QABA vs. SAEF ETF Comparison

Comparison of First Trust NASDAQ ABA Community Bank Index Fund (QABA) to Schwab Ariel ESG ETF (SAEF)

QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$46.14

Average Daily Volume

22,632

Number of Holdings ^*

123

* may have additional holdings in another (foreign) market

SAEF

Schwab Ariel ESG ETF

SAEF Description

Schwab Ariel ESG ETF is an exchange traded fund launched and managed by Charles Schwab Investment Management, Inc. The fund is co-managed by Ariel Investments, LLC. It invests in the public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of diverse market cap companies, within the market capitalization range of the Russell 2500 Index. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It employs fundamental and quantitative analysis with bottom-up stock picking approach to create its portfolio. It employs proprietary research to create its portfolio. Schwab Ariel ESG ETF was formed on November 16, 2021 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$23.35

Average Daily Volume

2,115

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	QABA	SAEF
30 Days	3.47%	-2.62%
60 Days	3.73%	-2.00%
90 Days	0.91%	2.32%
12 Months	32.38%	14.41%

0 Overlapping Holdings

	Symbol	Grade	Weight in QABA	Weight in SAEF	Overlap

QABA Overweight 123 Positions Relative to SAEF

Symbol	Grade	Weight
CBSH	A	4.53%
WTFC	A	3.77%
OZK	B	3.21%
UBSI	D	2.81%
FFIN	C	2.68%
HWC	A	2.5%
UMBF	B	2.43%
TFSL	B	2.23%
IBOC	A	2.22%
ABCB	B	2.07%
UCBI	B	1.91%
BANF	B	1.86%
FIBK	B	1.78%
TCBI	B	1.73%
FULT	A	1.73%
FHB	A	1.72%
WSFS	A	1.65%
CATY	D	1.6%
CVBF	D	1.46%
SFNC	D	1.36%
FFBC	A	1.35%
INDB	C	1.35%
PPBI	D	1.33%
FRME	B	1.27%
SBCF	C	1.25%
TOWN	B	1.24%
TRMK	A	1.15%
WAFD	B	1.12%
HTLF	A	1.12%
MBIN	C	1.12%
NBTB	B	1.07%
TBBK	F	1.03%
WSBC	D	1.02%
LKFN	D	0.98%
CLBK	F	0.97%
IBTX	D	0.97%
CHCO	B	0.96%
BANR	B	0.95%
EFSC	C	0.91%
NWBI	C	0.85%
SYBT	B	0.84%
CASH	B	0.81%
FBNC	F	0.8%
BUSE	B	0.79%
WABC	B	0.79%
HOPE	D	0.77%
SRCE	B	0.77%
STBA	B	0.74%
TCBK	B	0.74%
VBTX	B	0.68%
PFBC	A	0.68%
PEBO	B	0.66%
GABC	D	0.59%
QCRH	C	0.59%
SASR	D	0.59%
RBCAA	B	0.56%
OCFC	C	0.56%
SBSI	D	0.51%
BFC	D	0.5%
CTBI	A	0.48%
FMBH	B	0.47%
FBMS	D	0.47%
BRKL	D	0.47%
AMAL	B	0.47%
DCOM	C	0.46%
CNOB	C	0.45%
PFC	B	0.45%
CFFN	D	0.43%
UVSP	A	0.41%
FCBC	B	0.4%
HFWA	C	0.4%
GSBC	B	0.39%
OSBC	B	0.39%
MBWM	B	0.38%
HBT	B	0.38%
CFB	D	0.38%
CASS	D	0.37%
EGBN	F	0.35%
HBNC	B	0.34%
TRST	B	0.33%
IBCP	B	0.33%
BFST	D	0.33%
CCB	B	0.32%
MSBI	D	0.31%
HTBK	D	0.31%
HAFC	C	0.3%
HONE	B	0.3%
CCBG	D	0.29%
FMNB	D	0.29%
SMBC	D	0.29%
CAC	B	0.29%
WASH	C	0.28%
HTBI	B	0.28%
THFF	B	0.27%
SPFI	B	0.27%
NBN	C	0.26%
AROW	C	0.25%
PGC	D	0.25%
CCNE	D	0.25%
NFBK	D	0.24%
BHRB	C	0.24%
ESQ	C	0.24%
HIFS	C	0.23%
MPB	B	0.22%
SHBI	D	0.22%
KRNY	F	0.22%
MOFG	D	0.21%
FFIC	D	0.21%
RBB	B	0.21%
BWB	B	0.2%
CARE	D	0.18%
NEWT	D	0.17%
FISI	D	0.17%
NRIM	C	0.17%
PFIS	D	0.17%
BMRC	D	0.15%
WSBF	B	0.15%
FRST	F	0.15%
BLFY	D	0.14%
FLIC	F	0.14%
NECB	B	0.14%
OVLY	C	0.13%
CZFS	F	0.12%

QABA Underweight 58 Positions Relative to SAEF

Symbol	Grade	Weight
NCLH	F	-4.09%
LIND	F	-3.83%
OSW	A	-3.6%
BCO	A	-3.15%
KKR	D	-2.84%
NVT	A	-2.38%
ZBRA	A	-2.37%
REZI	D	-2.28%
CRL	D	-2.24%
GS	A	-2.16%
FICO	D	-2.04%
NTRS	C	-2.01%
GNRC	B	-2.0%
MANU	C	-1.97%
PBH	D	-1.97%
GNTX	D	-1.94%
FAF	F	-1.82%
JLL	C	-1.81%
LFUS	C	-1.8%
KN	B	-1.72%
MTB	A	-1.68%
CBRE	D	-1.67%
MAT	F	-1.66%
KEYS	D	-1.63%
SSD	D	-1.61%
ZBH	D	-1.6%
LESL	F	-1.58%
KMT	D	-1.57%
DNB	D	-1.54%
SNA	D	-1.54%
AXTA	A	-1.5%
ST	B	-1.44%
LH	F	-1.43%
IPG	F	-1.43%
AFL	B	-1.38%
ATGE	A	-1.37%
MSI	A	-1.35%
ADTN	F	-1.33%
MIDD	D	-1.29%
MSGS	B	-1.24%
BWA	B	-1.22%
PGR	B	-1.2%
PDCO	F	-1.19%
HCKT	D	-1.18%
MAS	D	-1.17%
KMX	F	-1.11%
SRCL	F	-1.1%
BRC	B	-1.0%
MSGE	A	-0.96%
REYN	D	-0.89%
KFY	D	-0.86%
BIO	D	-0.82%
NVST	F	-0.78%
MHK	D	-0.59%
SJM	F	-0.52%
PARA	C	-0.47%
FTRE	C	-0.22%
PHIN	A	-0.21%