FXR vs. UXI ETF Comparison

Comparison of First Trust Industrials AlphaDEX (FXR) to ProShares Ultra Industrials (UXI)

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.15

Average Daily Volume

33,507

Number of Holdings ^*

137

* may have additional holdings in another (foreign) market

UXI

ProShares Ultra Industrials

UXI Description

The investment seeks daily investment results, before fees and expenses, that correspond to two times (2x) the daily performance of the Dow Jones U.S. IndustrialsSM Index. The fund invests in securities and derivatives that ProShare Advisors believes, in combination, should have similar daily return characteristics as two times (2x) the daily return of the index. The index measures the performance of the industrial sector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.37

Average Daily Volume

5,410

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXR	UXI
30 Days	7.85%	8.06%
60 Days	9.12%	12.04%
90 Days	12.26%	19.56%
12 Months	40.52%	70.36%

46 Overlapping Holdings

Symbol	Grade	Weight in FXR	Weight in UXI	Overlap
ADP	B	0.25%	1.65%	0.25%
ALLE	D	0.22%	0.16%	0.16%
AME	A	0.25%	0.6%	0.25%
AOS	F	0.37%	0.12%	0.12%
AXON	A	1.77%	0.59%	0.59%
BLDR	D	0.84%	0.28%	0.28%
CARR	D	0.42%	0.84%	0.42%
CAT	B	0.69%	2.53%	0.69%
CMI	A	0.51%	0.68%	0.51%
CSX	B	0.72%	0.92%	0.72%
CTAS	B	0.95%	1.0%	0.95%
DE	A	0.66%	1.4%	0.66%
DOV	A	0.74%	0.37%	0.37%
EFX	F	0.63%	0.41%	0.41%
EMR	A	0.27%	1.0%	0.27%
EXPD	D	0.21%	0.23%	0.21%
FDX	B	0.96%	0.9%	0.9%
FTV	C	0.43%	0.35%	0.35%
GD	F	0.44%	1.0%	0.44%
GE	D	0.85%	2.61%	0.85%
GNRC	B	1.06%	0.15%	0.15%
GWW	B	0.51%	0.7%	0.51%
HII	D	0.67%	0.11%	0.11%
HON	B	0.25%	2.02%	0.25%
HWM	A	1.32%	0.63%	0.63%
IEX	B	0.48%	0.23%	0.23%
J	F	0.48%	0.24%	0.24%
JBHT	C	0.75%	0.2%	0.2%
LHX	C	0.24%	0.63%	0.24%
LMT	D	1.08%	1.53%	1.08%
MAS	D	0.21%	0.23%	0.21%
MMM	D	0.87%	0.97%	0.87%
NDSN	B	0.22%	0.19%	0.19%
PCAR	B	1.36%	0.79%	0.79%
PH	A	0.25%	1.2%	0.25%
PNR	A	0.49%	0.24%	0.24%
PWR	A	1.27%	0.66%	0.66%
SNA	A	1.44%	0.25%	0.25%
TDG	D	0.85%	0.95%	0.85%
TT	A	1.23%	1.25%	1.23%
TXT	D	0.88%	0.21%	0.21%
UNP	C	0.22%	1.93%	0.22%
UPS	C	0.44%	1.34%	0.44%
URI	B	1.23%	0.75%	0.75%
VLTO	D	0.65%	0.34%	0.34%
WAB	B	0.24%	0.46%	0.24%

FXR Overweight 91 Positions Relative to UXI

Symbol	Grade	Weight
SYF	B	1.52%
WCC	B	1.45%
AAON	B	1.44%
FICO	B	1.4%
MDU	D	1.38%
G	B	1.35%
EME	C	1.35%
GPN	B	1.33%
FIX	A	1.32%
OSK	B	1.3%
FOUR	B	1.3%
OC	A	1.29%
AL	B	1.27%
HEI	B	1.24%
AXP	A	1.24%
LPX	B	1.22%
CNH	C	1.12%
ALSN	B	1.1%
SON	D	1.08%
GTES	A	1.07%
FI	A	1.06%
VNT	B	1.04%
R	B	1.03%
TTEK	F	1.02%
MLM	B	0.99%
SNDR	B	0.97%
EXP	A	0.96%
ADTN	A	0.93%
MSM	C	0.9%
CSL	C	0.9%
CXT	B	0.89%
BERY	B	0.88%
GPK	C	0.87%
BC	C	0.87%
VSTS	C	0.86%
TRU	D	0.86%
BAH	F	0.86%
COF	B	0.86%
AGCO	D	0.85%
AYI	B	0.84%
BWXT	B	0.83%
AWI	A	0.82%
PKG	A	0.77%
TDY	B	0.76%
ZBRA	B	0.75%
NVT	B	0.74%
KEX	C	0.74%
KNX	B	0.73%
DCI	B	0.73%
LII	A	0.72%
SLGN	A	0.72%
EEFT	B	0.72%
SHW	A	0.71%
MIDD	C	0.68%
SSD	D	0.67%
SPR	D	0.65%
BLD	D	0.63%
WU	D	0.62%
SAIA	B	0.56%
SQ	B	0.56%
ESAB	B	0.54%
GXO	B	0.52%
PYPL	B	0.5%
RHI	B	0.5%
LECO	B	0.49%
ATR	B	0.49%
AZEK	A	0.45%
SEE	C	0.44%
CNM	D	0.43%
TTC	D	0.43%
PPG	F	0.42%
AMCR	D	0.41%
FCN	D	0.39%
ATI	D	0.38%
DOW	F	0.37%
WMS	D	0.37%
FLS	B	0.26%
CW	B	0.25%
AXTA	A	0.25%
RPM	A	0.25%
VMC	B	0.25%
WWD	B	0.23%
ITT	A	0.23%
GGG	B	0.23%
KEYS	A	0.22%
MSA	D	0.22%
JKHY	D	0.22%
LSTR	D	0.22%
BALL	D	0.21%
LFUS	F	0.21%
FBIN	D	0.19%

FXR Underweight 32 Positions Relative to UXI

Symbol	Grade	Weight
RTX	C	-2.15%
UBER	D	-1.97%
ETN	A	-1.93%
BA	F	-1.42%
GEV	B	-1.21%
WM	A	-1.08%
ITW	B	-0.99%
NOC	D	-0.91%
NSC	B	-0.8%
JCI	C	-0.76%
CPRT	A	-0.67%
FAST	B	-0.63%
PAYX	C	-0.62%
RSG	A	-0.58%
OTIS	C	-0.55%
DAL	C	-0.55%
IR	B	-0.55%
VRSK	A	-0.54%
ODFL	B	-0.54%
ROK	B	-0.44%
UAL	A	-0.4%
XYL	D	-0.4%
BR	A	-0.36%
HUBB	B	-0.32%
LDOS	C	-0.29%
LUV	C	-0.26%
ROL	B	-0.19%
SWK	D	-0.18%
CHRW	C	-0.17%
DAY	B	-0.16%
PAYC	B	-0.15%
GEHC	F	-0.0%