	0.06%
RXST	B	0.06%
CVLT	A	0.06%
ENTG	D	0.06%
PCH	D	0.06%
CVCO	B	0.05%
IONS	F	0.05%
EXEL	F	0.05%
VRSN	F	0.05%
CMPR	D	0.05%
FIZZ	D	0.05%
CWCO	D	0.05%
FELE	D	0.05%
TW	B	0.05%
LEGN	F	0.05%
ACGL	B	0.05%
TRMB	D	0.04%
NWSA	C	0.04%
GEV	C	0.03%

FTQI Underweight 42 Positions Relative to NUMG

Symbol	Grade	Weight
PWR	B	-3.58%
GWW	D	-3.44%
IT	D	-3.1%
HUBS	D	-2.9%
WST	F	-2.67%
CBRE	C	-2.6%
FICO	B	-2.56%
SNAP	C	-2.49%
LPLA	C	-2.39%
DECK	C	-2.37%
BRO	A	-2.31%
WSM	B	-2.29%
LII	B	-1.94%
ENPH	D	-1.9%
LSCC	F	-1.85%
TER	B	-1.82%
DVA	C	-1.81%
TOST	B	-1.81%
ZS	F	-1.73%
FDS	D	-1.66%
BR	C	-1.65%
TWLO	D	-1.63%
RBLX	F	-1.62%
PCTY	D	-1.52%
DAY	F	-1.49%
CFLT	D	-1.44%
GGG	D	-1.44%
MKTX	D	-1.42%
PATH	D	-1.41%
TTD	B	-1.37%
LW	F	-1.31%
ROKU	D	-1.26%
VLTO	A	-1.25%
SBAC	F	-1.24%
EG	D	-1.17%
MOH	F	-0.84%
BURL	D	-0.74%
ANSS	D	-0.7%
EXPD	D	-0.41%
CHD	B	-0.35%
PAYC	F	-0.28%
LBRDK	F	-0.05%