FCTR vs. XRLV ETF Comparison

Comparison of First Trust Lunt U.S. Factor Rotation ETF (FCTR) to PowerShares S&P 500 ex-Rate Sensitive Low Volatility Portfolio (XRLV)

FCTR

First Trust Lunt U.S. Factor Rotation ETF

FCTR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Lunt Capital Large Cap Factor Rotation Index (the "index"). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide exposure to U.S. large cap equities grouped into four separate factors, with factors emphasized within the index as they come into favor in the U.S. marketplace. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$34.73

Average Daily Volume

7,859

Number of Holdings ^*

165

* may have additional holdings in another (foreign) market

XRLV

PowerShares S&P 500 ex-Rate Sensitive Low Volatility Portfolio

XRLV Description

The investment seeks investment results that generally correspond (before fees and expenses) to the price and yield of the S&P 500 Low Volatility Rate Response Index (the "underlying index"). The fund generally will invest at least 90% of its total assets in common stocks that comprise the underlying index. The underlying index is designed to include stocks exhibiting low volatility characteristics, after removing stocks that historically have performed poorly in rising interest rate environments. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$56.06

Average Daily Volume

788

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

Performance

Period	FCTR	XRLV
30 Days	7.61%	2.19%
60 Days	11.72%	4.23%
90 Days	16.63%	6.00%
12 Months	35.54%	23.15%

54 Overlapping Holdings

Symbol	Grade	Weight in FCTR	Weight in XRLV	Overlap
ADP	A	1.13%	1.04%	1.04%
AFL	B	0.41%	0.95%	0.41%
AME	A	0.23%	1.11%	0.23%
ATO	A	0.27%	1.12%	0.27%
AVB	B	0.43%	0.92%	0.43%
BDX	F	0.41%	0.8%	0.41%
BR	A	1.39%	0.94%	0.94%
BRK.A	B	0.24%	1.43%	0.24%
BRO	B	0.97%	0.97%	0.97%
CB	C	0.24%	1.04%	0.24%
CHD	A	0.22%	0.99%	0.22%
CL	D	0.98%	1.03%	0.98%
CMS	C	0.46%	0.91%	0.46%
CSCO	B	0.25%	1.11%	0.25%
CTAS	B	1.08%	1.0%	1.0%
DRI	B	0.5%	0.98%	0.5%
DUK	C	0.49%	0.96%	0.49%
ED	C	0.42%	0.87%	0.42%
ETR	B	0.5%	1.11%	0.5%
FE	C	0.49%	0.87%	0.49%
FI	A	0.91%	1.3%	0.91%
GIS	D	0.36%	0.78%	0.36%
HON	C	0.25%	1.18%	0.25%
ITW	B	0.86%	1.13%	0.86%
KDP	F	0.44%	0.81%	0.44%
KMB	C	0.38%	0.88%	0.38%
KO	D	0.52%	1.12%	0.52%
LMT	D	0.48%	0.9%	0.48%
LNT	A	0.48%	0.94%	0.48%
MA	B	1.41%	1.19%	1.19%
MCD	D	0.66%	1.06%	0.66%
MDLZ	F	0.2%	0.87%	0.2%
MDT	D	0.41%	0.91%	0.41%
MMC	B	0.55%	1.14%	0.55%
MSI	B	1.75%	1.13%	1.13%
NI	A	0.54%	0.97%	0.54%
OKE	A	0.35%	1.16%	0.35%
PAYX	B	1.49%	0.98%	0.98%
PEP	F	0.2%	0.89%	0.2%
PG	C	0.51%	1.13%	0.51%
PPG	F	0.41%	0.87%	0.41%
PPL	A	0.5%	1.0%	0.5%
ROP	B	0.43%	1.06%	0.43%
RSG	A	0.24%	1.21%	0.24%
SO	C	0.44%	0.93%	0.44%
SRE	A	0.49%	1.03%	0.49%
SYY	D	0.81%	0.84%	0.81%
TJX	A	0.6%	1.13%	0.6%
V	A	1.36%	1.34%	1.34%
VRSK	A	0.94%	0.9%	0.9%
VRSN	C	0.88%	0.93%	0.88%
WEC	A	0.47%	0.93%	0.47%
WM	B	0.23%	0.98%	0.23%
YUM	D	0.96%	0.99%	0.96%

