FYC vs. BOTZ ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to Global X Robotics & Artificial Intelligence Thematic ETF (BOTZ)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$65.44

Average Daily Volume

8,544

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

BOTZ

Global X Robotics & Artificial Intelligence Thematic ETF

BOTZ Description

The Global X Robotics & Artificial Intelligence Thematic ETF (BOTZ) seeks to invest in companies that potentially stand to benefit from increased adoption and utilization of robotics and artificial intelligence (AI), including those involved with industrial robotics and automation, non-industrial robots, and autonomous vehicles.

Grade (RS Rating)

Last Trade

$30.79

Average Daily Volume

532,788

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYC	BOTZ
30 Days	-2.36%	0.17%
60 Days	0.32%	-0.28%
90 Days	1.39%	-0.83%
12 Months	8.91%	6.82%

4 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in BOTZ	Overlap
APPN	D	0.09%	0.53%	0.09%
HLX	A	0.55%	0.73%	0.55%
PRCT	C	0.78%	1.39%	0.78%
PRO	F	0.1%	0.6%	0.1%

FYC Overweight 236 Positions Relative to BOTZ

Symbol	Grade	Weight
ADMA	B	1.09%
SMMT	C	1.01%
HIMS	C	0.98%
AGIO	B	0.8%
OSCR	D	0.78%
USLM	B	0.78%
ZETA	B	0.78%
SKYW	B	0.77%
DY	B	0.77%
RDNT	B	0.77%
SGBX	F	0.76%
TWST	B	0.73%
IESC	C	0.73%
GVA	B	0.72%
RXST	D	0.71%
POWL	D	0.7%
STRL	C	0.7%
ITRI	D	0.69%
UFPT	B	0.67%
MRUS	B	0.66%
AZZ	D	0.66%
AROC	C	0.65%
ROAD	C	0.65%
MGNI	B	0.64%
SKWD	C	0.63%
SPNT	D	0.63%
BKD	C	0.63%
CMPR	B	0.62%
GBX	D	0.62%
PLMR	C	0.62%
CBZ	D	0.62%
CNK	B	0.62%
ANIP	C	0.61%
HWKN	B	0.61%
GRBK	C	0.61%
PI	C	0.61%
TNL	D	0.6%
CSWI	B	0.59%
LPG	D	0.59%
INSW	B	0.59%
MBIN	C	0.59%
SPR	B	0.58%
QTWO	C	0.58%
SMTC	C	0.57%
TRN	C	0.57%
IDCC	A	0.57%
LRN	C	0.57%
PTGX	B	0.57%
DSGR	D	0.56%
GFF	C	0.56%
AMRX	C	0.56%
VERX	A	0.56%
ALKT	A	0.56%
VCEL	D	0.56%
EPAC	B	0.55%
PK	C	0.55%
CRS	B	0.55%
SHAK	D	0.55%
BOWL	B	0.55%
ARDX	F	0.54%
JWN	B	0.54%
GERN	C	0.53%
SLG	B	0.53%
COLL	C	0.53%
CAL	D	0.53%
RYTM	B	0.52%
TMDX	B	0.52%
LMND	D	0.52%
TNC	C	0.52%
AMK	B	0.51%
KYMR	D	0.51%
VECO	B	0.51%
GPOR	C	0.51%
LAUR	C	0.51%
FOR	F	0.51%
MYRG	F	0.51%
ICFI	D	0.51%
MIR	B	0.5%
OSIS	C	0.5%
TGTX	B	0.49%
NSSC	A	0.49%
ATGE	A	0.49%
FWRG	F	0.48%
AGM	C	0.47%
