LKOR vs. FTC ETF Comparison

Comparison of FlexShares Credit-Scored US Long Corporate Bond Index Fund (LKOR) to First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC)

LKOR

FlexShares Credit-Scored US Long Corporate Bond Index Fund

LKOR Description

Flexshares Trust - FlexShares Credit-Scored US Long Corporate Bond Index Fund is an exchange traded fund launched by Northern Trust Corporation. It is managed by Northern Trust Investments, Incorporated. The fund invests in fixed income markets of the United States. It invests in US-dollar denominated investment grade bonds of companies rated BBB or higher by S&P or Fitch or Baa3 or higher by Moody's and with maturities greater than or equal to ten years. The fund seeks to track the performance of the Northern Trust Credit-Scored US Long Corporate Bond Index, by employing representative sampling methodology. Flexshares Trust - FlexShares Credit-Scored US Long Corporate Bond Index Fund was formed on September 23, 2015 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$45.64

Average Daily Volume

9,293

Number of Holdings ^*

163

* may have additional holdings in another (foreign) market

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$130.19

Average Daily Volume

28,093

Number of Holdings ^*

184

* may have additional holdings in another (foreign) market

Performance

Period	LKOR	FTC
30 Days	1.94%	4.21%
60 Days	6.25%	7.13%
90 Days	8.44%	7.01%
12 Months	19.58%	34.68%

38 Overlapping Holdings

Symbol	Grade	Weight in LKOR	Weight in FTC	Overlap
AAPL	C	0.17%	0.36%	0.17%
AMGN	D	0.23%	0.74%	0.23%
AMZN	C	0.18%	0.67%	0.18%
AON	B	0.13%	0.2%	0.13%
AVGO	C	0.2%	0.7%	0.2%
BA	F	0.37%	0.14%	0.14%
CHD	C	0.11%	0.34%	0.11%
EA	D	0.09%	0.35%	0.09%
GOOGL	D	0.12%	0.76%	0.12%
GWW	B	0.24%	0.39%	0.24%
HD	B	0.19%	0.19%	0.19%
HON	C	0.25%	0.33%	0.25%
IBM	B	0.23%	0.43%	0.23%
JPM	D	0.09%	0.89%	0.09%
KLAC	D	0.2%	0.62%	0.2%
KO	B	0.19%	0.39%	0.19%
MA	B	0.22%	0.19%	0.19%
MAS	B	0.11%	0.21%	0.11%
MCO	C	0.12%	0.58%	0.12%
MLM	D	0.11%	0.34%	0.11%
MMC	C	0.24%	0.54%	0.24%
MMM	B	0.26%	0.91%	0.26%
MO	C	0.2%	0.39%	0.2%
MSFT	C	0.1%	0.49%	0.1%
NVDA	C	0.21%	0.8%	0.21%
ORCL	B	0.25%	0.81%	0.25%
OTIS	B	0.1%	0.5%	0.1%
PM	C	0.7%	0.61%	0.61%
RPM	B	0.1%	0.19%	0.1%
SHW	B	0.21%	0.21%	0.21%
SO	B	0.11%	0.4%	0.11%
SPGI	C	0.16%	0.2%	0.16%
STZ	C	0.19%	0.16%	0.16%
TT	B	0.12%	0.98%	0.12%
TXN	B	0.23%	0.17%	0.17%
V	C	0.4%	0.19%	0.19%
VRSK	D	0.1%	0.34%	0.1%
WELL	C	0.12%	0.43%	0.12%

LKOR Overweight 125 Positions Relative to FTC

Symbol	Grade	Weight
SCCO	C	0.64%
ACGL	B	0.55%
DUK	B	0.5%
HSBC	B	0.48%
LNT	A	0.4%
FITB	B	0.39%
KOF	D	0.37%
INTC	D	0.37%
HPE	C	0.37%
NI	B	0.37%
CVS	D	0.36%
GILD	B	0.35%
ABBV	B	0.33%
DOW	C	0.32%
CAH	C	0.31%
CP	C	0.29%
NNN	B	0.29%
ED	B	0.29%
AEP	C	0.28%
RF	B	0.28%
TEL	D	0.28%
AMT	C	0.27%
KMB	C	0.26%
JEF	C	0.26%
NOC	B	0.26%
CHTR	D	0.26%
LOW	B	0.25%
WFC	D	0.25%
CAG	B	0.24%
AEE	B	0.24%
NEM	C	0.24%
WEC	B	0.24%
CMS	B	0.24%
BHP	C	0.24%
CMCSA	C	0.24%
HCA	B	0.24%
DOV	B	0.24%
KDP	B	0.24%
HPQ	C	0.24%
MKL	C	0.24%
OKE	C	0.24%
LMT	A	0.24%
FOXA	B	0.24%
LH	D	0.23%
LYB	D	0.23%
PGR	C	0.23%
MCK	F	0.23%
AIG	D	0.23%
WRB	D	0.23%
ATO	B	0.23%
BDX	D	0.23%
SBUX	C	0.23%
CSCO	B	0.23%
BAC	D	0.23%
D	C	0.23%
EXC	B	0.22%
MRO	D	0.22%
VMI	C	0.22%
EL	D	0.21%
SRE	B	0.21%
GS	B	0.21%
EIX	B	0.21%
C	C	0.21%
EG	B	0.2%
HIG	B	0.2%
PAA	D	0.2%
NDAQ	C	0.19%
ZTS	B	0.19%
CCI	C	0.19%
KMI	C	0.19%
LEA	D	0.18%
EBAY	B	0.18%
CPB	C	0.18%
AIZ	B	0.18%
ARE	C	0.18%
EPD	C	0.18%
VZ	A	0.18%
REGN	D	0.17%
UNP	D	0.16%
UNH	C	0.16%
HAL	F	0.14%
MS	B	0.14%
MET	B	0.14%
JCI	B	0.13%
APTV	D	0.13%
EFX	C	0.13%
HAS	B	0.13%
GM	C	0.13%
XOM	D	0.12%
IFF	A	0.12%
VTR	C	0.12%
EMR	D	0.12%
IPG	C	0.12%
AFL	A	0.12%
NSC	C	0.12%
JNJ	C	0.12%
CSX	C	0.12%
MCD	B	0.12%
PRU	C	0.11%
BWA	C	0.11%
DG	F	0.11%
REG	C	0.11%
RJF	C	0.11%
OC	C	0.11%
FMC	B	0.11%
BABA	B	0.11%
KIM	C	0.1%
SJM	C	0.1%
DHR	B	0.1%
WBA	F	0.1%
ELV	D	0.1%
BHF	F	0.1%
WTW	B	0.1%
GLW	B	0.1%
MDLZ	C	0.09%
BIIB	F	0.09%
RPRX	C	0.09%
PCG	C	0.09%
T	B	0.09%
HUM	F	0.07%
ITW	B	0.06%
SIGI	D	0.06%
LHX	C	0.05%
FTV	C	0.05%
ALL	C	0.04%

