FTXR vs. SMHB ETF Comparison

Comparison of First Trust Nasdaq Transportation ETF (FTXR) to ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB)

FTXR

First Trust Nasdaq Transportation ETF

FTXR Description

The First Trust Nasdaq Transportation ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Fund's fees and expenses, of an index called the Nasdaq US Smart Transportation Index. The Fund seeks to replicate the holdings and weightings of the Nasdaq US Smart Transportation Index so as to generate performance results 95% correlated to that of the Nasdaq US Smart Transportation Index.

Grade (RS Rating)

Last Trade

$30.88

Average Daily Volume

4,650

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$6.14

Average Daily Volume

38,012

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTXR	SMHB
30 Days	-2.92%	-1.01%
60 Days	-0.22%	4.63%
90 Days	3.34%	4.70%
12 Months	21.62%	74.54%

0 Overlapping Holdings

	Symbol	Grade	Weight in FTXR	Weight in SMHB	Overlap

FTXR Overweight 40 Positions Relative to SMHB

Symbol	Grade	Weight
GM	B	8.78%
FDX	C	8.53%
F	C	8.31%
UPS	F	7.9%
TSLA	D	6.41%
UAL	B	4.62%
DAL	A	4.53%
PCAR	D	4.1%
URI	D	3.77%
UNP	C	3.65%
CSX	D	3.54%
AAL	F	3.54%
NSC	D	3.15%
LUV	F	2.84%
R	A	2.67%
APTV	D	1.74%
GPC	B	1.62%
BWA	B	1.52%
ODFL	F	1.48%
JBHT	F	1.46%
WAB	A	1.44%
LEA	F	1.27%
LKQ	D	1.18%
HRI	D	1.12%
EXPD	D	1.02%
ALSN	D	0.87%
SKYW	A	0.86%
INSW	A	0.74%
OSK	D	0.67%
XPO	D	0.65%
KEX	A	0.65%
WSC	F	0.63%
SAIA	F	0.57%
FSS	C	0.52%
GNTX	D	0.52%
MATX	B	0.51%
VC	D	0.5%
ARCB	F	0.49%
DORM	C	0.48%
LSTR	D	0.46%

FTXR Underweight 91 Positions Relative to SMHB

Symbol	Grade	Weight
SLG	B	-4.87%
XRX	F	-4.09%
DTM	B	-3.81%
BXMT	F	-3.43%
DSS	F	-2.87%
TWO	A	-2.87%
CIM	D	-2.62%
ETRN	A	-2.49%
BDN	B	-2.41%
BGS	B	-2.41%
SBRA	B	-2.38%
EPR	D	-2.34%
ABR	C	-2.21%
APAM	D	-2.02%
PAGP	B	-1.88%
UNIT	F	-1.86%
UWMC	C	-1.84%
ARR	C	-1.65%
NHI	A	-1.64%
ORC	B	-1.51%
CCOI	F	-1.51%
PSEC	F	-1.47%
IVR	C	-1.43%
DEA	C	-1.35%
PMT	A	-1.35%
MFA	B	-1.27%
RWT	D	-1.24%
CTRE	B	-1.16%
PETS	F	-1.13%
MAIN	A	-1.09%
HTGC	A	-1.03%
ARI	F	-1.02%
GNL	D	-1.01%
FCPT	C	-1.0%
EFC	C	-1.0%
PDM	B	-0.99%
GSBD	A	-0.94%
NEWT	D	-0.94%
NYMT	F	-0.93%
LTC	A	-0.91%
DX	C	-0.89%
KREF	F	-0.8%
VGR	F	-0.79%
NWBI	C	-0.77%
GBDC	A	-0.73%
CODI	D	-0.72%
VNOM	C	-0.65%
SCS	D	-0.65%
RC	C	-0.65%
ACRE	D	-0.64%
LADR	A	-0.62%
TSLX	B	-0.62%
HESM	C	-0.59%
UVV	B	-0.54%
OCSL	C	-0.54%
AROC	B	-0.53%
GMRE	D	-0.5%
ILPT	C	-0.49%
BRSP	F	-0.49%
WSR	D	-0.46%
ALX	C	-0.45%
GTY	C	-0.44%
OPI	C	-0.4%
RMR	B	-0.38%
NMFC	A	-0.38%
UHT	D	-0.36%
GPMT	D	-0.34%
CSWC	A	-0.34%
GOOD	A	-0.33%
FSP	F	-0.29%
TRTX	A	-0.29%
TCPC	D	-0.27%
AHH	C	-0.27%
CGBD	A	-0.25%
BCSF	A	-0.24%
TPVG	F	-0.23%
PFLT	B	-0.23%
SLRC	A	-0.23%
UVE	B	-0.22%
BBDC	A	-0.22%
KRO	A	-0.2%
EBF	D	-0.18%
GAIN	A	-0.17%
PNNT	B	-0.16%
OLP	A	-0.16%
FDUS	B	-0.16%
GLAD	A	-0.15%
BFS	F	-0.14%
TRIN	B	-0.12%
CCAP	A	-0.1%
REPX	F	-0.07%

SMHB: Top Represented Industries & Keywords

Industries: Asset Management REIT - Diversified REIT - Office REIT - Healthcare Facilities REIT - Retail Oil & Gas Midstream REIT - Residential Credit Services Business Equipment REIT - Industrial Specialty Finance Tobacco Business Services Conglomerates Information Technology Services Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services Packaged Foods Pharmaceutical Retailers