NBCC vs. FYC ETF Comparison

Comparison of Neuberger Berman Next Generation Connected Consumer ETF (NBCC) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

NBCC

Neuberger Berman Next Generation Connected Consumer ETF

NBCC Description

Neuberger Berman Next Generation Connected Consumer ETF is an exchange traded fund launched and managed by Neuberger Berman Investment Advisers LLC. It invests in public equity markets of global region. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of companies across diversified market capitalization. It invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It employs fundamental analysis with bottom-up stock picking approach to create its portfolio. Neuberger Berman Next Generation Connected Consumer ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$22.42

Average Daily Volume

247

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$65.23

Average Daily Volume

13,454

Number of Holdings ^*

244

* may have additional holdings in another (foreign) market

Performance

Period	NBCC	FYC
30 Days	-2.88%	1.07%
60 Days	-3.56%	0.88%
90 Days	-1.16%	6.03%
12 Months	6.48%	19.31%

1 Overlapping Holdings

	Symbol	Grade	Weight in NBCC	Weight in FYC	Overlap
	WRBY	D	3.54%	0.24%	0.24%

NBCC Overweight 23 Positions Relative to FYC

Symbol	Grade	Weight
NKE	F	4.9%
CCL	F	4.38%
ULTA	F	4.02%
SPOT	B	3.84%
KDP	A	3.83%
DLTR	D	3.74%
LVS	D	3.7%
ALL	B	3.67%
MCD	F	3.51%
PM	A	3.51%
TMUS	A	3.36%
GOOG	A	3.02%
WIX	D	2.82%
TJX	C	2.74%
HD	D	2.31%
MTCH	D	2.25%
GE	A	2.04%
WMT	C	2.02%
SMPL	B	1.96%
TOST	D	1.78%
DKNG	D	1.44%
CMG	A	1.06%
SNAP	B	1.02%

