FDM vs. SIMS ETF Comparison

Comparison of First Trust DJ Select MicroCap ETF (FDM) to SPDR S&P Kensho Intelligent Structures ETF (SIMS)

FDM

First Trust DJ Select MicroCap ETF

FDM Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$60.06

Average Daily Volume

4,763

Number of Holdings ^*

152

* may have additional holdings in another (foreign) market

SIMS

SPDR S&P Kensho Intelligent Structures ETF

SIMS Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Kensho Intelligent Infrastructure Index. Under normal market conditions, the fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index is comprised of U.S.-listed equity securities (including depositary receipts) of companies domiciled across developed and emerging markets worldwide which are included in the Intelligent Infrastructure sector as determined by a classification standard produced by the index provider. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$32.61

Average Daily Volume

4,753

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FDM	SIMS
30 Days	-1.29%	-3.37%
60 Days	1.72%	-1.91%
90 Days	0.90%	0.83%
12 Months	21.92%	4.47%

1 Overlapping Holdings

	Symbol	Grade	Weight in FDM	Weight in SIMS	Overlap
	CWCO	D	0.62%	0.94%	0.62%

FDM Overweight 151 Positions Relative to SIMS

Symbol	Grade	Weight
ACMR	B	2.2%
POWL	C	2.03%
SCSC	C	1.75%
CRAI	A	1.72%
VSEC	A	1.72%
CRGY	F	1.53%
SXC	C	1.53%
GNK	A	1.48%
REX	A	1.44%
BBSI	A	1.38%
MYE	A	1.34%
HAYN	A	1.31%
VVI	D	1.22%
IDT	C	1.22%
DCO	A	1.21%
EGY	B	1.2%
DXPE	B	1.14%
ZEUS	C	1.13%
CLW	C	1.12%
CECO	A	1.12%
AMBC	D	1.09%
ARHS	B	0.99%
UWMC	C	0.99%
EZPW	A	0.98%
HCKT	D	0.96%
BRY	A	0.96%
BELFB	B	0.96%
MLR	B	0.96%
OSBC	B	0.95%
UVSP	B	0.94%
LEU	F	0.91%
CFB	C	0.89%
KE	F	0.89%
WSR	C	0.88%
PLOW	F	0.87%
TTI	B	0.87%
MBWM	C	0.87%
IBCP	B	0.84%
HTBK	D	0.83%
BFST	B	0.83%
TITN	F	0.79%
GATO	A	0.78%
SD	A	0.77%
GSBC	A	0.76%
RICK	F	0.74%
DHIL	C	0.73%
DENN	F	0.73%
NPK	A	0.72%
VPG	C	0.71%
HVT	C	0.7%
CCB	B	0.7%
AVNW	C	0.7%
HDSN	D	0.7%
LMB	C	0.68%
SMBC	D	0.66%
LYTS	B	0.66%
AMAL	B	0.66%
OSUR	F	0.66%
LQDT	D	0.65%
HTBI	B	0.64%
THFF	B	0.64%
CENT	D	0.64%
VYGR	F	0.63%
BHB	B	0.62%
KRNY	D	0.61%
CCBG	D	0.6%
ODC	D	0.6%
OLP	A	0.59%
BBW	A	0.59%
NBN	C	0.58%
RMR	D	0.58%
CYH	B	0.58%
GLRE	B	0.57%
GNE	D	0.57%
BOOM	F	0.56%
SIGA	A	0.55%
ARTNA	F	0.55%
CSV	D	0.54%
KODK	D	0.54%
NWPX	D	0.54%
OSG	C	0.54%
MCFT	F	0.53%
SPFI	B	0.52%
AVD	F	0.51%
SPOK	C	0.51%
JOUT	F	0.49%
ESQ	D	0.49%
MOFG	D	0.48%
LINC	C	0.47%
PAHC	B	0.46%
NEWT	F	0.44%
PBPB	C	0.43%
NRIM	C	0.43%
FSBC	D	0.43%
AMPY	A	0.42%
ONEW	F	0.42%
HBT	D	0.41%
SOI	B	0.41%
WTI	F	0.4%
MVBF	F	0.4%
PANL	C	0.4%
BSRR	A	0.4%
RM	A	0.38%
FSBW	D	0.37%
LOCO	F	0.37%
INSE	F	0.37%
FET	B	0.37%
BCML	B	0.36%
NECB	C	0.36%
OMER	F	0.35%
CVLY	B	0.34%
TSBK	D	0.34%
OBT	F	0.32%
PKOH	D	0.31%
NATH	D	0.31%
AFCG	B	0.31%
PLBC	D	0.3%
GENC	A	0.3%
EPM	D	0.29%
IPI	D	0.29%
RLGT	F	0.29%
KFS	D	0.28%
RNGR	F	0.26%
OVLY	D	0.26%
MEC	A	0.25%
TSQ	B	0.25%
CMT	B	0.25%
FF	B	0.25%
QUAD	F	0.24%
LEGH	D	0.24%
MPX	B	0.23%
OCN	D	0.22%
STKS	B	0.22%
EVC	F	0.21%
LSEA	D	0.21%
INTT	F	0.21%
ATLC	D	0.2%
III	F	0.19%
CMPO	A	0.19%
HNRG	F	0.19%
MNSB	F	0.18%
RCMT	F	0.18%
KLXE	F	0.16%
REI	B	0.15%
CCRD	B	0.13%
TUSK	D	0.13%
HGBL	F	0.13%
ASRT	F	0.12%
BGFV	F	0.11%
TZOO	D	0.1%
CMBM	F	0.07%

FDM Underweight 42 Positions Relative to SIMS

Symbol	Grade	Weight
AYI	C	-3.54%
ITRI	A	-3.42%
PSN	C	-3.29%
XYL	A	-3.15%
PNR	C	-3.15%
JCI	A	-3.06%
TTEK	A	-3.04%
ALRM	D	-3.03%
REZI	C	-3.02%
SLAB	F	-2.89%
GNRC	A	-2.8%
CARR	A	-2.71%
BMI	A	-2.69%
ADTN	F	-2.65%
HON	D	-2.55%
CNM	A	-2.51%
DOOR	A	-2.46%
AY	A	-2.33%
QCOM	C	-2.15%
EMR	C	-2.13%
GTLS	A	-2.07%
BLNK	F	-2.03%
ERII	D	-2.0%
AME	C	-1.94%
MWA	A	-1.93%
BP	A	-1.88%
TEL	C	-1.84%
BE	F	-1.82%
CHPT	F	-1.81%
ROP	B	-1.68%
SHLS	F	-1.61%
LOGI	D	-1.56%
NVEE	F	-1.54%
ON	D	-1.49%
STM	D	-1.45%
BIDU	D	-1.42%
STEM	F	-1.34%
ROKU	D	-0.96%
MVIS	F	-0.57%
REKR	F	-0.5%
WBX	F	-0.25%
LUNA	F	-0.12%