SMCP vs. FNY ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to First Trust Mid Cap Growth AlphaDEX (FNY)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.02

Average Daily Volume

1,688

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$71.81

Average Daily Volume

18,685

Number of Holdings ^*

216

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	FNY
30 Days	-2.36%	-2.81%
60 Days	-1.09%	-2.62%
90 Days	3.12%	5.91%
12 Months	26.05%	22.16%

19 Overlapping Holdings

Symbol	Grade	Weight in SMCP	Weight in FNY	Overlap
AIT	C	1.04%	0.44%	0.44%
ALKS	F	0.85%	0.28%	0.28%
AMR	D	0.96%	0.48%	0.48%
APLE	F	0.91%	0.15%	0.15%
AVAV	A	1.17%	0.62%	0.62%
GATX	D	1.06%	0.46%	0.46%
HAE	A	0.96%	0.16%	0.16%
HCC	B	1.08%	0.35%	0.35%
HLNE	A	0.97%	0.16%	0.16%
HQY	D	1.2%	0.47%	0.47%
ITGR	B	1.16%	0.79%	0.79%
MMSI	A	0.95%	0.15%	0.15%
MOD	A	1.42%	0.72%	0.72%
OTTR	A	0.97%	0.16%	0.16%
PR	B	1.24%	0.46%	0.46%
PSN	D	1.22%	0.75%	0.75%
SFM	A	1.34%	0.81%	0.81%
VRRM	A	1.02%	0.3%	0.3%
ZWS	D	1.07%	0.61%	0.61%

SMCP Overweight 80 Positions Relative to FNY

Symbol	Grade	Weight
SMCI	D	2.48%
JXN	A	1.29%
PBF	B	1.26%
LBRT	B	1.2%
ITRI	A	1.19%
COOP	B	1.18%
CNX	B	1.18%
ARCB	F	1.14%
STNG	A	1.13%
HP	F	1.12%
STRL	D	1.09%
CHRD	B	1.08%
CMC	B	1.08%
GMS	B	1.08%
AEO	B	1.05%
TEX	D	1.04%
KFY	C	1.04%
PTEN	F	1.03%
ASGN	D	1.02%
CVCO	C	1.02%
CALM	C	1.02%
REZI	C	1.01%
NMIH	A	1.01%
BCC	D	1.01%
SIGI	F	1.01%
TMHC	D	1.01%
ESNT	C	1.0%
KBH	C	0.99%
FFIN	C	0.99%
SKY	C	0.99%
TPH	A	0.98%
AEL	A	0.98%
BTU	F	0.97%
NWE	A	0.97%
ABM	A	0.97%
ARCH	D	0.96%
LRN	A	0.96%
ALE	A	0.96%
ASB	A	0.96%
MATX	B	0.96%
APAM	C	0.95%
ABG	F	0.95%
AX	A	0.93%
PAGS	C	0.93%
SHOO	C	0.93%
CNO	A	0.93%
EVTC	F	0.92%
HWC	A	0.92%
CADE	A	0.92%
SSB	D	0.92%
GBCI	B	0.9%
PECO	D	0.9%
TCBI	A	0.9%
IDCC	B	0.89%
TGNA	C	0.89%
UFPI	C	0.88%
ABCB	A	0.87%
KWR	C	0.87%
ASO	D	0.86%
PLXS	A	0.86%
UCBI	B	0.86%
MTH	A	0.86%
LXP	D	0.86%
CCS	C	0.86%
FTDR	B	0.86%
VSH	B	0.86%
HUBG	B	0.85%
STNE	C	0.83%
WD	B	0.82%
AEIS	D	0.82%
CEIX	F	0.82%
CATY	D	0.81%
HELE	D	0.81%
MHO	C	0.8%
AMN	D	0.74%
ZD	D	0.74%
ACLS	F	0.73%
VLY	F	0.71%
CORT	C	0.67%
NEOG	F	0.58%

