FTC vs. XT ETF Comparison

Comparison of First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC) to iShares Exponential Technologies ETF (XT)

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$146.37

Average Daily Volume

33,503

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

XT

iShares Exponential Technologies ETF

XT Description

The investment seeks to track the investment results of the Morningstar® Exponential Technologies Index which composed of stocks of developed and emerging market companies that create or use exponential technologies. The fund generally invests at least 80% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. The underlying index is a subset of the Morningstar US Market Index and the Morningstar Global Markets ex-US Index family (the "Parent Indexes"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$60.82

Average Daily Volume

114,230

Number of Holdings ^*

112

* may have additional holdings in another (foreign) market

Performance

Period	FTC	XT
30 Days	9.08%	1.88%
60 Days	12.23%	2.51%
90 Days	15.96%	1.49%
12 Months	42.15%	11.71%

32 Overlapping Holdings

Symbol	Grade	Weight in FTC	Weight in XT	Overlap
ADSK	A	0.37%	0.66%	0.37%
ALNY	D	0.62%	0.65%	0.62%
AMZN	C	0.38%	0.68%	0.38%
ANET	C	0.67%	0.85%	0.67%
AVGO	D	0.66%	0.88%	0.66%
CCI	D	0.14%	0.43%	0.14%
COIN	C	0.52%	1.1%	0.52%
CRM	B	0.2%	0.63%	0.2%
CRWD	B	0.2%	0.68%	0.2%
FSLR	F	0.65%	0.63%	0.63%
FTNT	C	0.59%	0.88%	0.59%
GEN	B	0.73%	0.65%	0.65%
GOOGL	C	0.17%	0.64%	0.17%
HUBB	B	0.5%	0.7%	0.5%
IBM	C	0.63%	0.62%	0.62%
ISRG	A	0.53%	0.82%	0.53%
KLAC	D	0.13%	0.56%	0.13%
LLY	F	0.3%	0.61%	0.3%
MANH	D	0.48%	0.59%	0.48%
MPWR	F	0.21%	0.5%	0.21%
MTD	D	0.13%	0.52%	0.13%
MU	D	0.16%	0.64%	0.16%
NEE	D	0.59%	0.61%	0.59%
NOW	A	0.77%	0.71%	0.71%
NVDA	C	0.81%	1.51%	0.81%
PANW	C	0.38%	0.65%	0.38%
PLTR	B	1.32%	1.86%	1.32%
QCOM	F	0.16%	0.6%	0.16%
SBAC	D	0.15%	0.43%	0.15%
TSLA	B	0.4%	0.65%	0.4%
TYL	C	0.51%	0.72%	0.51%
WAT	B	0.17%	0.6%	0.17%