KRUS	F	0.47%
LMAT	B	0.47%
CEIX	B	0.46%
SQSP	A	0.46%
SMG	D	0.46%
PTCT	D	0.46%
CLDX	C	0.45%
CDRE	C	0.45%
GIC	F	0.45%
JBI	D	0.44%
TNDM	D	0.44%
ACIW	A	0.44%
OSW	B	0.44%
HEES	F	0.44%
OUT	C	0.43%
PJT	A	0.43%
DO	B	0.43%
ENV	D	0.42%
KTOS	B	0.42%
IIPR	B	0.41%
NHI	A	0.41%
CLSK	C	0.41%
TGLS	C	0.41%
TRIP	D	0.41%
AMWD	D	0.4%
WHD	B	0.4%
PLAY	F	0.4%
SCS	B	0.39%
ALG	F	0.39%
TGI	B	0.39%
HURN	B	0.39%
PAR	B	0.38%
BEAM	F	0.38%
CPRX	C	0.37%
ACVA	C	0.37%
WNC	D	0.37%
CRNX	C	0.37%
IOSP	D	0.37%
DFH	F	0.37%
SWI	B	0.36%
DBRG	D	0.36%
GIII	F	0.36%
TPG	D	0.36%
GBDC	C	0.36%
CRDO	B	0.36%
LKFN	C	0.35%
BASE	D	0.35%
SHO	D	0.35%
THR	D	0.35%
RRR	B	0.34%
SXI	D	0.34%
FORM	B	0.34%
ESRT	C	0.34%
HRMY	C	0.34%
DOCN	C	0.33%
ROCK	D	0.33%
ALRM	D	0.33%
GTX	C	0.33%
DRH	D	0.33%
PLAB	D	0.33%
TDS	B	0.32%
IDYA	F	0.32%
BROS	B	0.32%
HCP	A	0.32%
SATS	B	0.31%
RNG	D	0.3%
WRBY	B	0.3%
MYGN	B	0.3%
CARG	B	0.29%
DRVN	C	0.29%
BRC	B	0.29%
TBBK	B	0.28%
HASI	D	0.28%
FTDR	D	0.28%
AKR	A	0.27%
KNTK	A	0.27%
TR	C	0.26%
CHCO	B	0.26%
SBRA	A	0.26%
ALX	B	0.26%
RKT	C	0.25%
WABC	C	0.25%
BANF	C	0.25%
SYBT	B	0.25%
SKT	D	0.24%
JOE	D	0.24%
YELP	F	0.24%
PMT	C	0.24%
HLIT	B	0.23%
PEB	D	0.23%
RAMP	C	0.23%
YOU	B	0.23%
MCW	F	0.23%
PHR	F	0.23%
RES	F	0.22%
UEC	F	0.22%
NEO	D	0.22%
EVTC	D	0.22%
BANC	C	0.21%
MTRN	F	0.21%
GSAT	D	0.19%
ALHC	B	0.19%
UDMY	D	0.19%
XMTR	F	0.18%
MIRM	B	0.17%
UNIT	F	0.17%
NABL	B	0.15%
CARS	C	0.15%
JJSF	B	0.15%
OPEN	F	0.15%
AGYS	A	0.15%
CORT	B	0.15%
ARVN	F	0.15%
NSA	B	0.14%
FLNC	F	0.14%
DNLI	C	0.14%
SPT	D	0.14%
AIV	B	0.13%
AWR	D	0.13%
VGR	B	0.13%
ZUO	C	0.13%
CTRE	C	0.13%
LADR	A	0.13%
VCYT	D	0.13%
AGL	D	0.13%
DOCS	C	0.13%
UE	A	0.13%
VC	D	0.12%
NTST	D	0.12%
PRGS	B	0.12%
AMPH	F	0.12%
SRRK	F	0.12%
RXRX	F	0.12%
MORF	C	0.12%
UMH	A	0.12%
IVT	C	0.12%
FA	C	0.12%
MGEE	D	0.12%
SITC	B	0.12%
ESE	D	0.12%
JAMF	D	0.11%
GSHD	D	0.11%
PRVA	D	0.11%
UPWK	D	0.11%
CERT	D	0.1%
LFST	F	0.1%
CTKB	D	0.1%
PZZA	F	0.09%
JACK	F	0.09%
CXM	D	0.09%
FLYW	F	0.08%
XPEL	F	0.08%

FYC Underweight 16 Positions Relative to BOTZ

Symbol	Grade	Weight
NVDA	B	-13.29%
ABBV	B	-10.01%
ISRG	B	-9.03%
DT	D	-3.98%
CGNX	B	-3.75%
AVAV	C	-2.64%
PEGA	D	-2.23%
PATH	D	-2.17%
AI	B	-1.47%
JBT	F	-1.45%
UPST	F	-0.87%
OMCL	F	-0.58%
SOUN	D	-0.39%
FARO	F	-0.14%
IRBT	F	-0.11%
CRNC	F	-0.06%