FYC vs. ACTV ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to LeaderShares Activist Leaders ETF (ACTV)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$65.53

Average Daily Volume

8,487

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

ACTV

LeaderShares Activist Leaders ETF

ACTV Description

The investment seeks to generate long-term capital growth. The fund will be invested in equity securities of companies listed on a U.S. exchange with market capitalizations of at least $1 billion at the time of initial purchase. It may focus its investments in a particular sector, industry or group of industries. The fund may utilize derivatives, such as equity options and total return swap agreements, to seek to achieve its objective and for hedging purposes.

Grade (RS Rating)

Last Trade

$31.89

Average Daily Volume

6,230

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYC	ACTV
30 Days	-2.09%	-3.77%
60 Days	-0.17%	-6.16%
90 Days	1.31%	-6.26%
12 Months	12.10%	4.09%

5 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in ACTV	Overlap
BANC	D	0.21%	0.67%	0.21%
CNK	A	0.61%	0.93%	0.61%
DBRG	F	0.36%	0.73%	0.36%
SHAK	D	0.55%	0.72%	0.55%
TDS	B	0.33%	0.79%	0.33%

FYC Overweight 235 Positions Relative to ACTV

Symbol	Grade	Weight
ADMA	B	1.08%
SMMT	C	0.99%
HIMS	C	0.84%
ZETA	B	0.82%
PRCT	C	0.79%
USLM	C	0.79%
RDNT	B	0.79%
SKYW	B	0.77%
DY	B	0.77%
OSCR	D	0.77%
AGIO	C	0.77%
SGBX	F	0.76%
RXST	D	0.74%
IESC	C	0.73%
TWST	B	0.72%
ITRI	C	0.7%
GVA	B	0.7%
STRL	D	0.7%
MRUS	C	0.69%
AROC	B	0.66%
UFPT	A	0.66%
AZZ	D	0.65%
POWL	D	0.65%
BKD	C	0.65%
ROAD	D	0.64%
SKWD	D	0.63%
SPNT	D	0.63%
PLMR	C	0.63%
CMPR	B	0.63%
PI	C	0.62%
GBX	D	0.62%
MGNI	B	0.62%
CBZ	D	0.61%
GRBK	C	0.61%
HWKN	B	0.6%
QTWO	B	0.6%
VERX	B	0.59%
VCEL	C	0.59%
CSWI	A	0.59%
ALKT	B	0.59%
SPR	B	0.59%
ANIP	D	0.59%
MBIN	C	0.59%
ARDX	F	0.58%
LPG	C	0.58%
INSW	C	0.58%
TNL	D	0.58%
IDCC	A	0.57%
LRN	D	0.57%
GFF	D	0.57%
PTGX	B	0.57%
CRS	B	0.57%
BOWL	B	0.56%
HLX	B	0.55%
AMRX	C	0.55%
DSGR	F	0.55%
PK	D	0.55%
TRN	D	0.55%
EPAC	B	0.55%
JWN	B	0.54%
SMTC	C	0.54%
COLL	C	0.54%
SLG	B	0.53%
CAL	F	0.53%
TMDX	A	0.52%
LMND	C	0.52%
TNC	D	0.52%
ICFI	D	0.52%
AMK	B	0.51%
MYRG	F	0.51%
VECO	B	0.51%
LAUR	C	0.51%
FOR	F	0.51%
OSIS	C	0.51%
GERN	B	0.51%
TGLS	C	0.5%
GPOR	D	0.5%
KYMR	D	0.49%
MIR	C	0.49%
ATGE	A	0.49%
NSSC	B	0.49%
RYTM	B	0.48%
SMG	D	0.47%
CLDX	F	0.47%
AGM	B	0.47%
CDRE	B	0.47%
LMAT	A	0.47%
PTCT	D	0.46%
SQSP	B	0.46%
