FNY vs. OUSM ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$73.76

Average Daily Volume

19,057

Number of Holdings ^*

216

* may have additional holdings in another (foreign) market

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$41.45

Average Daily Volume

64,476

Number of Holdings ^*

105

* may have additional holdings in another (foreign) market

Performance

Period	FNY	OUSM
30 Days	-0.55%	-0.19%
60 Days	-0.16%	1.17%
90 Days	9.31%	6.37%
12 Months	24.88%	20.28%

29 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in OUSM	Overlap
AAON	C	0.68%	0.99%	0.68%
AIT	C	0.44%	1.15%	0.44%
AOS	D	0.44%	1.77%	0.44%
BMI	A	0.36%	1.4%	0.36%
CASY	A	0.48%	1.61%	0.48%
CCOI	F	0.32%	0.7%	0.32%
CHE	D	0.28%	2.0%	0.28%
CHH	C	0.3%	0.68%	0.3%
CNS	D	0.14%	0.4%	0.14%
DCI	A	0.46%	1.51%	0.46%
GNTX	D	0.45%	1.61%	0.45%
GOLF	D	0.44%	0.34%	0.34%
HLNE	B	0.16%	0.84%	0.16%
HRB	C	0.15%	1.33%	0.15%
INGR	C	0.47%	0.99%	0.47%
ITT	B	0.6%	1.85%	0.6%
MSM	F	0.15%	0.74%	0.15%
MUSA	D	0.62%	1.54%	0.62%
NYT	B	0.16%	1.64%	0.16%
OTTR	B	0.16%	0.14%	0.14%
PRI	D	0.54%	1.71%	0.54%
RL	D	0.69%	1.23%	0.69%
RLI	B	0.46%	1.33%	0.46%
SSD	D	0.41%	1.23%	0.41%
TW	A	0.32%	2.13%	0.32%
TXRH	A	0.81%	2.04%	0.81%
WDFC	D	0.28%	0.4%	0.28%
WSM	B	0.71%	3.4%	0.71%
WTS	C	0.3%	0.92%	0.3%

FNY Overweight 187 Positions Relative to OUSM

Symbol	Grade	Weight
WING	A	0.83%
NTRA	A	0.82%
WFRD	B	0.82%
EME	A	0.81%
APP	B	0.8%
DVA	B	0.8%
SWAV	A	0.8%
CVNA	B	0.79%
TDW	B	0.79%
CNM	B	0.79%
SFM	A	0.79%
MEDP	C	0.78%
MOD	B	0.77%
ANF	C	0.76%
APG	D	0.76%
ITGR	D	0.75%
FIX	A	0.75%
BLD	C	0.74%
EXP	C	0.74%
IBP	C	0.74%
H	D	0.74%
PSN	D	0.74%
BFAM	C	0.73%
ESAB	B	0.73%
AWI	D	0.73%
ATI	B	0.73%
TOST	C	0.73%
TOL	B	0.73%
ALSN	D	0.72%
AZEK	D	0.72%
FRPT	C	0.72%
LNW	D	0.7%
XPO	D	0.69%
CELH	D	0.69%
HRI	D	0.68%
WWD	A	0.68%
AVAV	B	0.67%
HOOD	C	0.66%
TTEK	A	0.66%
IBKR	A	0.66%
LYFT	D	0.65%
BPMC	B	0.64%
CW	B	0.64%
MOG.A	A	0.64%
CLH	A	0.64%
ELF	D	0.64%
CVLT	A	0.64%
POST	B	0.63%
OWL	B	0.63%
ARMK	B	0.61%
ENSG	D	0.61%
NCLH	F	0.61%
PEGA	D	0.6%
BRBR	D	0.6%
BCO	B	0.6%
MSA	D	0.6%
FSS	B	0.6%
EEFT	C	0.6%
APPF	B	0.59%
IOT	B	0.59%
BWXT	C	0.59%
ZWS	C	0.59%
KD	D	0.58%
WMS	C	0.58%
VNT	D	0.57%
KNSL	F	0.57%
INFA	D	0.56%
WEX	D	0.56%
AFRM	C	0.55%
MKSI	C	0.55%
FND	D	0.54%
NEU	D	0.53%
BRKR	D	0.53%
KAI	D	0.51%
GKOS	B	0.5%
ONTO	A	0.49%
TNET	F	0.49%
CBT	B	0.48%
ATR	A	0.48%
DUOL	A	0.48%
HQY	D	0.47%
COKE	B	0.47%
AXTA	A	0.47%
AMR	D	0.46%
AM	A	0.46%
CFR	D	0.45%
RYAN	D	0.45%
MARA	C	0.45%
CRVL	C	0.44%
PFGC	D	0.44%
VRNS	D	0.44%
CHX	D	0.44%
GATX	D	0.44%
PR	B	0.44%
MORN	D	0.44%
GPK	D	0.43%
TREX	D	0.43%
ALLE	D	0.43%
SAIA	F	0.43%
WYNN	D	0.43%
OLLI	C	0.43%
SFBS	C	0.43%
RHP	D	0.43%
TPX	D	0.42%
AAL	C	0.42%
ACA	C	0.42%
CRL	D	0.41%
PCOR	D	0.4%
EVH	F	0.4%
PGNY	F	0.4%
NCNO	D	0.38%
MSTR	D	0.38%
MAC	D	0.37%
HCC	B	0.36%
INSP	B	0.36%
W	C	0.35%
ESTC	B	0.34%
KTB	B	0.33%
CHDN	B	0.33%
ITCI	B	0.33%
FCN	B	0.32%
SRPT	B	0.32%
LOPE	C	0.31%
DOCU	B	0.31%
IRTC	D	0.31%
HALO	C	0.31%
LAMR	B	0.31%
BOX	F	0.3%
AXSM	C	0.3%
STWD	C	0.3%
COTY	D	0.3%
SOFI	F	0.3%
VRRM	A	0.3%
GWRE	C	0.3%
HXL	C	0.29%
CWST	C	0.29%
FELE	D	0.29%
EXLS	D	0.29%
GTLB	D	0.29%
S	D	0.29%
EXEL	F	0.29%
CFLT	D	0.29%
FOUR	F	0.28%
FFIV	F	0.28%
ALKS	F	0.28%
OPCH	D	0.28%
DV	F	0.27%
PATH	F	0.27%
IPAR	F	0.26%
APLS	F	0.25%
WSC	D	0.25%
RVMD	B	0.19%
WEN	B	0.17%
HAS	B	0.17%
HAE	A	0.17%
LNTH	B	0.17%
IRT	B	0.16%
EPRT	A	0.16%
QLYS	B	0.16%
IONS	D	0.16%
MMSI	B	0.16%
WMG	C	0.16%
AES	B	0.16%
MTSI	B	0.16%
RPD	D	0.15%
RBC	D	0.15%
RARE	D	0.15%
BCPC	C	0.15%
CIVI	B	0.15%
JKHY	D	0.15%
PLNT	D	0.15%
INSM	D	0.15%
ALTR	D	0.15%
BRX	C	0.15%
SPSC	C	0.15%
MTN	D	0.14%
MTCH	F	0.14%
PCTY	D	0.14%
EXAS	D	0.14%
EGP	F	0.14%
BL	D	0.14%
CYTK	D	0.14%
APLE	F	0.14%
TENB	D	0.14%
BRZE	F	0.14%
SGRY	F	0.13%
FIVE	F	0.12%

