HELX vs. FYC ETF Comparison

Comparison of Franklin Genomic Advancements ETF (HELX) to First Trust Small Cap Growth AlphaDEX Fund (FYC)
HELX

Franklin Genomic Advancements ETF

HELX Description

Seeks capital appreciation by investing in innovative companies related to genomic-based technologies designed to enhance the quality of life. Provides access to companies benefitting from or facilitating the use of new research including DNA sequencing, gene editing and personalized medicine Uses bottom-up fundamental research conducted by dedicated, industry-specific analysts to identify disruptive business models at the right stage for investment Actively managed by a seasoned portfolio management team that is based in Silicon Valley and has a long history of investing in the craft of innovation

Grade (RS Rating)

Last Trade

$30.46

Average Daily Volume

882

Number of Holdings *

55

* may have additional holdings in another (foreign) market
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$62.05

Average Daily Volume

16,104

Number of Holdings *

244

* may have additional holdings in another (foreign) market
Performance
Period HELX FYC
30 Days -6.23% -2.01%
60 Days -4.40% -1.07%
90 Days 2.36% 2.83%
12 Months 2.70% 12.46%
5 Overlapping Holdings
Symbol Grade Weight in HELX Weight in FYC Overlap
BEAM F 0.66% 0.41% 0.41%
DOCS F 0.3% 0.12% 0.12%
RXRX F 0.36% 0.1% 0.1%
TWST C 0.67% 0.46% 0.46%
VCYT D 0.14% 0.12% 0.12%
HELX Overweight 50 Positions Relative to FYC
Symbol Grade Weight
MEDP B 7.62%
TMO B 4.75%
VRTX C 4.72%
REGN C 4.59%
KRYS B 4.35%
LLY D 4.34%
DHR B 4.09%
BRKR D 3.27%
NTRA A 2.99%
AZN A 2.51%
CRL C 2.42%
CDNS D 2.35%
IONS D 2.32%
CTVA C 2.19%
A C 2.17%
RCKT D 2.14%
MRNA A 2.03%
EXAS D 1.99%
QGEN D 1.81%
BNTX F 1.71%
SRPT C 1.57%
ICLR C 1.52%
FDMT D 1.4%
ALNY F 1.33%
NTLA F 1.25%
IQV C 1.17%
VYGR F 1.14%
AZTA F 1.07%
RARE D 1.0%
RGEN D 1.0%
LH D 0.96%
TECH F 0.87%
CRSP F 0.8%
INSM D 0.79%
NBIX B 0.78%
BMY F 0.73%
LGND B 0.7%
BIO F 0.66%
BBIO F 0.57%
CDMO F 0.57%
SDGR F 0.53%
AVTR B 0.52%
UTHR A 0.51%
DVAX F 0.49%
SLP A 0.42%
ARE C 0.31%
FTRE C 0.18%
OLK D 0.12%
TXG F 0.11%
PACB F 0.04%
HELX Underweight 239 Positions Relative to FYC
Symbol Grade Weight
ALPN A -1.12%
OSCR A -0.76%
PRCT A -0.71%
CMPR D -0.69%
RXST B -0.69%
ITRI A -0.68%
RDNT A -0.68%
GBX A -0.68%
SKYW A -0.68%
BKD A -0.68%
USLM A -0.68%
AZZ A -0.67%
IESC A -0.66%
AROC A -0.66%
DY A -0.65%
ADMA A -0.65%
GVA A -0.65%
SKWD B -0.65%
SPNT C -0.65%
TNC A -0.65%
CBZ A -0.65%
KRUS B -0.65%
PK B -0.64%
PLMR A -0.64%
SMTC A -0.64%
ANIP B -0.64%
TRIP C -0.63%
DSGR A -0.63%
ROAD B -0.63%
SHAK C -0.63%
SPR B -0.63%
STRL C -0.62%
TNL B -0.62%
COLL C -0.62%
GIC C -0.62%
MYRG B -0.62%
POWL B -0.62%
FWRG C -0.62%
HEES B -0.62%
ARDX D -0.61%