FTC Overweight 154 Positions Relative to XT

Symbol	Grade	Weight
APP	B	1.81%
AXON	A	1.26%
CVNA	B	1.15%
RCL	A	1.09%
TRGP	B	1.08%
EXPE	B	1.03%
VRT	B	1.01%
DASH	A	1.01%
FICO	B	1.0%
GS	A	0.99%
GDDY	A	0.98%
VST	B	0.97%
KKR	A	0.96%
EME	C	0.96%
HWM	A	0.94%
HOOD	B	0.92%
UTHR	C	0.9%
BK	A	0.9%
WAB	B	0.9%
PWR	A	0.9%
AXP	A	0.89%
CCL	B	0.88%
TT	A	0.88%
HEI	B	0.88%
URI	B	0.87%
CPNG	D	0.86%
ALL	A	0.86%
PGR	A	0.85%
BURL	A	0.85%
NRG	B	0.84%
THC	D	0.82%
VTR	C	0.82%
AMP	A	0.8%
GRMN	B	0.8%
LYV	A	0.79%
IRM	D	0.79%
RBLX	C	0.79%
FCNCA	A	0.78%
FI	A	0.78%
NTRS	A	0.78%
TMUS	B	0.77%
JPM	A	0.76%
TPL	A	0.75%
PH	A	0.74%
ACGL	D	0.74%
ORCL	B	0.73%
MSI	B	0.73%
CEG	D	0.72%
PCG	A	0.71%
HCA	F	0.71%
BSX	B	0.7%
CTAS	B	0.7%
PM	B	0.7%
BRO	B	0.7%
COST	B	0.69%
SHW	A	0.68%
LII	A	0.68%
META	D	0.67%
CAT	B	0.66%
PEG	A	0.65%
APO	B	0.64%
ERIE	D	0.63%
GE	D	0.63%
RMD	C	0.63%
BAH	F	0.63%
TDG	D	0.59%
NFLX	A	0.57%
BKNG	A	0.57%
TTD	B	0.56%
GWW	B	0.55%
DECK	A	0.54%
CASY	A	0.53%
HLT	A	0.53%
WSO	A	0.52%
NDAQ	A	0.52%
AJG	B	0.51%
WELL	A	0.51%
BR	A	0.51%
TJX	A	0.5%
CSL	C	0.49%
MCO	B	0.49%
BRK.A	B	0.49%
SPGI	C	0.48%
NTAP	C	0.47%
SO	D	0.47%
LVS	C	0.47%
ECL	D	0.47%
ICE	C	0.47%
UBER	D	0.46%
TSCO	D	0.46%
VLTO	D	0.45%
XYL	D	0.44%
PSA	D	0.44%
CL	D	0.43%
EFX	F	0.43%
WMB	A	0.41%
AMT	D	0.41%
CPAY	A	0.39%
DELL	C	0.38%
MAR	B	0.38%
APH	A	0.37%
ARES	A	0.36%
MO	A	0.36%
ETN	A	0.36%
RSG	A	0.35%
IR	B	0.35%
DOV	A	0.35%
SPG	B	0.35%
IT	C	0.35%
ORLY	B	0.35%
AAPL	C	0.33%
MCD	D	0.33%
ROL	B	0.33%
MMC	B	0.33%
AZO	C	0.33%
ROST	C	0.32%
MSTR	C	0.32%
OTIS	C	0.32%
CBOE	B	0.32%
AMGN	D	0.31%
RIVN	F	0.31%
VICI	C	0.31%
BLD	D	0.3%
EXR	D	0.3%
KO	D	0.29%
O	D	0.29%
WSM	B	0.28%
LPLA	A	0.22%
FAST	B	0.19%
PAYX	C	0.18%
AON	A	0.18%
ADP	B	0.18%
MKL	A	0.18%
DLR	B	0.18%
WDAY	B	0.18%
GPN	B	0.18%
ESS	B	0.17%
ITW	B	0.17%
CHD	B	0.17%
MSCI	C	0.17%
CMG	B	0.17%
VRTX	F	0.17%
DKNG	B	0.17%
MA	C	0.17%
SYK	C	0.17%
WM	A	0.17%
PG	A	0.16%
EQIX	A	0.16%
AVB	B	0.16%
KMB	D	0.15%
GLPI	C	0.15%
LIN	D	0.15%
A	D	0.14%
ZTS	D	0.14%

FTC Underweight 80 Positions Relative to XT

Symbol	Grade	Weight
TOST	B	-1.3%
GWRE	A	-0.95%
SOFI	A	-0.84%
MRVL	B	-0.84%
DOCU	A	-0.81%
BOX	B	-0.68%
TWLO	A	-0.68%
TW	A	-0.67%
GTLS	B	-0.66%
HUBS	A	-0.66%
INCY	C	-0.66%
SEIC	B	-0.65%
WDC	D	-0.65%
HPE	B	-0.64%
TEAM	A	-0.62%
TXN	C	-0.62%
STX	D	-0.6%
VEEV	C	-0.58%
CSCO	B	-0.58%
RVTY	F	-0.58%
NET	B	-0.57%
VRNS	D	-0.57%
ANSS	B	-0.57%
PTC	A	-0.57%
CCOI	B	-0.57%
ILMN	D	-0.57%
AMD	F	-0.56%
DD	D	-0.56%
AMAT	F	-0.56%
ABBV	D	-0.55%
BMY	B	-0.55%
ADI	D	-0.55%
S	B	-0.54%
TER	D	-0.54%
CDNS	B	-0.54%
MSFT	F	-0.54%
FDS	B	-0.53%
CTSH	B	-0.53%
DDOG	A	-0.53%
ACN	C	-0.51%
KEYS	A	-0.51%
NXPI	D	-0.51%
ROP	B	-0.5%
LRCX	F	-0.49%
ZS	C	-0.49%
SNPS	B	-0.48%
OKTA	C	-0.48%
MKTX	D	-0.48%
JAZZ	B	-0.48%
DT	C	-0.47%
BLKB	B	-0.47%
DBX	B	-0.47%
REGN	F	-0.44%
MRK	F	-0.44%
ON	D	-0.43%
UMC	F	-0.43%
ALTM	C	-0.43%
ALB	C	-0.42%
SWKS	F	-0.41%
QLYS	C	-0.38%
AKAM	D	-0.37%
ESTC	C	-0.37%
XPEV	C	-0.37%
BIDU	F	-0.36%
MCHP	F	-0.36%
MDB	C	-0.35%
BMRN	D	-0.33%
QRVO	F	-0.33%
SNOW	C	-0.33%
BIIB	F	-0.33%
IONS	F	-0.33%
APTV	D	-0.32%
CRSP	D	-0.32%
LI	F	-0.3%
INTC	D	-0.29%
NIO	F	-0.29%
ENPH	F	-0.27%
MRNA	F	-0.22%
FIVN	C	-0.22%
SEDG	F	-0.06%