OUSM vs. SMCP ETF Comparison

Comparison of O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM) to AlphaMark Actively Managed Small Cap ETF (SMCP)

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$40.89

Average Daily Volume

65,276

Number of Holdings ^*

105

* may have additional holdings in another (foreign) market

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.32

Average Daily Volume

1,484

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	OUSM	SMCP
30 Days	-1.92%	-1.90%
60 Days	0.32%	-0.39%
90 Days	4.13%	4.16%
12 Months	20.51%	28.88%

13 Overlapping Holdings

Symbol	Grade	Weight in OUSM	Weight in SMCP	Overlap
AIT	C	1.15%	1.02%	1.02%
ALE	A	0.13%	0.93%	0.13%
APAM	D	0.62%	0.9%	0.62%
CALM	D	0.32%	0.96%	0.32%
ESNT	D	1.25%	0.97%	0.97%
HLNE	A	0.84%	0.96%	0.84%
IDCC	C	0.67%	0.89%	0.67%
NWE	B	0.12%	0.95%	0.12%
OTTR	B	0.14%	0.97%	0.14%
SHOO	D	0.54%	0.93%	0.54%
TGNA	D	0.65%	0.86%	0.65%
UFPI	C	1.14%	0.88%	0.88%
VSH	C	0.76%	0.92%	0.76%

OUSM Overweight 92 Positions Relative to SMCP

Symbol	Grade	Weight
WSM	A	3.4%
DKS	B	2.26%
LECO	D	2.25%
JNPR	D	2.16%
TW	B	2.13%
EHC	A	2.11%
OC	A	2.1%
TXRH	A	2.04%
CHE	F	2.0%
ITT	D	1.85%
ORI	A	1.84%
TFX	F	1.79%
AOS	D	1.77%
PRI	D	1.71%
OGN	B	1.7%
SEIC	C	1.67%
TPR	D	1.66%
NYT	B	1.64%
GNTX	D	1.61%
CASY	B	1.61%
MKTX	F	1.59%
TTC	D	1.58%
MUSA	D	1.54%
LFUS	C	1.53%
DCI	B	1.51%
HLI	A	1.5%
BWA	B	1.49%
PINC	F	1.43%
EVR	B	1.43%
BMI	A	1.4%
HRB	D	1.33%
RLI	D	1.33%
MTG	C	1.29%
DLB	D	1.28%
RHI	F	1.26%
AVT	A	1.25%
RL	D	1.23%
SSD	D	1.23%
PDCO	F	1.22%
WU	C	1.17%
WH	D	1.14%
LSTR	D	1.09%
RDN	C	1.08%
MLI	B	1.08%
VST	A	1.05%
BC	F	1.02%
POWI	D	0.99%
AAON	C	0.99%
INGR	C	0.99%
WTS	C	0.92%
PII	F	0.85%
EXPO	B	0.82%
MSM	F	0.74%
CCOI	F	0.7%
CHH	D	0.68%
FLO	B	0.66%
FHI	F	0.6%
COLM	B	0.53%
LANC	D	0.49%
CRI	F	0.49%
NI	A	0.47%
BRC	B	0.45%
CNS	D	0.4%
WDFC	D	0.4%
WTRG	B	0.39%
PNW	B	0.34%
GOLF	D	0.34%
JJSF	F	0.27%
OGE	A	0.27%
LZB	F	0.26%
EIG	D	0.25%
KFRC	D	0.2%
SNDR	D	0.2%
REYN	D	0.2%
AMSF	F	0.19%
IDA	B	0.19%
NFG	A	0.19%
NJR	B	0.17%
POR	B	0.17%
UVV	B	0.16%
RGR	C	0.15%
OGS	B	0.14%
BKH	B	0.14%
SR	B	0.13%
WMK	D	0.13%
AVA	B	0.11%
MGEE	A	0.11%
AWR	C	0.1%
DHIL	C	0.09%
EBF	D	0.08%
CPK	B	0.07%
NWN	B	0.05%

OUSM Underweight 86 Positions Relative to SMCP

Symbol	Grade	Weight
SMCI	D	-3.0%
MOD	B	-1.53%
SFM	A	-1.34%
JXN	A	-1.31%
PBF	C	-1.26%
PR	B	-1.24%
LBRT	B	-1.22%
AVAV	B	-1.21%
PSN	D	-1.21%
ITRI	A	-1.2%
CNX	B	-1.16%
HQY	D	-1.16%
COOP	A	-1.16%
STRL	D	-1.15%
STNG	A	-1.14%
AEO	C	-1.12%
ITGR	D	-1.11%
HCC	B	-1.11%
LRN	A	-1.1%
GMS	C	-1.09%
HP	F	-1.08%
CHRD	B	-1.06%
CMC	C	-1.05%
TMHC	C	-1.04%
ZWS	D	-1.04%
REZI	D	-1.03%
ARCB	F	-1.03%
CVCO	C	-1.03%
TPH	A	-1.02%
BCC	D	-1.02%
HAE	A	-1.02%
VRRM	A	-1.01%
KBH	B	-1.01%
PTEN	F	-1.0%
SKY	D	-1.0%
GATX	C	-1.0%
NMIH	A	-1.0%
KFY	D	-0.99%
SIGI	F	-0.98%
ASGN	D	-0.98%
TEX	D	-0.98%
ASB	A	-0.97%
AEL	A	-0.97%
PAGS	D	-0.97%
MATX	B	-0.96%
AMR	D	-0.96%
ABM	B	-0.95%
MMSI	B	-0.95%
ARCH	D	-0.95%
FFIN	C	-0.94%
BTU	F	-0.93%
ABG	F	-0.93%
MTH	A	-0.93%
CADE	B	-0.92%
HWC	A	-0.92%
CNO	A	-0.92%
PLXS	B	-0.91%
EVTC	F	-0.9%
AX	A	-0.9%
ABCB	B	-0.88%
ASO	D	-0.88%
APLE	F	-0.87%
SSB	D	-0.87%
PECO	D	-0.86%
AEIS	D	-0.86%
GBCI	C	-0.86%
ALKS	F	-0.86%
STNE	C	-0.86%
TCBI	B	-0.86%
CCS	D	-0.85%
FTDR	B	-0.85%
KWR	D	-0.85%
CEIX	F	-0.84%
UCBI	B	-0.84%
MHO	D	-0.84%
HUBG	C	-0.84%
LXP	D	-0.82%
WD	C	-0.81%
ACLS	D	-0.77%
AMN	D	-0.76%
CATY	D	-0.75%
ZD	D	-0.73%
HELE	D	-0.73%
CORT	D	-0.69%
VLY	D	-0.63%
NEOG	F	-0.59%