SMCP Underweight 197 Positions Relative to FNY

Symbol	Grade	Weight
SWAV	A	-0.8%
TXRH	A	-0.79%
WFRD	A	-0.79%
ALSN	D	-0.78%
APP	A	-0.78%
WING	A	-0.77%
NTRA	A	-0.77%
TDW	A	-0.77%
EME	A	-0.76%
XPO	D	-0.76%
ESAB	B	-0.76%
CNM	A	-0.76%
DVA	A	-0.76%
APG	D	-0.75%
FIX	B	-0.74%
MEDP	D	-0.74%
BFAM	D	-0.74%
ANF	B	-0.73%
H	C	-0.73%
AWI	D	-0.73%
EXP	B	-0.72%
FRPT	C	-0.72%
TOST	C	-0.71%
AZEK	C	-0.71%
TOL	B	-0.7%
HRI	D	-0.7%
WSM	A	-0.7%
KNSL	F	-0.7%
LNW	C	-0.7%
NCLH	F	-0.7%
RL	D	-0.69%
IBP	B	-0.69%
LYFT	C	-0.69%
BLD	C	-0.69%
HOOD	B	-0.68%
CELH	C	-0.67%
CVNA	A	-0.65%
ELF	D	-0.65%
IBKR	A	-0.64%
AAON	A	-0.63%
POST	B	-0.63%
ARMK	B	-0.63%
TTEK	A	-0.63%
MUSA	B	-0.63%
MSA	D	-0.62%
MOG.A	A	-0.62%
CLH	A	-0.62%
WEX	D	-0.62%
ATI	A	-0.62%
OWL	B	-0.62%
TNET	F	-0.62%
CW	A	-0.62%
BCO	A	-0.61%
BPMC	A	-0.61%
WWD	A	-0.61%
FSS	B	-0.61%
CVLT	A	-0.6%
ENSG	D	-0.6%
EEFT	C	-0.6%
ITT	D	-0.59%
NEU	D	-0.59%
BRBR	C	-0.59%
WMS	C	-0.58%
KD	D	-0.58%
SAIA	F	-0.57%
BWXT	C	-0.57%
INFA	D	-0.57%
PEGA	D	-0.57%
VNT	D	-0.56%
AFRM	D	-0.55%
PRI	C	-0.55%
KAI	D	-0.55%
APPF	B	-0.55%
IOT	B	-0.53%
BRKR	F	-0.53%
FND	C	-0.53%
MKSI	C	-0.52%
GKOS	A	-0.5%
MSTR	D	-0.49%
MARA	D	-0.49%
AM	A	-0.48%
CBT	A	-0.48%
CFR	B	-0.48%
ATR	A	-0.47%
INGR	B	-0.47%
COKE	B	-0.47%
CHX	B	-0.47%
MORN	D	-0.47%
CASY	B	-0.47%
GOLF	D	-0.46%
DCI	B	-0.46%
AOS	D	-0.46%
VRNS	D	-0.45%
GPK	D	-0.45%
ONTO	B	-0.45%
AAL	F	-0.45%
GNTX	D	-0.45%
RLI	D	-0.45%
WYNN	F	-0.45%
RHP	D	-0.44%
SFBS	C	-0.44%
PFGC	D	-0.44%
OLLI	D	-0.44%
RYAN	B	-0.44%
ALLE	D	-0.44%
DUOL	A	-0.44%
CRVL	C	-0.43%
SSD	C	-0.43%
AXTA	A	-0.43%
MAC	D	-0.43%
EVH	F	-0.43%
TREX	C	-0.42%
ACA	C	-0.42%
CRL	D	-0.41%
PCOR	D	-0.41%
TPX	C	-0.41%
PGNY	F	-0.41%
NCNO	D	-0.38%
W	D	-0.38%
BMI	A	-0.36%
ITCI	B	-0.34%
INSP	B	-0.33%
SOFI	F	-0.32%
FCN	A	-0.32%
STWD	C	-0.31%
WTS	C	-0.31%
EXEL	B	-0.31%
TW	B	-0.31%
CHDN	A	-0.31%
IRTC	B	-0.31%
ESTC	B	-0.31%
CCOI	F	-0.31%
EXLS	C	-0.3%
DOCU	A	-0.3%
GWRE	C	-0.3%
CHE	F	-0.3%
COTY	C	-0.3%
LOPE	B	-0.3%
FFIV	F	-0.3%
HALO	C	-0.3%
CWST	D	-0.3%
LAMR	A	-0.3%
KTB	A	-0.3%
FELE	D	-0.3%
BOX	F	-0.3%
CFLT	F	-0.29%
GTLB	D	-0.29%
SRPT	B	-0.29%
OPCH	F	-0.29%
IPAR	F	-0.29%
FOUR	F	-0.29%
CHH	C	-0.29%
S	C	-0.28%
AXSM	D	-0.28%
WDFC	D	-0.28%
PATH	F	-0.27%
DV	D	-0.27%
HXL	D	-0.27%
APLS	F	-0.26%
WSC	F	-0.26%
RVMD	A	-0.18%
WEN	A	-0.17%
IRT	A	-0.16%
HAS	A	-0.16%
NYT	A	-0.16%
MTSI	B	-0.16%
WMG	C	-0.16%
QLYS	D	-0.16%
LNTH	B	-0.16%
RPD	F	-0.15%
SPSC	B	-0.15%
BRX	B	-0.15%
BCPC	C	-0.15%
PCTY	F	-0.15%
AES	A	-0.15%
RARE	D	-0.15%
CYTK	D	-0.15%
IONS	D	-0.15%
PLNT	D	-0.15%
JKHY	D	-0.15%
MSM	F	-0.15%
ALTR	D	-0.15%
CIVI	D	-0.15%
HRB	B	-0.15%
EPRT	A	-0.15%
MTCH	F	-0.14%
INSM	D	-0.14%
BRZE	D	-0.14%
CNS	D	-0.14%
EXAS	F	-0.14%
RBC	C	-0.14%
BL	C	-0.14%
EGP	F	-0.14%
MTN	F	-0.14%
TENB	D	-0.14%
SGRY	F	-0.13%
FIVE	F	-0.13%