NBCC Underweight 243 Positions Relative to FYC

Symbol	Grade	Weight
ALPN	A	-1.07%
OSCR	A	-0.77%
IESC	B	-0.73%
SMTC	A	-0.71%
SKYW	A	-0.71%
BKD	A	-0.69%
POWL	B	-0.69%
PRCT	A	-0.69%
RXST	A	-0.68%
USLM	A	-0.68%
SHAK	A	-0.67%
AROC	B	-0.67%
ITRI	A	-0.67%
ADMA	A	-0.66%
DY	A	-0.66%
FWRG	A	-0.66%
RDNT	A	-0.66%
CMPR	D	-0.66%
SGBX	D	-0.64%
TRIP	D	-0.64%
GVA	A	-0.64%
GBX	B	-0.64%
PI	A	-0.64%
PK	D	-0.63%
PLMR	B	-0.63%
TNC	D	-0.63%
STRL	D	-0.63%
KRUS	B	-0.63%
MYRG	F	-0.63%
ROAD	D	-0.62%
AZZ	C	-0.62%
SPNT	C	-0.62%
COLL	C	-0.62%
ANIP	C	-0.62%
HEES	F	-0.61%
SKWD	B	-0.61%
GFF	C	-0.61%
ZETA	A	-0.61%
TNL	D	-0.61%
GRBK	C	-0.61%
DSGR	B	-0.61%
MBIN	C	-0.6%
CBZ	D	-0.6%
CAL	D	-0.6%
AGIO	A	-0.59%
VCEL	C	-0.59%
SPR	D	-0.59%
GIC	F	-0.58%
LPG	B	-0.58%
UFPT	A	-0.58%
ARDX	C	-0.58%
KYMR	D	-0.57%
LRN	A	-0.57%
TGLS	B	-0.57%
LMND	B	-0.57%
PLAY	D	-0.56%
INSW	A	-0.55%
DFH	D	-0.55%
HWKN	A	-0.54%
EPAC	A	-0.54%
CSWI	A	-0.54%
GPOR	C	-0.54%
LAUR	A	-0.54%
HLX	B	-0.54%
QTWO	A	-0.53%
MRUS	C	-0.53%
HIMS	D	-0.53%
AMRX	A	-0.52%
FOR	D	-0.52%
ALKT	A	-0.52%
JBI	D	-0.52%
AGM	A	-0.51%
MIR	C	-0.51%
TRN	A	-0.51%
CNK	D	-0.51%
IDCC	C	-0.5%
OUT	D	-0.5%
OSIS	C	-0.5%
AMK	D	-0.5%
ICFI	C	-0.5%
JWN	B	-0.5%
GERN	B	-0.49%
AMWD	D	-0.49%
TWST	B	-0.49%
BASE	D	-0.49%
SLG	B	-0.49%
CDRE	D	-0.49%
SMMT	C	-0.49%
BRP	D	-0.48%
SMG	C	-0.48%
VERX	D	-0.48%
DBRG	F	-0.47%
RYTM	C	-0.47%
ALG	D	-0.46%
CLDX	C	-0.46%
PTGX	D	-0.46%
MGNI	D	-0.45%
CLSK	C	-0.45%
CRS	A	-0.45%
BOWL	D	-0.45%
PTCT	B	-0.43%
NSSC	B	-0.42%
ENV	B	-0.42%
WNC	F	-0.42%
WHD	B	-0.41%
CEIX	F	-0.41%
GBDC	A	-0.41%
TNDM	A	-0.4%
ACIW	A	-0.39%
LMAT	A	-0.39%
NHI	A	-0.39%
PLAB	C	-0.39%
PJT	C	-0.39%
KTOS	B	-0.39%
VECO	B	-0.39%
HURN	F	-0.38%
ATGE	A	-0.38%
SQSP	B	-0.38%
TPG	C	-0.38%
GTX	C	-0.38%
PAR	C	-0.38%
GIII	D	-0.38%
THR	A	-0.38%
DRH	D	-0.37%
ACVA	D	-0.37%
IIPR	A	-0.37%
CPRX	D	-0.37%
DO	D	-0.37%
OSW	A	-0.37%
UNIT	F	-0.37%
SXI	C	-0.37%
DRVN	F	-0.36%
RRR	D	-0.36%
SHO	D	-0.36%
IDYA	D	-0.36%
TGI	D	-0.36%
SCS	D	-0.36%
IOSP	C	-0.36%
CRNX	A	-0.36%
DOCN	D	-0.35%
LKFN	D	-0.35%
TMDX	A	-0.35%
RNG	D	-0.35%
ROCK	D	-0.35%
BEAM	F	-0.35%
ALRM	D	-0.35%
ESRT	D	-0.35%
HRMY	C	-0.34%
TGTX	C	-0.34%
SWI	B	-0.34%
HCP	B	-0.32%
SATS	B	-0.3%
UEC	B	-0.28%
JOE	B	-0.27%
AKR	B	-0.27%
YELP	C	-0.27%
XMTR	F	-0.27%
WABC	B	-0.26%
PEB	F	-0.26%
KNTK	B	-0.26%
CHCO	B	-0.26%
CARG	C	-0.26%
FORM	A	-0.26%
TDS	D	-0.26%
BRC	B	-0.26%
BANF	B	-0.26%
UDMY	F	-0.25%
PMT	A	-0.25%
RAMP	D	-0.25%
SBRA	B	-0.25%
FTDR	B	-0.25%
EVTC	F	-0.25%
ALX	C	-0.25%
NEO	D	-0.25%
SKT	D	-0.25%
HASI	C	-0.24%
MTRN	F	-0.24%
RES	F	-0.24%
BANC	C	-0.24%
MYGN	D	-0.24%
TR	F	-0.24%
SYBT	B	-0.24%
TBBK	F	-0.24%
BROS	F	-0.23%
PHR	D	-0.23%
CRDO	F	-0.23%
SPT	F	-0.23%
MCW	D	-0.23%
GSAT	F	-0.23%
YOU	F	-0.22%
SRRK	C	-0.22%
RKT	C	-0.22%
DCPH	A	-0.21%
ARVN	D	-0.2%
HLIT	F	-0.18%
OPEN	F	-0.18%
JAMF	B	-0.14%
ZUO	B	-0.14%
ESE	B	-0.13%
AWR	C	-0.13%
LADR	A	-0.13%
CXM	D	-0.13%
UMH	C	-0.13%
AIV	B	-0.13%
IVT	B	-0.13%
AGYS	C	-0.13%
CARS	D	-0.13%
MGEE	A	-0.13%
MIRM	D	-0.13%
XPEL	F	-0.13%
CTRE	B	-0.13%
LFST	D	-0.13%
FA	A	-0.13%
ALHC	B	-0.13%
MODN	B	-0.13%
FLNC	B	-0.13%
CTKB	F	-0.12%
DOCS	F	-0.12%
NSA	D	-0.12%
VCYT	D	-0.12%
CORT	D	-0.12%
SITC	C	-0.12%
NTST	C	-0.12%
PZZA	F	-0.12%
PRGS	F	-0.12%
PRO	F	-0.12%
JJSF	F	-0.12%
NABL	D	-0.12%
VGR	F	-0.12%
PRVA	F	-0.12%
CERT	D	-0.12%
UPWK	D	-0.12%
AMPH	F	-0.12%
VC	D	-0.12%
APPN	F	-0.12%
UE	B	-0.12%
RXRX	F	-0.11%
FLYW	F	-0.11%
AGL	F	-0.11%
JACK	F	-0.11%
GSHD	F	-0.11%
DNLI	F	-0.1%
MORF	F	-0.1%