SMCP vs. FDM ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to First Trust DJ Select MicroCap ETF (FDM)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.64

Average Daily Volume

1,484

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FDM

First Trust DJ Select MicroCap ETF

FDM Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$62.08

Average Daily Volume

4,437

Number of Holdings ^*

153

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	FDM
30 Days	-1.90%	-1.28%
60 Days	-0.39%	1.67%
90 Days	4.16%	5.21%
12 Months	28.88%	26.31%

0 Overlapping Holdings

	Symbol	Grade	Weight in SMCP	Weight in FDM	Overlap

SMCP Overweight 99 Positions Relative to FDM

Symbol	Grade	Weight
SMCI	D	3.0%
MOD	B	1.53%
SFM	A	1.34%
JXN	A	1.31%
PBF	C	1.26%
PR	B	1.24%
LBRT	B	1.22%
AVAV	B	1.21%
PSN	D	1.21%
ITRI	A	1.2%
CNX	B	1.16%
HQY	D	1.16%
COOP	A	1.16%
STRL	D	1.15%
STNG	A	1.14%
AEO	C	1.12%
ITGR	D	1.11%
HCC	B	1.11%
LRN	A	1.1%
GMS	C	1.09%
HP	F	1.08%
CHRD	B	1.06%
CMC	C	1.05%
TMHC	C	1.04%
ZWS	D	1.04%
REZI	D	1.03%
ARCB	F	1.03%
CVCO	C	1.03%
TPH	A	1.02%
BCC	D	1.02%
AIT	C	1.02%
HAE	A	1.02%
VRRM	A	1.01%
KBH	B	1.01%
PTEN	F	1.0%
SKY	D	1.0%
GATX	C	1.0%
NMIH	A	1.0%
KFY	D	0.99%
SIGI	F	0.98%
ASGN	D	0.98%
TEX	D	0.98%
ASB	A	0.97%
OTTR	B	0.97%
AEL	A	0.97%
PAGS	D	0.97%
ESNT	D	0.97%
MATX	B	0.96%
CALM	D	0.96%
HLNE	A	0.96%
AMR	D	0.96%
ABM	B	0.95%
MMSI	B	0.95%
NWE	B	0.95%
ARCH	D	0.95%
FFIN	C	0.94%
BTU	F	0.93%
ABG	F	0.93%
ALE	A	0.93%
MTH	A	0.93%
SHOO	D	0.93%
CADE	B	0.92%
HWC	A	0.92%
VSH	C	0.92%
CNO	A	0.92%
PLXS	B	0.91%
EVTC	F	0.9%
AX	A	0.9%
APAM	D	0.9%
IDCC	C	0.89%
ABCB	B	0.88%
ASO	D	0.88%
UFPI	C	0.88%
APLE	F	0.87%
SSB	D	0.87%
PECO	D	0.86%
AEIS	D	0.86%
GBCI	C	0.86%
ALKS	F	0.86%
STNE	C	0.86%
TGNA	D	0.86%
TCBI	B	0.86%
CCS	D	0.85%
FTDR	B	0.85%
KWR	D	0.85%
CEIX	F	0.84%
UCBI	B	0.84%
MHO	D	0.84%
HUBG	C	0.84%
LXP	D	0.82%
WD	C	0.81%
ACLS	D	0.77%
AMN	D	0.76%
CATY	D	0.75%
ZD	D	0.73%
HELE	D	0.73%
CORT	D	0.69%
VLY	D	0.63%
NEOG	F	0.59%