LKOR Underweight 146 Positions Relative to FTC

Symbol	Grade	Weight
IRM	C	-1.13%
KKR	B	-1.07%
HWM	B	-1.06%
ERIE	B	-1.03%
BK	B	-1.03%
GE	C	-1.0%
HEI	C	-1.0%
LII	C	-0.98%
FCNCA	D	-0.98%
GDDY	C	-0.96%
WAB	B	-0.95%
META	B	-0.93%
PWR	B	-0.93%
RCL	B	-0.92%
VST	B	-0.92%
TJX	C	-0.92%
GRMN	D	-0.91%
COST	C	-0.91%
ANET	C	-0.9%
FICO	B	-0.89%
VRT	C	-0.88%
HLT	B	-0.88%
BKNG	B	-0.88%
LLY	D	-0.87%
CEG	C	-0.87%
BAH	B	-0.87%
APO	B	-0.86%
DECK	C	-0.85%
STX	B	-0.85%
URI	B	-0.83%
BRO	C	-0.8%
NTAP	D	-0.8%
MSI	B	-0.79%
CMG	D	-0.79%
AJG	D	-0.78%
TDG	B	-0.75%
NTRS	C	-0.75%
ISRG	C	-0.75%
CL	C	-0.74%
CAT	B	-0.74%
BSX	B	-0.74%
ECL	B	-0.73%
PLTR	C	-0.73%
CSL	B	-0.73%
IR	B	-0.72%
ROST	C	-0.72%
NFLX	B	-0.71%
RSG	D	-0.71%
ETN	C	-0.7%
NTNX	D	-0.7%
UBER	C	-0.7%
VRTX	D	-0.7%
MAR	B	-0.69%
DAL	C	-0.69%
PANW	D	-0.68%
CCL	C	-0.68%
PSTG	F	-0.67%
LPLA	D	-0.66%
PHM	B	-0.65%
APH	C	-0.65%
CRWD	D	-0.61%
PH	B	-0.61%
ARES	B	-0.58%
CTAS	C	-0.58%
TYL	C	-0.58%
TMUS	B	-0.57%
NOW	C	-0.57%
LYV	A	-0.56%
EXPE	C	-0.56%
AMAT	D	-0.55%
DPZ	D	-0.55%
MANH	B	-0.55%
BR	C	-0.54%
WMB	C	-0.54%
FSLR	C	-0.54%
ORLY	B	-0.54%
AZO	B	-0.53%
DLR	B	-0.53%
MPWR	B	-0.53%
WSO	C	-0.53%
ROL	C	-0.52%
XYL	C	-0.5%
RIVN	F	-0.49%
INTU	D	-0.49%
LRCX	D	-0.49%
WM	D	-0.48%
PINS	D	-0.47%
PCAR	D	-0.47%
AXON	B	-0.45%
NXPI	D	-0.44%
DDOG	D	-0.44%
CDNS	D	-0.44%
NVR	B	-0.43%
MGM	D	-0.42%
SNPS	F	-0.42%
PODD	C	-0.41%
ESS	C	-0.4%
ADP	C	-0.4%
PPL	A	-0.4%
AVB	C	-0.39%
HUBB	B	-0.39%
ALNY	C	-0.39%
IT	C	-0.39%
STE	B	-0.38%
TTD	B	-0.38%
PG	C	-0.37%
SYK	C	-0.37%
DKNG	C	-0.35%
INVH	D	-0.35%
MTD	C	-0.35%
ADI	C	-0.34%
ROP	C	-0.34%
CRM	C	-0.34%
AMD	C	-0.32%
ADBE	F	-0.32%
SNAP	D	-0.3%
ZS	F	-0.3%
SMCI	F	-0.27%
OKTA	F	-0.27%
TRU	B	-0.23%
DASH	B	-0.21%
RMD	C	-0.21%
CPAY	B	-0.2%
PAYX	C	-0.19%
DRI	C	-0.18%
PEP	D	-0.18%
LIN	B	-0.18%
AMH	D	-0.18%
ADSK	B	-0.18%
SPG	B	-0.18%
VMC	C	-0.17%
TTWO	D	-0.17%
HST	D	-0.17%
AME	C	-0.17%
MRVL	D	-0.17%
LVS	C	-0.16%
CPRT	D	-0.16%
NET	D	-0.16%
ROK	D	-0.16%
PTC	C	-0.16%
NBIX	F	-0.15%
SLB	F	-0.15%
ENTG	D	-0.14%
HUBS	D	-0.14%
LW	D	-0.13%
EW	F	-0.12%