FNY Underweight 76 Positions Relative to OUSM

Symbol	Grade	Weight
DKS	B	-2.26%
LECO	D	-2.25%
JNPR	D	-2.16%
EHC	A	-2.11%
OC	A	-2.1%
ORI	A	-1.84%
TFX	F	-1.79%
OGN	B	-1.7%
SEIC	D	-1.67%
TPR	D	-1.66%
MKTX	F	-1.59%
TTC	D	-1.58%
LFUS	B	-1.53%
HLI	A	-1.5%
BWA	B	-1.49%
PINC	F	-1.43%
EVR	C	-1.43%
MTG	C	-1.29%
DLB	D	-1.28%
RHI	F	-1.26%
ESNT	C	-1.25%
AVT	B	-1.25%
PDCO	D	-1.22%
WU	D	-1.17%
UFPI	C	-1.14%
WH	D	-1.14%
LSTR	D	-1.09%
RDN	C	-1.08%
MLI	B	-1.08%
VST	A	-1.05%
BC	F	-1.02%
POWI	D	-0.99%
PII	F	-0.85%
EXPO	B	-0.82%
VSH	C	-0.76%
IDCC	C	-0.67%
FLO	B	-0.66%
TGNA	D	-0.65%
APAM	D	-0.62%
FHI	F	-0.6%
SHOO	D	-0.54%
COLM	B	-0.53%
LANC	D	-0.49%
CRI	D	-0.49%
NI	A	-0.47%
BRC	B	-0.45%
WTRG	B	-0.39%
PNW	B	-0.34%
CALM	D	-0.32%
JJSF	F	-0.27%
OGE	A	-0.27%
LZB	D	-0.26%
EIG	D	-0.25%
KFRC	F	-0.2%
SNDR	D	-0.2%
REYN	D	-0.2%
AMSF	D	-0.19%
IDA	B	-0.19%
NFG	A	-0.19%
NJR	B	-0.17%
POR	B	-0.17%
UVV	B	-0.16%
RGR	C	-0.15%
OGS	B	-0.14%
BKH	B	-0.14%
SR	B	-0.13%
WMK	B	-0.13%
ALE	B	-0.13%
NWE	B	-0.12%
AVA	B	-0.11%
MGEE	B	-0.11%
AWR	C	-0.1%
DHIL	C	-0.09%
EBF	C	-0.08%
CPK	B	-0.07%
NWN	B	-0.05%