FYC vs. PPTY ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to PPTY U.S. Diversified Real Estate ETF (PPTY)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$73.50

Average Daily Volume

22,068

Number of Holdings ^*

241

* may have additional holdings in another (foreign) market

PPTY

PPTY U.S. Diversified Real Estate ETF

PPTY Description

The investment seeks to track the performance, before fees and expenses, of the PPTYX - U.S. Diversified Real Estate Index¿ (the "index"). Under normal circumstances, at least 80% of the fund's total assets (exclusive of any collateral held from securities lending) will be invested in the component securities of the index. The index was developed in 2017 by the fund's index provider and an affiliate of the fund's sub-adviser, and uses a rules-based methodology to provide diversified exposure to the liquid U.S. real estate market.

Grade (RS Rating)

Last Trade

$33.78

Average Daily Volume

31,648

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYC	PPTY
30 Days	5.64%	0.75%
60 Days	12.72%	8.11%
90 Days	12.69%	12.67%
12 Months	35.58%	32.97%

20 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in PPTY	Overlap
AIV	D	0.25%	0.1%	0.1%
AKR	B	0.43%	1.17%	0.43%
CTRE	C	0.28%	0.43%	0.28%
DBRG	D	0.12%	0.44%	0.12%
DRH	B	0.24%	0.1%	0.1%
ESRT	C	0.39%	1.31%	0.39%
FCPT	C	0.13%	3.5%	0.13%
IIPR	C	0.41%	1.43%	0.41%
IVT	B	0.26%	0.33%	0.26%
LTC	D	0.24%	0.33%	0.24%
NHI	C	0.55%	0.43%	0.43%
NSA	D	0.38%	0.26%	0.26%
NTST	F	0.11%	0.41%	0.11%
PLYM	D	0.12%	0.09%	0.09%
SBRA	C	0.4%	0.44%	0.4%
SHO	B	0.23%	0.34%	0.23%
SKT	A	0.28%	1.0%	0.28%
SLG	C	0.56%	1.16%	0.56%
UE	C	0.38%	0.1%	0.1%
UMH	D	0.13%	0.28%	0.13%

FYC Overweight 221 Positions Relative to PPTY

Symbol	Grade	Weight
SMMT	D	1.21%
ADMA	A	0.98%
ZETA	B	0.95%
SATS	C	0.89%
POWL	B	0.86%
ALHC	C	0.83%
CRS	B	0.82%
IESC	A	0.81%
HWKN	B	0.78%
PI	A	0.77%
OSCR	C	0.75%
PRCT	D	0.74%
QTWO	B	0.74%
USLM	C	0.74%
PTGX	C	0.73%
CNK	D	0.73%
ACIW	A	0.72%
GVA	A	0.72%
ROAD	C	0.71%
PJT	A	0.7%
SMTC	C	0.7%
STRL	B	0.69%
SGBX	F	0.68%
RDNT	C	0.67%
SPNT	D	0.67%
LRN	D	0.67%
TDS	C	0.66%
DY	C	0.65%
TRN	C	0.65%
FTDR	B	0.65%
MIRM	D	0.64%
WHD	A	0.63%
TBBK	A	0.63%
CSWI	A	0.63%
ALKT	D	0.62%
ATGE	D	0.62%
OSW	B	0.61%
GERN	D	0.61%
CORT	B	0.61%
ITRI	C	0.61%
TMDX	D	0.6%
AGIO	D	0.6%
AZZ	B	0.6%
CEIX	B	0.58%
SKYW	B	0.58%
AMRX	B	0.58%
AROC	B	0.57%
UFPT	D	0.56%
PTCT	C	0.56%
KRYS	D	0.55%
BKD	F	0.55%
IDCC	A	0.55%
COLL	A	0.54%
KYMR	D	0.54%
KTOS	B	0.53%
PLMR	A	0.53%
TWST	D	0.53%
BRC	C	0.52%
ICFI	C	0.51%
ARDX	D	0.51%
HLX	C	0.51%
SKWD	A	0.51%
EPAC	A	0.5%
HURN	D	0.5%
MBIN	C	0.5%
HIMS	C	0.5%
LAUR	C	0.5%
LMAT	A	0.5%
MYGN	D	0.49%
GFF	C	0.49%
TNDM	D	0.48%
GRBK	C	0.48%
TPG	A	0.47%
TNL	B	0.47%
AGYS	D	0.47%
PMT	B	0.47%
JWN	D	0.47%
SPR	D	0.46%
RXST	F	0.46%
GBX	C	0.46%
TGLS	B	0.46%
BOWL	D	0.46%
RKLB	B	0.46%
VERX	B	0.46%
SCS	D	0.46%
CRDO	B	0.45%
CAL	F	0.45%
WRBY	B	0.45%
FLNC	C	0.44%
RYTM	C	0.42%
CPRX	C	0.42%
CMPR	F	0.42%
DSGR	A	0.42%
PRGS	A	0.41%
CBZ	F	0.41%
SYBT	C	0.41%
BCRX	D	0.41%
INSW	B	0.4%
BANF	D	0.4%
HASI	B	0.39%
SHAK	A	0.39%
YOU	C	0.39%
CDRE	A	0.38%
LPG	F	0.38%
CARG	C	0.38%
CARS	F	0.38%
MRUS	D	0.37%
CHCO	D	0.37%
GIII	C	0.37%
PAR	D	0.37%
ACVA	C	0.37%
NSSC	F	0.36%
AESI	B	0.36%
KNTK	A	0.36%
ALX	D	0.36%
FORM	D	0.35%
DOCS	A	0.35%
LKFN	D	0.35%
JJSF	C	0.35%
OSIS	C	0.35%
SWI	B	0.35%
BROS	F	0.35%
GPOR	B	0.34%
WABC	F	0.34%
AGM	D	0.34%
MIR	B	0.34%
MGNI	D	0.34%
VECO	F	0.33%
TNC	F	0.33%
PK	D	0.33%
ENV	C	0.33%
SABR	C	0.32%
GBDC	B	0.32%
VGR	B	0.32%
SITM	A	0.32%
DFH	C	0.32%
THR	F	0.32%
ANIP	F	0.31%
IOSP	F	0.31%
SMG	C	0.3%
OUT	C	0.29%
PDFS	F	0.29%
HRMY	D	0.29%
TGI	F	0.28%
ESE	C	0.28%
FA	A	0.28%
ENVX	D	0.28%
NABL	F	0.28%
JBI	F	0.27%
SXI	B	0.26%
CRNX	C	0.26%
GH	F	0.26%
GIC	D	0.25%
HEES	D	0.25%
EXTR	D	0.25%
PRVA	F	0.24%
LADR	D	0.24%
JOE	D	0.24%
RRR	D	0.23%
FOR	D	0.23%
TR	D	0.23%
ETWO	F	0.22%
MLNK	F	0.22%
PEB	D	0.22%
NOVA	F	0.21%
VCEL	F	0.21%
YELP	D	0.21%
ALRM	F	0.2%
BE	F	0.2%
ZUO	F	0.2%
FWRG	F	0.2%
CLDX	F	0.2%
AMC	F	0.2%
TRIP	D	0.19%
AGL	F	0.19%
XMTR	F	0.18%
PD	F	0.18%
RAMP	F	0.18%
MYRG	D	0.17%
VCYT	C	0.17%
RUN	D	0.17%
TGTX	D	0.15%
CWAN	B	0.15%
RKT	D	0.15%
MGEE	C	0.14%
DNLI	C	0.14%
CLSK	F	0.14%
INTA	C	0.14%
IAS	F	0.13%
AWR	B	0.13%
KW	C	0.13%
BANC	D	0.13%
DOCN	B	0.13%
AMWD	C	0.13%
MTRN	F	0.12%
NEO	F	0.12%
ALG	F	0.12%
UEC	C	0.12%
JAMF	F	0.12%
BEAM	F	0.12%
PHR	F	0.12%
CNMD	F	0.12%
WINA	C	0.12%
RNG	F	0.12%
DRVN	C	0.12%
CTKB	F	0.11%
GTX	F	0.11%
UPWK	D	0.11%
PLAB	D	0.11%
RES	C	0.11%
EVTC	D	0.11%
ROCK	D	0.11%
LMND	F	0.11%
NARI	F	0.1%
WNC	F	0.1%
VC	F	0.1%
MCW	F	0.1%
CXM	F	0.09%
AI	D	0.09%
BASE	F	0.09%
PLAY	D	0.09%