GFF C -0.61%
MBIN C -0.61%
GRBK C -0.6%
UFPT B -0.6%
TGLS B -0.6%
KYMR C -0.6%
CAL C -0.59%
ZETA A -0.59%
PLAY D -0.59%
VCEL D -0.58%
LPG A -0.57%
SGBX F -0.57%
AGIO A -0.56%
CNK B -0.56%
JBI B -0.55%
HIMS D -0.55%
CSWI A -0.55%
INSW A -0.54%
HWKN A -0.54%
FOR D -0.54%
AMK B -0.54%
EPAC A -0.54%
DFH D -0.54%
ALKT B -0.54%
HLX B -0.54%
GPOR A -0.53%
LMND B -0.53%
LAUR A -0.53%
OSIS A -0.52%
TRN A -0.52%
QTWO A -0.52%
MIR A -0.52%
PI A -0.52%
VERX B -0.51%
AGM B -0.51%
ICFI C -0.51%
CLDX D -0.51%
JWN B -0.51%
BRP D -0.51%
ALG D -0.5%
DBRG F -0.5%
IDCC C -0.5%
MRUS C -0.5%
LRN B -0.5%
CDRE C -0.5%
SMG A -0.5%
RYTM C -0.49%
SLG A -0.49%
AMRX B -0.49%
OUT B -0.49%
AMWD D -0.49%
BASE C -0.49%
PTGX D -0.48%
BOWL F -0.48%
SMMT D -0.47%
GERN B -0.46%
WNC D -0.46%
CRS A -0.45%
ENV A -0.44%
MGNI D -0.44%
CLSK B -0.42%
GBDC A -0.41%
CEIX D -0.41%
WHD A -0.4%
NSSC B -0.4%
ACIW A -0.39%
SQSP A -0.39%
VECO D -0.39%
TPG C -0.39%
KTOS D -0.39%
NHI A -0.39%
CPRX D -0.39%
RRR A -0.39%
PJT C -0.39%
OSW C -0.38%
GTX B -0.38%
GIII C -0.38%
HURN D -0.38%
IOSP C -0.38%
DO B -0.38%
LMAT C -0.38%
UNIT C -0.37%
SHO C -0.37%
SCS C -0.37%
THR A -0.37%
IIPR A -0.37%
DRH C -0.37%
SXI C -0.37%
CRNX B -0.37%
TGTX D -0.37%
DRVN D -0.37%
PLAB C -0.37%
ACVA A -0.37%
ROCK F -0.36%
PAR C -0.36%
ALRM C -0.36%
LKFN B -0.36%
ESRT C -0.36%
ATGE D -0.36%
IDYA D -0.35%
TGI C -0.35%
SWI B -0.35%
DOCN F -0.35%
HRMY F -0.35%
TNDM A -0.35%
RNG F -0.34%
PTCT F -0.34%
TMDX B -0.33%
YELP B -0.28%
RES A -0.28%
UEC B -0.28%
SATS A -0.28%
KNTK A -0.27%
AKR A -0.27%
TBBK D -0.27%
BRC A -0.27%
PEB C -0.26%
BANF B -0.26%
WABC B -0.26%
EVTC B -0.26%
RAMP F -0.26%
CARG B -0.26%
JOE A -0.26%
TR D -0.26%
PHR F -0.26%
TDS C -0.26%
ALX C -0.26%
XMTR F -0.26%
CHCO B -0.26%
PMT B -0.25%
BANC C -0.25%
SKT B -0.25%
MTRN D -0.25%
SBRA C -0.25%
UDMY F -0.25%
BROS F -0.25%
FTDR D -0.25%
FORM D -0.25%
HASI B -0.24%
MCW D -0.24%
YOU F -0.24%
MYGN F -0.24%
WRBY B -0.24%
NEO D -0.24%
HCP B -0.24%
SYBT B -0.24%
SPT F -0.24%
ARVN D -0.23%
CRDO F -0.23%
GSAT F -0.23%
SRRK C -0.22%
RKT B -0.22%
HLIT F -0.21%
OPEN F -0.2%
JAMF A -0.14%
ZUO A -0.14%
ALHC D -0.14%
MODN B -0.14%
SITC C -0.13%
LFST D -0.13%
LADR C -0.13%
CXM D -0.13%
JJSF F -0.13%
NABL D -0.13%
UE C -0.13%
MIRM F -0.13%
UMH B -0.13%
AWR D -0.13%
CARS D -0.13%
PRGS D -0.13%
AIV A -0.13%
IVT B -0.13%
XPEL B -0.13%
MGEE A -0.13%
AGYS A -0.13%
CTRE A -0.13%
JACK F -0.12%
GSHD D -0.12%
APPN B -0.12%
AMPH D -0.12%
AGL F -0.12%
CTKB F -0.12%
FLNC D -0.12%
CORT F -0.12%
NSA D -0.12%
NTST C -0.12%
DCPH D -0.12%
CERT D -0.12%
PRVA F -0.12%
VC D -0.12%
UPWK D -0.12%
VGR D -0.12%
FA B -0.12%
PZZA D -0.12%
PRO D -0.12%
ESE B -0.12%
MORF F -0.11%
DNLI F -0.11%
FLYW F -0.11%
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