QABA vs. SMCP ETF Comparison

Comparison of First Trust NASDAQ ABA Community Bank Index Fund (QABA) to AlphaMark Actively Managed Small Cap ETF (SMCP)

QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$46.14

Average Daily Volume

22,632

Number of Holdings ^*

123

* may have additional holdings in another (foreign) market

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.32

Average Daily Volume

1,484

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	QABA	SMCP
30 Days	3.47%	-1.90%
60 Days	3.73%	-0.39%
90 Days	0.91%	4.16%
12 Months	32.38%	28.88%

6 Overlapping Holdings

Symbol	Grade	Weight in QABA	Weight in SMCP	Overlap
ABCB	B	2.07%	0.88%	0.88%
CATY	D	1.6%	0.75%	0.75%
FFIN	C	2.68%	0.94%	0.94%
HWC	A	2.5%	0.92%	0.92%
TCBI	B	1.73%	0.86%	0.86%
UCBI	B	1.91%	0.84%	0.84%

QABA Overweight 117 Positions Relative to SMCP

Symbol	Grade	Weight
CBSH	A	4.53%
WTFC	A	3.77%
OZK	B	3.21%
UBSI	D	2.81%
UMBF	B	2.43%
TFSL	B	2.23%
IBOC	A	2.22%
BANF	B	1.86%
FIBK	B	1.78%
FULT	A	1.73%
FHB	A	1.72%
WSFS	A	1.65%
CVBF	D	1.46%
SFNC	D	1.36%
FFBC	A	1.35%
INDB	C	1.35%
PPBI	D	1.33%
FRME	B	1.27%
SBCF	C	1.25%
TOWN	B	1.24%
TRMK	A	1.15%
WAFD	B	1.12%
HTLF	A	1.12%
MBIN	C	1.12%
NBTB	B	1.07%
TBBK	F	1.03%
WSBC	D	1.02%
LKFN	D	0.98%
CLBK	F	0.97%
IBTX	D	0.97%
CHCO	B	0.96%
BANR	B	0.95%
EFSC	C	0.91%
NWBI	C	0.85%
SYBT	B	0.84%
CASH	B	0.81%
FBNC	F	0.8%
BUSE	B	0.79%
WABC	B	0.79%
HOPE	D	0.77%
SRCE	B	0.77%
STBA	B	0.74%
TCBK	B	0.74%
VBTX	B	0.68%
PFBC	A	0.68%
PEBO	B	0.66%
GABC	D	0.59%
QCRH	C	0.59%
SASR	D	0.59%
RBCAA	B	0.56%
OCFC	C	0.56%
SBSI	D	0.51%
BFC	D	0.5%
CTBI	A	0.48%
FMBH	B	0.47%
FBMS	D	0.47%
BRKL	D	0.47%
AMAL	B	0.47%
DCOM	C	0.46%
CNOB	C	0.45%
PFC	B	0.45%
CFFN	D	0.43%
UVSP	A	0.41%
FCBC	B	0.4%
HFWA	C	0.4%
GSBC	B	0.39%
OSBC	B	0.39%
MBWM	B	0.38%
HBT	B	0.38%
CFB	D	0.38%
CASS	D	0.37%
EGBN	F	0.35%
HBNC	B	0.34%
TRST	B	0.33%
IBCP	B	0.33%
BFST	D	0.33%
CCB	B	0.32%
MSBI	D	0.31%
HTBK	D	0.31%
HAFC	C	0.3%
HONE	B	0.3%
CCBG	D	0.29%
FMNB	D	0.29%
SMBC	D	0.29%
CAC	B	0.29%
WASH	C	0.28%
HTBI	B	0.28%
THFF	B	0.27%
SPFI	B	0.27%
NBN	C	0.26%
AROW	C	0.25%
PGC	D	0.25%
CCNE	D	0.25%
NFBK	D	0.24%
BHRB	C	0.24%
ESQ	C	0.24%
HIFS	C	0.23%
MPB	B	0.22%
SHBI	D	0.22%
KRNY	F	0.22%
MOFG	D	0.21%
FFIC	D	0.21%
RBB	B	0.21%
BWB	B	0.2%
CARE	D	0.18%
NEWT	D	0.17%
FISI	D	0.17%
NRIM	C	0.17%
PFIS	D	0.17%
BMRC	D	0.15%
WSBF	B	0.15%
FRST	F	0.15%
BLFY	D	0.14%
FLIC	F	0.14%
NECB	B	0.14%
OVLY	C	0.13%
CZFS	F	0.12%

QABA Underweight 93 Positions Relative to SMCP

Symbol	Grade	Weight
SMCI	D	-3.0%
MOD	B	-1.53%
SFM	A	-1.34%
JXN	A	-1.31%
PBF	C	-1.26%
PR	B	-1.24%
LBRT	B	-1.22%
AVAV	B	-1.21%
PSN	D	-1.21%
ITRI	A	-1.2%
CNX	B	-1.16%
HQY	D	-1.16%
COOP	A	-1.16%
STRL	D	-1.15%
STNG	A	-1.14%
AEO	C	-1.12%
ITGR	D	-1.11%
HCC	B	-1.11%
LRN	A	-1.1%
GMS	C	-1.09%
HP	F	-1.08%
CHRD	B	-1.06%
CMC	C	-1.05%
TMHC	C	-1.04%
ZWS	D	-1.04%
REZI	D	-1.03%
ARCB	F	-1.03%
CVCO	C	-1.03%
TPH	A	-1.02%
BCC	D	-1.02%
AIT	C	-1.02%
HAE	A	-1.02%
VRRM	A	-1.01%
KBH	B	-1.01%
PTEN	F	-1.0%
SKY	D	-1.0%
GATX	C	-1.0%
NMIH	A	-1.0%
KFY	D	-0.99%
SIGI	F	-0.98%
ASGN	D	-0.98%
TEX	D	-0.98%
ASB	A	-0.97%
OTTR	B	-0.97%
AEL	A	-0.97%
PAGS	D	-0.97%
ESNT	D	-0.97%
MATX	B	-0.96%
CALM	D	-0.96%
HLNE	A	-0.96%
AMR	D	-0.96%
ABM	B	-0.95%
MMSI	B	-0.95%
NWE	B	-0.95%
ARCH	D	-0.95%
BTU	F	-0.93%
ABG	F	-0.93%
ALE	A	-0.93%
MTH	A	-0.93%
SHOO	D	-0.93%
CADE	B	-0.92%
VSH	C	-0.92%
CNO	A	-0.92%
PLXS	B	-0.91%
EVTC	F	-0.9%
AX	A	-0.9%
APAM	D	-0.9%
IDCC	C	-0.89%
ASO	D	-0.88%
UFPI	C	-0.88%
APLE	F	-0.87%
SSB	D	-0.87%
PECO	D	-0.86%
AEIS	D	-0.86%
GBCI	C	-0.86%
ALKS	F	-0.86%
STNE	C	-0.86%
TGNA	D	-0.86%
CCS	D	-0.85%
FTDR	B	-0.85%
KWR	D	-0.85%
CEIX	F	-0.84%
MHO	D	-0.84%
HUBG	C	-0.84%
LXP	D	-0.82%
WD	C	-0.81%
ACLS	D	-0.77%
AMN	D	-0.76%
ZD	D	-0.73%
HELE	D	-0.73%
CORT	D	-0.69%
VLY	D	-0.63%
NEOG	F	-0.59%