FPX vs. FNY ETF Comparison

Comparison of First Trust IPOX-100 Index Fund (FPX) to First Trust Mid Cap Growth AlphaDEX (FNY)

FPX

First Trust IPOX-100 Index Fund

FPX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the IPOX(R)-100 U.S. Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The index is a modified, value-weighted price index measuring the performance of the top U.S. companies ranked quarterly by market capitalization in the IPOX(R) Global Composite Index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$98.42

Average Daily Volume

16,938

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$71.98

Average Daily Volume

14,952

Number of Holdings ^*

215

* may have additional holdings in another (foreign) market

Performance

Period	FPX	FNY
30 Days	-6.40%	-4.51%
60 Days	0.49%	1.48%
90 Days	-3.44%	-1.11%
12 Months	11.01%	13.85%

29 Overlapping Holdings

Symbol	Grade	Weight in FPX	Weight in FNY	Overlap
AFRM	F	0.22%	0.51%	0.22%
APLS	D	0.08%	0.22%	0.08%
APP	C	1.1%	0.9%	0.9%
AZEK	C	0.81%	0.7%	0.7%
BRBR	C	0.7%	0.6%	0.6%
BRKR	F	0.28%	0.43%	0.28%
BRZE	F	0.57%	0.13%	0.13%
CIVI	D	0.22%	0.14%	0.14%
CNM	C	1.91%	0.65%	0.65%
DUOL	C	2.1%	0.42%	0.42%
ESAB	D	0.89%	0.67%	0.67%
FOUR	C	0.39%	0.34%	0.34%
GKOS	B	0.17%	0.56%	0.17%
GTLB	F	0.43%	0.24%	0.24%
HOOD	B	0.95%	0.91%	0.91%
HQY	B	1.15%	0.5%	0.5%
INFA	C	0.39%	0.51%	0.39%
IOT	F	7.23%	0.51%	0.51%
KD	B	0.56%	0.74%	0.56%
MKSI	B	0.27%	0.61%	0.27%
OWL	D	0.77%	0.57%	0.57%
PATH	F	0.21%	0.16%	0.16%
PCOR	F	0.38%	0.38%	0.38%
PR	D	0.56%	0.42%	0.42%
PSN	C	0.43%	0.71%	0.43%
RYAN	C	0.54%	0.45%	0.45%
S	D	0.16%	0.24%	0.16%
TOST	C	0.38%	0.7%	0.38%
VNT	D	0.83%	0.53%	0.53%

FPX Overweight 59 Positions Relative to FNY

Symbol	Grade	Weight
ABNB	D	6.66%
CARR	B	6.09%
REGN	A	5.91%
CEG	B	4.77%
UBER	C	4.4%
OTIS	B	3.37%
DASH	D	3.22%
VRT	D	2.69%
SQ	F	2.45%
GEHC	D	2.13%
COIN	B	1.68%
ON	C	1.67%
DKNG	C	1.43%
CRWD	A	1.4%
KVUE	F	1.35%
SNOW	F	1.29%
PLTR	B	1.27%
CRBG	C	1.13%
TPG	C	1.13%
CR	C	1.0%
RKT	B	0.88%
VLTO	A	0.76%
NET	D	0.75%
RBLX	F	0.68%
VERX	B	0.65%
DTM	B	0.62%
PCVX	B	0.6%
NSIT	B	0.59%
EDR	A	0.57%
BLDR	D	0.55%
JXN	C	0.53%
NRG	B	0.51%
BSY	D	0.5%
RDDT	B	0.45%
FNF	D	0.41%
PECO	D	0.4%
KNF	C	0.37%
RIVN	C	0.36%
CHK	D	0.36%
CRDO	B	0.29%
ACT	D	0.29%
LEGN	F	0.26%
AMK	C	0.24%
SQSP	A	0.19%
ACLX	C	0.18%
BBIO	C	0.16%
NUVL	B	0.16%
ATKR	F	0.16%
COOP	B	0.16%
ASO	F	0.12%
PRCT	B	0.11%
SGBX	F	0.11%
IMVT	D	0.11%
HAYW	D	0.09%
ACVA	C	0.09%
RXO	D	0.07%
JBI	D	0.06%
KYMR	D	0.06%
KROS	C	0.05%