FCTR Overweight 111 Positions Relative to XRLV

Symbol	Grade	Weight
APP	B	3.4%
PLTR	B	2.35%
VST	A	1.72%
MSTR	B	1.55%
FICO	B	1.54%
AXON	A	1.42%
SYK	B	1.37%
ANET	C	1.29%
TDG	D	1.04%
APO	B	1.04%
ARES	A	1.03%
LDOS	C	0.99%
ROL	B	0.93%
FDS	B	0.92%
ISRG	A	0.91%
THC	D	0.88%
ACGL	C	0.84%
HOOD	B	0.84%
TT	A	0.82%
LLY	F	0.79%
ICE	C	0.78%
NVDA	B	0.78%
EME	A	0.77%
HWM	A	0.76%
TPL	A	0.73%
MANH	D	0.73%
TRGP	A	0.7%
KKR	A	0.68%
CRWD	B	0.66%
AAPL	C	0.65%
PH	A	0.63%
TTD	B	0.62%
VICI	C	0.61%
IRM	C	0.6%
RCL	A	0.57%
HUBS	A	0.56%
NET	B	0.55%
ZS	B	0.55%
SBAC	D	0.54%
TOL	B	0.53%
CDNS	B	0.53%
FAST	B	0.53%
RBLX	C	0.52%
NOW	A	0.52%
PANW	B	0.51%
DDOG	A	0.51%
ORCL	A	0.51%
PGR	A	0.5%
TTWO	A	0.5%
LNG	A	0.5%
MSCI	C	0.5%
SNOW	B	0.49%
ROST	D	0.48%
DASH	B	0.48%
ALNY	D	0.47%
AVGO	D	0.47%
BSX	A	0.47%
META	D	0.47%
SPGI	C	0.47%
DPZ	C	0.46%
SNPS	B	0.45%
ORLY	B	0.45%
AEE	A	0.45%
NOC	D	0.44%
NFLX	A	0.44%
ERIE	D	0.44%
URI	C	0.43%
EIX	B	0.42%
ADSK	A	0.42%
PHM	D	0.42%
O	C	0.41%
MDB	B	0.41%
GLPI	C	0.41%
BSY	F	0.4%
EQR	C	0.4%
MCO	B	0.4%
DTE	C	0.4%
INTU	B	0.4%
VRTX	D	0.4%
ADBE	C	0.39%
LW	C	0.39%
AEP	C	0.39%
EXC	C	0.39%
DXCM	C	0.39%
CARR	C	0.38%
LII	A	0.37%
AWK	C	0.37%
MSFT	D	0.37%
MPWR	F	0.36%
NVR	D	0.36%
PWR	A	0.36%
CSL	C	0.35%
BX	A	0.35%
HCA	F	0.35%
DHI	F	0.34%
RIVN	F	0.34%
KLAC	F	0.34%
COST	A	0.34%
AMT	C	0.33%
PSA	C	0.33%
IDXX	F	0.32%
BKNG	A	0.3%
ETN	A	0.3%
FCNCA	A	0.3%
GWW	B	0.29%
CPAY	A	0.26%
CMG	B	0.22%
MNST	C	0.2%
PCAR	B	0.2%
HSY	F	0.19%
LECO	C	0.18%

FCTR Underweight 46 Positions Relative to XRLV

Symbol	Grade	Weight
TMUS	B	-1.45%
KMI	A	-1.28%
AMP	A	-1.26%
L	A	-1.24%
WMB	A	-1.22%
WMT	A	-1.19%
BK	A	-1.16%
JPM	A	-1.12%
PM	B	-1.08%
IEX	C	-1.07%
CME	B	-1.06%
MET	A	-1.05%
PRU	A	-1.04%
LIN	C	-1.04%
PKG	A	-1.04%
HIG	B	-1.03%
HLT	A	-1.02%
JNJ	C	-1.01%
PEG	A	-0.99%
WELL	A	-0.99%
PFG	D	-0.99%
COR	B	-0.98%
MO	A	-0.97%
EA	A	-0.97%
CSX	C	-0.96%
AIG	B	-0.96%
AJG	A	-0.95%
UNP	C	-0.94%
GD	D	-0.93%
ABT	B	-0.92%
DGX	A	-0.92%
AVY	F	-0.92%
LH	B	-0.91%
EVRG	A	-0.9%
OMC	C	-0.89%
MCK	A	-0.88%
ECL	D	-0.88%
STZ	D	-0.87%
JKHY	D	-0.86%
HOLX	D	-0.85%
CBOE	C	-0.83%
ABBV	F	-0.76%
LYB	F	-0.76%
DOW	F	-0.71%
REGN	F	-0.66%
ELV	F	-0.64%