SMCP vs. SBB ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to ProShares Short SmallCap600 (SBB)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$29.62

Average Daily Volume

1,658

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SBB

ProShares Short SmallCap600

SBB Description

The investment seeks daily investment results that correspond to the inverse (-1x) of the daily performance of the S&P SmallCap 600®. The fund invests in derivatives that ProShare Advisors believes, in combination, should have similar daily return characteristics as the inverse (-1x) of the daily return of the index. The index is a measure of small-cap company U.S. stock market performance. It is a float-adjusted, market capitalization-weighted index of 600 U.S. operating companies selected through a process that factors in criteria such as liquidity, price, market capitalization, financial viability and public float. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$16.61

Average Daily Volume

5,034

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	SBB
30 Days	-6.17%	5.72%
60 Days	-2.41%	3.84%
90 Days	1.88%	0.50%
12 Months	23.32%	-7.42%

18 Overlapping Holdings

Symbol	Grade	Weight in SMCP	Weight in SBB	Overlap
ABCB	A	0.87%	0.36%	0.36%
ABM	B	0.97%	0.34%	0.34%
AEIS	D	0.82%	0.36%	0.36%
AEL	A	0.98%	0.33%	0.33%
AIT	C	1.04%	0.33%	0.33%
AMN	D	0.74%	0.4%	0.4%
GBCI	D	0.9%	0.49%	0.49%
ITGR	B	1.16%	0.37%	0.37%
ITRI	A	1.19%	0.39%	0.39%
KFY	D	1.04%	0.3%	0.3%
KWR	D	0.87%	0.28%	0.28%
LXP	D	0.86%	0.34%	0.34%
MTH	B	0.86%	0.3%	0.3%
NEOG	D	0.58%	0.47%	0.47%
NMIH	A	1.01%	0.29%	0.29%
PLXS	A	0.86%	0.29%	0.29%
SHOO	C	0.93%	0.42%	0.42%
UFPI	D	0.88%	0.38%	0.38%

SMCP Overweight 81 Positions Relative to SBB

Symbol	Grade	Weight
SMCI	C	2.48%
MOD	B	1.42%
SFM	A	1.34%
JXN	A	1.29%
PBF	B	1.26%
PR	B	1.24%
PSN	C	1.22%
LBRT	A	1.2%
HQY	C	1.2%
COOP	A	1.18%
CNX	A	1.18%
AVAV	A	1.17%
ARCB	F	1.14%
STNG	A	1.13%
HP	B	1.12%
STRL	C	1.09%
CHRD	A	1.08%
HCC	A	1.08%
CMC	C	1.08%
GMS	C	1.08%
ZWS	C	1.07%
GATX	C	1.06%
AEO	B	1.05%
TEX	D	1.04%
PTEN	F	1.03%
ASGN	C	1.02%
CVCO	C	1.02%
VRRM	A	1.02%
CALM	D	1.02%
REZI	D	1.01%
BCC	D	1.01%
SIGI	D	1.01%
TMHC	C	1.01%
ESNT	D	1.0%
KBH	C	0.99%
FFIN	C	0.99%
SKY	D	0.99%
TPH	A	0.98%
HLNE	B	0.97%
BTU	D	0.97%
NWE	A	0.97%
OTTR	B	0.97%
ARCH	D	0.96%
HAE	A	0.96%
LRN	A	0.96%
ALE	A	0.96%
ASB	A	0.96%
MATX	C	0.96%
AMR	D	0.96%
APAM	D	0.95%
ABG	D	0.95%
MMSI	C	0.95%
AX	D	0.93%
PAGS	C	0.93%
CNO	B	0.93%
EVTC	D	0.92%
HWC	A	0.92%
CADE	B	0.92%
SSB	D	0.92%
APLE	D	0.91%
PECO	D	0.9%
TCBI	D	0.9%
IDCC	C	0.89%
TGNA	F	0.89%
ASO	D	0.86%
UCBI	D	0.86%
CCS	D	0.86%
FTDR	D	0.86%
VSH	C	0.86%
HUBG	D	0.85%
ALKS	D	0.85%
STNE	D	0.83%
WD	D	0.82%
CEIX	D	0.82%
CATY	F	0.81%
HELE	F	0.81%
MHO	D	0.8%
ZD	F	0.74%
ACLS	D	0.73%
VLY	F	0.71%
CORT	D	0.67%

SMCP Underweight 74 Positions Relative to SBB

Symbol	Grade	Weight
DAR	F	-0.61%
BLD	C	-0.48%
JBT	F	-0.47%
EXPO	A	-0.47%
VIAV	F	-0.46%
OMCL	F	-0.46%
CBU	D	-0.46%
STRA	A	-0.45%
BCPC	D	-0.44%
NEO	F	-0.43%
SSD	D	-0.43%
AVA	A	-0.42%
SKYW	A	-0.42%
B	D	-0.41%
AWR	D	-0.41%
UNF	D	-0.41%
LAD	F	-0.41%
ONB	B	-0.4%
CNMD	F	-0.4%
CCOI	F	-0.39%
ADC	B	-0.39%
POWI	D	-0.39%
SFNC	D	-0.38%
MOG.A	A	-0.38%
BRC	A	-0.37%
CVBF	F	-0.37%
PRLB	F	-0.37%
WTS	C	-0.36%
JJSF	F	-0.36%
QLYS	D	-0.36%
CROX	C	-0.36%
INDB	D	-0.35%
WING	A	-0.35%
WWW	A	-0.35%
LCII	F	-0.35%
COLB	B	-0.35%
WDFC	D	-0.34%
FOXF	F	-0.34%
SEM	B	-0.33%
ESE	D	-0.33%
IOSP	C	-0.33%
IRDM	B	-0.33%
ARI	D	-0.33%
ROG	C	-0.32%
CWT	A	-0.32%
MEDP	C	-0.32%
MNRO	F	-0.32%
GTLS	D	-0.32%
FUL	C	-0.32%
SAIA	F	-0.32%
NSIT	C	-0.32%
LPSN	F	-0.32%
AIN	F	-0.31%
SANM	C	-0.31%
HI	B	-0.31%
DIOD	B	-0.31%
EBS	F	-0.31%
IVR	C	-0.31%
EXLS	D	-0.31%
FN	C	-0.31%
FELE	C	-0.3%
PMT	B	-0.3%
SPXC	A	-0.3%
ALGT	F	-0.3%
ENSG	C	-0.3%
FFBC	A	-0.3%
ACA	D	-0.29%
AAT	A	-0.29%
DORM	D	-0.29%
XHR	D	-0.29%
PRGS	F	-0.28%
FBP	A	-0.28%
AKR	A	-0.28%
NWN	A	-0.28%