FPX Underweight 186 Positions Relative to FNY

Symbol	Grade	Weight
ANF	B	-1.15%
CVNA	C	-0.96%
NTRA	B	-0.95%
SFM	B	-0.92%
TDW	D	-0.9%
FRPT	B	-0.87%
TXRH	B	-0.85%
WING	B	-0.84%
EME	B	-0.84%
AVAV	B	-0.83%
DVA	B	-0.8%
ITGR	C	-0.79%
RL	B	-0.78%
MEDP	C	-0.78%
WFRD	D	-0.78%
MOD	D	-0.77%
APG	B	-0.75%
FIX	C	-0.75%
LNW	C	-0.74%
WWD	B	-0.74%
WSM	B	-0.73%
BFAM	D	-0.73%
AWI	D	-0.72%
TOL	C	-0.72%
ELF	B	-0.72%
ALSN	D	-0.71%
BLD	B	-0.71%
H	C	-0.71%
IBKR	B	-0.7%
CVLT	B	-0.7%
ATI	C	-0.7%
BCO	B	-0.69%
TTEK	B	-0.69%
BPMC	B	-0.68%
XPO	D	-0.68%
CLH	A	-0.67%
MUSA	B	-0.66%
CW	C	-0.66%
EXP	D	-0.65%
ARMK	B	-0.65%
NCLH	D	-0.65%
MOG.A	C	-0.64%
EEFT	C	-0.63%
IBP	C	-0.63%
CELH	F	-0.62%
FSS	C	-0.62%
POST	D	-0.61%
LYFT	D	-0.61%
HRI	F	-0.61%
ENSG	B	-0.6%
WMS	C	-0.59%
ITT	D	-0.58%
APPF	D	-0.58%
MSTR	C	-0.58%
KNSL	F	-0.57%
FND	B	-0.56%
COKE	B	-0.56%
ZWS	D	-0.56%
ONTO	B	-0.56%
PEGA	D	-0.56%
MSA	C	-0.55%
PRI	C	-0.55%
MARA	C	-0.54%
BWXT	D	-0.54%
KAI	C	-0.53%
NEU	D	-0.52%
AAON	C	-0.51%
OLLI	B	-0.5%
CBT	C	-0.5%
AM	B	-0.49%
AXTA	B	-0.49%
TNET	F	-0.49%
SAIA	D	-0.48%
CASY	B	-0.48%
ATR	B	-0.47%
WEX	F	-0.47%
GATX	C	-0.46%
GOLF	B	-0.46%
ACA	B	-0.46%
DCI	D	-0.46%
INGR	D	-0.46%
MORN	D	-0.44%
GNTX	D	-0.44%
AIT	D	-0.44%
RLI	D	-0.44%
AOS	C	-0.43%
AMR	F	-0.43%
PFGC	D	-0.43%
GPK	D	-0.43%
SFBS	D	-0.42%
VRNS	C	-0.42%
WYNN	D	-0.42%
ALLE	D	-0.41%
CRVL	C	-0.41%
CHX	F	-0.41%
MAC	D	-0.4%
TPX	D	-0.4%
RHP	D	-0.4%
CFR	D	-0.4%
HALO	B	-0.39%
W	F	-0.39%
NCNO	C	-0.38%
TREX	C	-0.38%
CRL	F	-0.37%
KTB	B	-0.37%
BMI	B	-0.36%
SSD	D	-0.36%
HCC	C	-0.35%
AAL	F	-0.35%
ESTC	B	-0.35%
GWRE	B	-0.35%
EVH	F	-0.34%
CHDN	B	-0.34%
PGNY	F	-0.34%
INSM	A	-0.34%
LOPE	C	-0.32%
VRRM	C	-0.32%
LAMR	C	-0.31%
ITCI	D	-0.31%
TW	D	-0.31%
FCN	D	-0.31%
SOFI	F	-0.3%
CWST	B	-0.3%
EXLS	D	-0.29%
EXEL	D	-0.29%
BOX	D	-0.29%
STWD	D	-0.29%
SRPT	C	-0.29%
CHH	D	-0.28%
ALKS	C	-0.28%
FELE	D	-0.28%
AXSM	C	-0.28%
HXL	D	-0.28%
CFLT	C	-0.27%
DOCU	D	-0.27%
OPCH	D	-0.27%
WDFC	D	-0.27%
WTS	D	-0.27%
FFIV	D	-0.27%
IRTC	D	-0.26%
COTY	F	-0.26%
CHE	D	-0.26%
CCOI	F	-0.25%
IPAR	F	-0.25%
WSC	F	-0.25%
INSP	D	-0.23%
LNTH	B	-0.2%
RVMD	B	-0.19%
AES	B	-0.18%
PLNT	B	-0.18%
NYT	B	-0.18%
MTSI	B	-0.17%
HLNE	C	-0.17%
ALTR	A	-0.17%
MMSI	B	-0.17%
IRT	A	-0.17%
OTTR	C	-0.16%
HAE	D	-0.16%
HRB	B	-0.16%
RBC	B	-0.16%
EPRT	A	-0.16%
HAS	C	-0.16%
DV	F	-0.16%
JKHY	D	-0.15%
BRX	B	-0.15%
BCPC	B	-0.15%
SPSC	B	-0.15%
WEN	F	-0.14%
APLE	D	-0.14%
MTCH	C	-0.14%
CNS	D	-0.14%
RARE	F	-0.14%
IONS	C	-0.14%
EGP	C	-0.14%
WMG	D	-0.14%
MTN	F	-0.13%
PCTY	F	-0.13%
QLYS	D	-0.13%
TENB	F	-0.13%
SGRY	F	-0.13%
MSM	F	-0.13%
RPD	F	-0.12%
CYTK	D	-0.12%
BL	F	-0.11%
EXAS	F	-0.1%
FIVE	F	-0.1%