SMCP vs. OUSM ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.32

Average Daily Volume

1,484

Number of Holdings ^*

* may have additional holdings in another (foreign) market

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$40.89

Average Daily Volume

65,276

Number of Holdings ^*

105

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	OUSM
30 Days	-1.90%	-1.92%
60 Days	-0.39%	0.32%
90 Days	4.16%	4.13%
12 Months	28.88%	20.51%

13 Overlapping Holdings

Symbol	Grade	Weight in SMCP	Weight in OUSM	Overlap
AIT	C	1.02%	1.15%	1.02%
ALE	A	0.93%	0.13%	0.13%
APAM	D	0.9%	0.62%	0.62%
CALM	D	0.96%	0.32%	0.32%
ESNT	D	0.97%	1.25%	0.97%
HLNE	A	0.96%	0.84%	0.84%
IDCC	C	0.89%	0.67%	0.67%
NWE	B	0.95%	0.12%	0.12%
OTTR	B	0.97%	0.14%	0.14%
SHOO	D	0.93%	0.54%	0.54%
TGNA	D	0.86%	0.65%	0.65%
UFPI	C	0.88%	1.14%	0.88%
VSH	C	0.92%	0.76%	0.76%

SMCP Overweight 86 Positions Relative to OUSM

Symbol	Grade	Weight
SMCI	D	3.0%
MOD	B	1.53%
SFM	A	1.34%
JXN	A	1.31%
PBF	C	1.26%
PR	B	1.24%
LBRT	B	1.22%
AVAV	B	1.21%
PSN	D	1.21%
ITRI	A	1.2%
CNX	B	1.16%
HQY	D	1.16%
COOP	A	1.16%
STRL	D	1.15%
STNG	A	1.14%
AEO	C	1.12%
ITGR	D	1.11%
HCC	B	1.11%
LRN	A	1.1%
GMS	C	1.09%
HP	F	1.08%
CHRD	B	1.06%
CMC	C	1.05%
TMHC	C	1.04%
ZWS	D	1.04%
REZI	D	1.03%
ARCB	F	1.03%
CVCO	C	1.03%
TPH	A	1.02%
BCC	D	1.02%
HAE	A	1.02%
VRRM	A	1.01%
KBH	B	1.01%
PTEN	F	1.0%
SKY	D	1.0%
GATX	C	1.0%
NMIH	A	1.0%
KFY	D	0.99%
SIGI	F	0.98%
ASGN	D	0.98%
TEX	D	0.98%
ASB	A	0.97%
AEL	A	0.97%
PAGS	D	0.97%
MATX	B	0.96%
AMR	D	0.96%
ABM	B	0.95%
MMSI	B	0.95%
ARCH	D	0.95%
FFIN	C	0.94%
BTU	F	0.93%
ABG	F	0.93%
MTH	A	0.93%
CADE	B	0.92%
HWC	A	0.92%
CNO	A	0.92%
PLXS	B	0.91%
EVTC	F	0.9%
AX	A	0.9%
ABCB	B	0.88%
ASO	D	0.88%
APLE	F	0.87%
SSB	D	0.87%
PECO	D	0.86%
AEIS	D	0.86%
GBCI	C	0.86%
ALKS	F	0.86%
STNE	C	0.86%
TCBI	B	0.86%
CCS	D	0.85%
FTDR	B	0.85%
KWR	D	0.85%
CEIX	F	0.84%
UCBI	B	0.84%
MHO	D	0.84%
HUBG	C	0.84%
LXP	D	0.82%
WD	C	0.81%
ACLS	D	0.77%
AMN	D	0.76%
CATY	D	0.75%
ZD	D	0.73%
HELE	D	0.73%
CORT	D	0.69%
VLY	D	0.63%
NEOG	F	0.59%

SMCP Underweight 92 Positions Relative to OUSM

Symbol	Grade	Weight
WSM	A	-3.4%
DKS	B	-2.26%
LECO	D	-2.25%
JNPR	D	-2.16%
TW	B	-2.13%
EHC	A	-2.11%
OC	A	-2.1%
TXRH	A	-2.04%
CHE	F	-2.0%
ITT	D	-1.85%
ORI	A	-1.84%
TFX	F	-1.79%
AOS	D	-1.77%
PRI	D	-1.71%
OGN	B	-1.7%
SEIC	C	-1.67%
TPR	D	-1.66%
NYT	B	-1.64%
GNTX	D	-1.61%
CASY	B	-1.61%
MKTX	F	-1.59%
TTC	D	-1.58%
MUSA	D	-1.54%
LFUS	C	-1.53%
DCI	B	-1.51%
HLI	A	-1.5%
BWA	B	-1.49%
PINC	F	-1.43%
EVR	B	-1.43%
BMI	A	-1.4%
HRB	D	-1.33%
RLI	D	-1.33%
MTG	C	-1.29%
DLB	D	-1.28%
RHI	F	-1.26%
AVT	A	-1.25%
RL	D	-1.23%
SSD	D	-1.23%
PDCO	F	-1.22%
WU	C	-1.17%
WH	D	-1.14%
LSTR	D	-1.09%
RDN	C	-1.08%
MLI	B	-1.08%
VST	A	-1.05%
BC	F	-1.02%
POWI	D	-0.99%
AAON	C	-0.99%
INGR	C	-0.99%
WTS	C	-0.92%
PII	F	-0.85%
EXPO	B	-0.82%
MSM	F	-0.74%
CCOI	F	-0.7%
CHH	D	-0.68%
FLO	B	-0.66%
FHI	F	-0.6%
COLM	B	-0.53%
LANC	D	-0.49%
CRI	F	-0.49%
NI	A	-0.47%
BRC	B	-0.45%
CNS	D	-0.4%
WDFC	D	-0.4%
WTRG	B	-0.39%
PNW	B	-0.34%
GOLF	D	-0.34%
JJSF	F	-0.27%
OGE	A	-0.27%
LZB	F	-0.26%
EIG	D	-0.25%
KFRC	D	-0.2%
SNDR	D	-0.2%
REYN	D	-0.2%
AMSF	F	-0.19%
IDA	B	-0.19%
NFG	A	-0.19%
NJR	B	-0.17%
POR	B	-0.17%
UVV	B	-0.16%
RGR	C	-0.15%
OGS	B	-0.14%
BKH	B	-0.14%
SR	B	-0.13%
WMK	D	-0.13%
AVA	B	-0.11%
MGEE	A	-0.11%
AWR	C	-0.1%
DHIL	C	-0.09%
EBF	D	-0.08%
CPK	B	-0.07%
NWN	B	-0.05%