SMCP Underweight 153 Positions Relative to FDM

Symbol	Grade	Weight
POWL	B	-2.27%
ACMR	D	-2.06%
SCSC	C	-1.76%
CRAI	B	-1.71%
VSEC	A	-1.7%
CGEM	A	-1.51%
GNK	A	-1.5%
CRGY	F	-1.49%
SXC	D	-1.46%
REX	B	-1.43%
BBSI	A	-1.35%
MYE	A	-1.35%
HAYN	C	-1.26%
VVI	D	-1.23%
CECO	C	-1.22%
DCO	A	-1.21%
IDT	A	-1.18%
EGY	B	-1.15%
CLW	B	-1.11%
DXPE	B	-1.1%
AMBC	D	-1.1%
ZEUS	F	-1.08%
UVSP	A	-1.04%
BELFB	B	-0.98%
UWMC	C	-0.98%
BRY	B	-0.97%
EZPW	C	-0.96%
MLR	A	-0.93%
OSBC	B	-0.92%
LEU	C	-0.92%
ARHS	D	-0.91%
HCKT	D	-0.9%
WSR	D	-0.89%
MBWM	B	-0.88%
KE	D	-0.88%
CFB	D	-0.87%
TTI	F	-0.87%
IBCP	B	-0.86%
PLOW	D	-0.85%
HTBK	D	-0.81%
BFST	D	-0.8%
GATO	B	-0.79%
GSBC	B	-0.75%
TITN	D	-0.75%
LMB	C	-0.75%
SD	C	-0.74%
RICK	F	-0.73%
DENN	F	-0.72%
NPK	A	-0.71%
AVNW	F	-0.71%
AMAL	B	-0.71%
DHIL	C	-0.71%
VPG	D	-0.7%
HVT	F	-0.69%
CCB	B	-0.69%
LYTS	B	-0.68%
HDSN	F	-0.67%
HTBI	B	-0.66%
CYH	B	-0.66%
CENT	D	-0.65%
LQDT	D	-0.65%
OSUR	D	-0.65%
BHB	B	-0.64%
THFF	B	-0.64%
SMBC	D	-0.64%
BBW	A	-0.63%
VYGR	D	-0.62%
CWCO	D	-0.62%
OLP	A	-0.6%
CCBG	D	-0.6%
ODC	B	-0.59%
KRNY	F	-0.58%
NBN	C	-0.57%
SIGA	A	-0.57%
RMR	B	-0.57%
CSV	B	-0.57%
GNE	F	-0.57%
PAHC	A	-0.56%
BOOM	F	-0.54%
ARTNA	D	-0.54%
GLRE	A	-0.54%
NWPX	C	-0.53%
OSG	B	-0.53%
KODK	D	-0.52%
SPFI	B	-0.52%
SPOK	F	-0.52%
AVD	C	-0.51%
ESQ	C	-0.5%
MCFT	F	-0.5%
MOFG	D	-0.49%
LINC	A	-0.49%
JOUT	F	-0.45%
AMPY	B	-0.44%
SOI	B	-0.44%
BSRR	B	-0.44%
NEWT	D	-0.43%
NRIM	C	-0.43%
FSBC	D	-0.42%
PBPB	F	-0.42%
PANL	C	-0.41%
HBT	B	-0.4%
RM	B	-0.39%
WTI	F	-0.38%
ONEW	F	-0.38%
FET	F	-0.37%
LOCO	C	-0.37%
NECB	B	-0.37%
MVBF	F	-0.37%
FSBW	C	-0.36%
BCML	C	-0.35%
INSE	F	-0.35%
CVLY	B	-0.34%
TSBK	D	-0.33%
OBT	B	-0.32%
OMER	C	-0.32%
AFCG	B	-0.31%
PKOH	C	-0.31%
NATH	D	-0.3%
EPM	F	-0.29%
KFS	A	-0.29%
GENC	A	-0.29%
IPI	D	-0.29%
RLGT	F	-0.29%
PLBC	B	-0.28%
OVLY	C	-0.27%
CMT	D	-0.24%
LEGH	D	-0.24%
TSQ	B	-0.24%
FF	B	-0.24%
MEC	B	-0.24%
MPX	C	-0.23%
STKS	C	-0.23%
QUAD	D	-0.23%
RNGR	F	-0.23%
INTT	F	-0.22%
OCN	D	-0.22%
LSEA	F	-0.21%
HNRG	F	-0.21%
ATLC	F	-0.21%
EVC	C	-0.21%
CMPO	B	-0.2%
III	F	-0.17%
RCMT	F	-0.17%
KLXE	F	-0.16%
MNSB	D	-0.15%
REI	B	-0.14%
HGBL	F	-0.13%
BGFV	F	-0.13%
ASRT	D	-0.13%
TUSK	F	-0.12%
CCRD	C	-0.12%
TZOO	D	-0.09%
CMBM	F	-0.07%