FXR vs. DFND ETF Comparison

Comparison of First Trust Industrials AlphaDEX (FXR) to Realty Shares DIVCON Dividend Defender ETF (DFND)

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$74.96

Average Daily Volume

65,311

Number of Holdings ^*

134

* may have additional holdings in another (foreign) market

DFND

Realty Shares DIVCON Dividend Defender ETF

DFND Description

The investment seeks long-term capital appreciation by tracking the performance, before fees and expenses, of the Reality Shares DIVCON Dividend Defender Index. The index is designed to select the companies for a long position that have the highest probability of increasing their dividend in a 12-month period and select the companies for a short position that have the highest probability of decreasing their dividend in a 12-month period. Under normal circumstances, at least 80% of the fund's assets (other than collateral held from securities lending, if any) will be invested in component securities of the benchmark index. It is non-diversified.

Grade (RS Rating)

Last Trade

$42.13

Average Daily Volume

388

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXR	DFND
30 Days	4.05%	10.96%
60 Days	4.85%	7.32%
90 Days	9.28%	13.77%
12 Months	31.83%	16.62%

16 Overlapping Holdings

Symbol	Grade	Weight in FXR	Weight in DFND	Overlap
ACN	C	0.26%	0.33%	0.26%
ALLE	C	0.55%	1.51%	0.55%
AOS	D	0.66%	1.21%	0.66%
CMI	C	0.5%	1.73%	0.5%
CTAS	C	0.8%	2.5%	0.8%
GWW	A	0.25%	1.94%	0.25%
HON	D	0.22%	1.31%	0.22%
HUBB	A	0.25%	1.16%	0.25%
ITW	C	0.24%	1.59%	0.24%
J	C	0.23%	1.46%	0.23%
LMT	B	0.58%	2.19%	0.58%
MLM	D	0.89%	0.71%	0.71%
NDSN	C	0.24%	2.18%	0.24%
PPG	D	0.47%	1.82%	0.47%
SNA	C	1.25%	2.09%	1.25%
VRSK	D	0.69%	2.33%	0.69%

FXR Overweight 118 Positions Relative to DFND

Symbol	Grade	Weight
BLDR	C	1.46%
HWM	B	1.44%
G	C	1.42%
ALSN	B	1.35%
HEI	A	1.35%
TTEK	C	1.35%
GPN	D	1.34%
SNDR	C	1.32%
GPK	B	1.31%
AXP	B	1.3%
FIX	A	1.3%
TT	A	1.28%
SON	D	1.26%
EME	A	1.25%
GTES	C	1.25%
BC	C	1.24%
PWR	B	1.23%
CNH	D	1.19%
MDU	B	1.18%
BAH	B	1.17%
FICO	B	1.17%
SYF	C	1.15%
SLGN	B	1.11%
EXP	B	1.1%
PCAR	D	1.09%
OC	D	1.09%
AGCO	D	1.08%
OSK	D	1.07%
AL	D	1.06%
BERY	C	1.06%
URI	B	1.04%
TDY	C	1.04%
R	B	1.02%
LII	B	1.01%
AAON	A	1.0%
MIDD	D	1.0%
FOUR	C	1.0%
TDG	B	0.99%
DE	B	0.99%
HII	D	0.99%
GE	A	0.99%
SPR	D	0.97%
AYI	A	0.97%
DOV	B	0.96%
KNX	D	0.95%
TXT	D	0.95%
CSL	B	0.94%
WCC	D	0.93%
MSM	D	0.93%
COF	A	0.93%
FDX	F	0.9%
ADTN	D	0.86%
AXON	A	0.84%
PYPL	B	0.82%
LPX	B	0.79%
PNR	B	0.79%
PKG	B	0.77%
ATI	D	0.76%
AWI	B	0.74%
JBHT	D	0.73%
BWXT	C	0.7%
SSD	C	0.7%
CAT	B	0.69%
CSX	D	0.68%
RHI	D	0.67%
DCI	D	0.67%
DOW	D	0.66%
KEX	C	0.66%
WU	D	0.66%
XPO	D	0.66%
BLD	D	0.65%
CACC	F	0.63%
MKSI	F	0.59%
NVT	D	0.57%
CCK	A	0.57%
VNT	F	0.57%
PH	A	0.55%
MAS	B	0.55%
CNM	F	0.54%
AMCR	C	0.53%
ATR	B	0.51%
BALL	C	0.51%
JKHY	C	0.5%
ESAB	C	0.49%
GGG	C	0.49%
FCN	C	0.48%
WSC	D	0.48%
ITT	B	0.48%
AZEK	C	0.47%
LFUS	C	0.46%
GXO	D	0.46%
FTV	C	0.46%
IEX	D	0.46%
UPS	F	0.45%
EEFT	D	0.45%
LECO	F	0.44%
WMS	D	0.42%
RTX	C	0.27%
HAYW	C	0.26%
KEYS	C	0.25%
UNP	C	0.25%
RPM	B	0.25%
RRX	C	0.25%
CW	A	0.25%
GD	B	0.24%
WAB	A	0.24%
JCI	B	0.24%
EXPD	C	0.23%
AME	C	0.23%
DD	B	0.23%
LHX	C	0.23%
WWD	C	0.22%
SEE	D	0.22%
FLS	D	0.22%
LSTR	F	0.22%
EMR	D	0.21%
MSA	D	0.21%
SAIA	D	0.2%

FXR Underweight 54 Positions Relative to DFND

Symbol	Grade	Weight
KLAC	D	-2.79%
V	C	-2.52%
PG	C	-2.39%
SHW	B	-2.2%
MCD	B	-2.19%
MPC	D	-2.18%
PHM	B	-2.12%
MPWR	C	-2.07%
BRO	C	-2.01%
FDS	C	-2.0%
MCO	A	-1.86%
DHI	C	-1.72%
MSI	B	-1.69%
MA	B	-1.68%
AMAT	D	-1.59%
HSY	D	-1.53%
ROK	F	-1.5%
ETN	C	-1.48%
ADI	C	-1.45%
CB	B	-1.42%
AON	B	-1.42%
CBOE	C	-1.35%
CSCO	B	-1.3%
MMC	C	-1.28%
LIN	B	-1.26%
MSCI	C	-1.24%
CME	C	-1.22%
COST	B	-1.2%
CMCSA	D	-1.05%
MSFT	C	-1.02%
FAST	C	-0.97%
AAPL	C	-0.94%
LW	D	-0.91%
GL	C	-0.89%
ALB	F	-0.88%
AVGO	C	-0.84%
ODFL	D	-0.77%
INTU	C	-0.73%
BR	D	-0.7%
MCHP	D	-0.1%
PARA	F	--0.31%
INTC	F	--0.85%
APA	F	--0.87%
VFC	C	--0.94%
DVN	D	--1.16%
NWS	D	--1.69%
FCX	D	--1.82%
LUV	C	--1.85%
SW	C	--1.93%
IP	C	--1.98%
T	C	--2.15%
F	F	--2.34%
CNP	D	--2.38%
D	B	--3.05%