FYC Underweight 70 Positions Relative to PPTY

Symbol	Grade	Weight
EQIX	C	-4.22%
AVB	C	-4.0%
ARE	D	-3.9%
PLD	D	-3.8%
DLR	C	-3.53%
EQR	C	-2.91%
SPG	A	-2.66%
DEA	D	-2.62%
WELL	C	-2.56%
HIW	C	-2.43%
AMH	D	-2.36%
TRNO	D	-2.21%
UDR	C	-2.08%
MAR	A	-1.96%
ESS	D	-1.94%
MAA	D	-1.88%
COLD	D	-1.84%
REG	C	-1.68%
IRT	D	-1.67%
STAG	D	-1.64%
HLT	A	-1.63%
CPT	C	-1.5%
FRT	D	-1.49%
CUZ	C	-1.46%
AAT	C	-1.41%
EGP	D	-1.39%
VTR	C	-1.35%
KIM	C	-1.34%
WPC	C	-1.22%
SUI	D	-1.01%
FR	D	-1.01%
EQC	D	-0.98%
PSA	C	-0.91%
BXP	B	-0.91%
INVH	D	-0.86%
PECO	C	-0.77%
KRG	C	-0.77%
GTY	C	-0.76%
DOC	C	-0.76%
ADC	C	-0.75%
ELS	D	-0.74%
OHI	C	-0.72%
H	B	-0.65%
EXR	D	-0.65%
HST	D	-0.63%
O	C	-0.55%
DEI	A	-0.53%
RHP	B	-0.51%
WH	C	-0.45%
CHH	A	-0.44%
APLE	B	-0.38%
CSR	D	-0.35%
NHC	D	-0.3%
CUBE	C	-0.3%
AHH	F	-0.25%
ALEX	D	-0.19%
ROIC	C	-0.17%
CHCT	F	-0.16%
VNO	B	-0.12%
BNL	C	-0.11%
NNN	C	-0.1%
BFS	C	-0.1%
XHR	A	-0.1%
REXR	D	-0.1%
JBGS	C	-0.1%
KRC	C	-0.1%
EPRT	C	-0.1%
BRX	C	-0.1%
LXP	D	-0.09%
GMRE	C	-0.09%