FWRG	F	0.46%
KRUS	F	0.46%
GIC	F	0.45%
TGTX	B	0.45%
TNDM	C	0.44%
OSW	B	0.44%
CEIX	B	0.44%
JBI	D	0.44%
HEES	F	0.44%
ACIW	A	0.44%
OUT	C	0.43%
DO	C	0.43%
PJT	A	0.43%
KTOS	B	0.42%
IIPR	B	0.41%
TRIP	F	0.41%
PLAY	F	0.41%
NHI	A	0.41%
ENV	C	0.41%
WHD	C	0.4%
AMWD	F	0.4%
TGI	B	0.39%
HURN	C	0.39%
ALG	F	0.39%
PAR	B	0.39%
CLSK	D	0.39%
BEAM	D	0.38%
SCS	C	0.38%
DFH	F	0.38%
CRDO	B	0.38%
BASE	D	0.37%
ACVA	C	0.37%
WNC	F	0.37%
CRNX	D	0.36%
TPG	D	0.36%
HRMY	B	0.36%
SWI	B	0.36%
CPRX	D	0.36%
GBDC	C	0.36%
IOSP	D	0.36%
RRR	B	0.35%
GIII	F	0.35%
SHO	C	0.35%
THR	D	0.35%
SXI	D	0.34%
DOCN	C	0.34%
FORM	A	0.34%
ESRT	C	0.34%
LKFN	D	0.34%
ROCK	D	0.33%
GTX	D	0.33%
DRH	D	0.33%
BROS	B	0.33%
ALRM	C	0.33%
PLAB	D	0.33%
HCP	A	0.32%
SATS	B	0.32%
RNG	F	0.31%
WRBY	C	0.31%
MYGN	B	0.3%
DRVN	C	0.3%
IDYA	F	0.3%
BRC	B	0.29%
CARG	C	0.29%
TBBK	B	0.28%
ALX	B	0.27%
SBRA	A	0.27%
KNTK	B	0.27%
FTDR	D	0.27%
AKR	A	0.27%
HASI	D	0.27%
BANF	D	0.26%
SYBT	C	0.26%
CHCO	C	0.26%
RKT	C	0.25%
WABC	D	0.25%
TR	C	0.25%
SKT	D	0.24%
MCW	F	0.24%
JOE	D	0.24%
PMT	C	0.24%
YELP	F	0.24%
HLIT	B	0.23%
PEB	D	0.23%
RAMP	C	0.23%
PHR	F	0.23%
UEC	D	0.23%
YOU	B	0.23%
EVTC	F	0.22%
NEO	D	0.22%
RES	F	0.21%
MTRN	F	0.21%
GSAT	D	0.2%
UDMY	F	0.2%
ALHC	B	0.2%
XMTR	F	0.19%
UNIT	D	0.18%
MIRM	B	0.17%
OPEN	F	0.16%
CORT	C	0.16%
ARVN	F	0.16%
CARS	C	0.15%
SPT	D	0.15%
NABL	B	0.15%
AGYS	B	0.15%
AGL	D	0.14%
FLNC	F	0.14%
DNLI	C	0.14%
JJSF	B	0.14%
AIV	B	0.13%
VCYT	C	0.13%
AWR	D	0.13%
LADR	A	0.13%
PRGS	B	0.13%
CTRE	A	0.13%
DOCS	B	0.13%
NSA	B	0.13%
ZUO	C	0.13%
UE	B	0.13%
AMPH	F	0.12%
VGR	C	0.12%
UMH	A	0.12%
MGEE	D	0.12%
SRRK	F	0.12%
FA	C	0.12%
IVT	C	0.12%
MORF	C	0.12%
SITC	B	0.12%
ESE	D	0.12%
GSHD	D	0.11%
JAMF	C	0.11%
UPWK	D	0.11%
PRVA	D	0.11%
NTST	D	0.11%
VC	D	0.11%
JACK	F	0.1%
RXRX	F	0.1%
CXM	D	0.1%
CERT	D	0.1%
APPN	D	0.1%
PRO	F	0.1%
LFST	D	0.1%
CTKB	D	0.1%
FLYW	F	0.09%
PZZA	F	0.09%
XPEL	F	0.08%

FYC Underweight 37 Positions Relative to ACTV

Symbol	Grade	Weight
JBLU	C	-4.16%
INVA	B	-3.91%
IRWD	F	-3.83%
VSTS	F	-3.78%
NSIT	C	-3.78%
JHG	B	-3.77%
THS	C	-3.76%
FRPT	A	-3.68%
ALIT	F	-3.58%
IVZ	D	-3.56%
FTRE	D	-3.46%
SWX	D	-3.41%
CNDT	D	-3.29%
BLMN	F	-3.29%
MRCY	D	-3.24%
DAN	F	-3.22%
NWL	F	-3.08%
BBWI	F	-2.85%
MGM	B	-0.82%
BMRN	C	-0.81%
PINS	B	-0.79%
CTLT	B	-0.76%
NWS	B	-0.75%
CMG	D	-0.74%
ROG	D	-0.74%
MDU	C	-0.73%
NATL	B	-0.72%
WEN	F	-0.72%
CHEF	A	-0.72%
FYBR	B	-0.71%
CVI	F	-0.7%
PCG	D	-0.69%
ETSY	F	-0.69%
EVH	F	-0.68%
AAP	F	-0.67%
WOLF	F	-0.66%
BTU	C	-0.66%